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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Lord Abbett Shrt Dur Inc Fd 239,464 1,080 0.40%
2 * ATMEL CORP COM 19,000 129 0.05%
3 * SANDRIDGE ENERGY INC COM 28,800 124 0.05%
4 3M CO 1,479 210 0.08%
5 ABBVIE INC 11,868 685 0.25%
6 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
7 ACTAVIS PLC 1,773 428 0.16%
8 AFLAC Inc 4,594 267 0.10%
9 AG MTG INVT TR INC 24,345 433 0.16%
10 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.06%
11 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
12 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
13 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
14 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
15 ALPS ETF TR 48,771 935 0.34%
16 ALTRIA GROUP INC 57,535 2,643 0.97%
17 AMARIN CORP PLC 18,150 20 0.01%
18 AMAZON COM INC 2,746 885 0.32%
19 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.06%
20 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
21 AMERICAN APPAREL INC 12,500 10 0.00%
22 AMERICAN ELECTRIC POWER 6,862 358 0.13%
23 AMERICAN EXPRESS CO 6,883 603 0.22%
24 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
25 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
26 AMGEN INC 16,500 38 0.01%
27 AMR Asset Allocation 11,448 197 0.07%
28 AMR Global Small Capitalization HLS 10,724 119 0.04%
29 AMR International HLS 20,425 204 0.07%
30 AMR New World HLS 19,728 204 0.07%
31 ANADARKO PETROLE 2,622 266 0.10%
32 ANNALY CAP MGMT INC 15,089 161 0.06%
33 ANNALY CAP MGMT INC 35,719 381 0.14%
34 API EFF FRNT INCM I 13,904 167 0.06%
35 APPLE COMPUTER INC 8,371 843 0.31%
36 APPLE COMPUTER INC 102,550 10,016 3.67%
37 ARENA PHARMACEUTICALS INC 10,600 44 0.02%
38 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
39 AT&T INC 120,552 4,284 1.57%
40 ATLATSA RES CORP 10,651 3 0.00%
41 Abbott Labs Common 8,220 342 0.13%
42 Aberdeen Asia-Pacific Income 21,567 127 0.05%
43 Aegon Funding Corp 25,000 29 0.01%
44 Alcoa Inc 22,431 361 0.13%
45 Alliance Data Systems 1,236 307 0.11%
46 Allianzgi Conv & Income Fund I 46,435 424 0.16%
47 Allstate Corp 5,953 365 0.13%
48 Amerenenergy Generating Co 35,000 33 0.01%
49 American International Group Inc 5,487 296 0.11%
50 American Water Works, Inc. 9,245 446 0.16%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
301 T Rowe Price Capital Appreciation Fund 12,871 354 0.09%
302 WISDOMTREE TR 4,052 354 0.09%
303 XCEL ENERGY INC 11,612 353 0.09%
304 SPDR S&P MIDCAP 400 ETF TR 1,408 351 0.09%
305 DoubleLine Total Return Bond I 31,949 350 0.09%
306 FIRST INTST BANCSYSTEM INC 13,150 349 0.09%
307 SPDR SER TR 6,250 346 0.09%
308 SEAGATE TECHNOLOGY PLC 6,050 346 0.09%
309 SENIOR HOUSING PROPERTIES TRUST 16,418 343 0.09%
310 Abbott Labs Common 8,220 342 0.09%
311 Fidelity Small Cap Value 19,550 338 0.09%
312 ISHARES TR 3,151 337 0.09%
313 VANGUARD INDEX FDS 4,696 337 0.09%
314 NUVEEN MUN HIGH INCOME OPPOR 25,832 337 0.09%
315 CHENIERE ENERGY PARTNERS LP COMMON UNITS 10,300 337 0.09%
316 CSX CORP 10,486 336 0.09%
317 Fidelity Contrafund Inc Insigh 11,840 336 0.09%
318 VANGUARD WORLD FD 2,564 336 0.09%
319 CHINA MOBILE LIMITED 5,691 335 0.09%
320 CHESAPEAKE ENERGY CORP 15,569 335 0.09%
321 ISHARES TR 4,437 334 0.09%
322 NEW YORK CMNTY BANCORP INC 20,952 333 0.09%
323 TRANSDIGM GROUP INC 1,806 333 0.09%
324 ISHARES TR 7,987 332 0.09%
325 Blackrock Global Opptys 23,299 329 0.09%
326 VANGUARD WORLD FDS 2,802 329 0.09%
327 BB&T Corporation 8,799 328 0.09%
328 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 14,500 328 0.09%
329 FIRST TR MULTI CP VAL ALPHA 7,241 327 0.09%
330 FIRST TR EXCHANGE TRADED FD 5,863 327 0.09%
331 PROSHARES TR 5,798 326 0.08%
332 LOCKHEED MARTIN CORP 1,779 325 0.08%
333 SANOFI 5,755 325 0.08%
334 SEMPRA ENERGY 3,083 325 0.08%
335 CREDICORP LTD 2,114 324 0.08%
336 PNC FINL SVCS GROUP INC 3,783 324 0.08%
337 Fidelity Worldwide 13,166 323 0.08%
338 GOLDMAN SACHS GROUP INC 763 322 0.08%
339 ENI S P A 6,796 322 0.08%
340 BUCKEYE PARTNERS L P 4,030 321 0.08%
341 KAYNE ANDERSON MLP INVT CO 7,839 320 0.08%
342 VANGUARD WORLD FD 3,201 320 0.08%
343 SANDISK CORP 3,253 319 0.08%
344 TWO HBRS INVT CORP 33,004 319 0.08%
345 PIMCO 25,194 318 0.08%
346 MOBILEYE N V AMSTELVEEN 5,915 317 0.08%
347 SELECT SECTOR SPDR TR 6,999 316 0.08%
348 VALEANT PHARMACEUTICALS INTL 2,407 316 0.08%
349 EXELON CORP 9,224 314 0.08%
350 VANGUARD INDEX FDS 3,697 314 0.08%
Page 7 of 14