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NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 45 Institutional holders with a total value of $38,454,270.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 853,108 11,125,000 28.93%
2 GUGGENHEIM CAPITAL LLC 350,007 4,564,000 11.87%
3 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 313,837 4,092,000 10.64%
4 MORGAN STANLEY 205,563 2,681,000 6.97%
5 Investors Capital Advisory Services 118,285 1,542,000 4.01%
6 Advisors Asset Management, Inc. 116,065 1,513,000 3.93%
7 BANK OF AMERICA CORP /DE/ 103,212 1,346,000 3.50%
8 LPL Financial LLC 95,088 1,242,000 3.23%
9 Commonwealth Equity Services, Inc 87,688 1,143,000 2.97%
10 Cambridge Investment Research Advisors, Inc. 82,411 1,075,000 2.80%
11 FIRST TRUST ADVISORS LP 72,469 945,000 2.46%
12 WELLS FARGO & COMPANY/MN 60,366 788,000 2.05%
13 Invesco Ltd. 49,886 651,000 1.69%
14 Cetera Advisor Networks LLC 46,600 608,000 1.58%
15 NATIONAL PLANNING CORP 44,808 581,000 1.51%
16 Horizon Kinetics LLC 43,610 569,000 1.48%
17 Bridgecreek Investment Management, LLC 38,750 505,000 1.31%
18 VAN ECK ASSOCIATES CORP 36,540 476,000 1.24%
19 STIFEL FINANCIAL CORP 34,175 446,000 1.16%
20 B. Riley Wealth Advisors, Inc. 25,832 337,000 0.88%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 25,506 333,000 0.87%
22 CIBC BANK USA 21,035 274,000 0.71%
23 US BANCORP \DE\ 19,927 260,000 0.68%
24 First Allied Advisory Services, Inc. 18,553 242,000 0.63%
25 VICUS CAPITAL 16,391 214,000 0.56%
26 Robert W. Baird & Co. Inc 13,085 171,000 0.44% SH
27 Capital Investment Advisors, LLC 11,076 144,000 0.37%
28 FIRST FOUNDATION ADVISORS 10,292 134,000 0.35%
29 Riggs Asset Managment Co. Inc. 7,067 92,000 0.24%
30 AMERICAN INTERNATIONAL GROUP, INC. 4,852 63,270 0.16%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,000 52,000 0.14%
32 Creative Planning 3,970 52,000 0.14%
33 MSI Financial Services Inc 3,050 40,000 0.10%
34 CITIGROUP INC 2,742 36,000 0.09%
35 ROYAL BANK OF CANADA 2,084 27,000 0.07%
36 Fusion Investment Group, LLC 1,455 19,000 0.05%
37 WFG Advisors, LP 1,310 17,000 0.04%
38 FIFTH THIRD BANCORP 1,236 16,000 0.04%
39 Waverly Advisors, LLC 758 10,000 0.03%
40 JNBA Financial Advisors 653 9,000 0.02%
41 Alexandria Capital, LLC 700 9,000 0.02%
42 Tower Research Capital LLC (TRC) 416 5,000 0.01%
43 NORTHERN TRUST CORP 25,400 3,000 0.01%
44 COLONY GROUP LLC 118 2,000 0.01%
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.