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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 518 holdings with a total value of $501,414,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 GLAXOSMITHKLINE PLC 54,712 2,308,000 0.46%
52 VISA INC 25,136 2,237,000 0.45%
53 INTEL CORP 60,939 2,200,000 0.44%
54 LILLY ELI & CO 26,060 2,194,000 0.44%
55 MCDONALDS CORP 16,725 2,170,000 0.43%
56 ALLERGAN PLC 8,846 2,114,000 0.42%
57 HORIZONS ETF TR I 90,850 2,113,000 0.42%
58 DISNEY WALT CO 18,378 2,085,000 0.42%
59 POWERSHARES QQQ TRUST 15,683 2,077,000 0.41%
60 ISHARES TR 17,282 2,038,000 0.41%
61 VANGUARD WORLD FDS 32,807 1,985,000 0.40%
62 DU PONT E I DE NEMOURS & CO 24,353 1,957,000 0.39%
63 SSGA ACTIVE ETF TR 41,039 1,952,000 0.39%
64 CELGENE CORP 15,566 1,937,000 0.39%
65 SELECT SECTOR SPDR TR 25,486 1,896,000 0.38%
66 ALPHABET INC 2,277 1,888,000 0.38%
67 BOEING CO 10,636 1,882,000 0.38%
68 ISHARES TR 13,647 1,878,000 0.37%
69 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 66,184 1,834,000 0.37%
70 CITIGROUPINC 29,861 1,787,000 0.36%
71 GILEAD SCIENCES INC 26,096 1,775,000 0.35%
72 RYDEX ETF TRUST 19,285 1,753,000 0.35%
73 PHILLIPS 66 21,782 1,726,000 0.34%
74 ISHARES TR 12,450 1,724,000 0.34%
75 ABBVIE INC 26,385 1,721,000 0.34%
76 NEXTERA ENERGY INC 13,131 1,689,000 0.34%
77 UNITED TECHNOLOGIES CORP 14,829 1,666,000 0.33%
78 ISHARES TR 9,651 1,654,000 0.33%
79 COMCAST CORP NEW 42,909 1,615,000 0.32%
80 HONEYWELL INTL INC 12,878 1,610,000 0.32%
81 ISHARES TR 12,194 1,604,000 0.32%
82 CHUBB LIMITED 11,729 1,599,000 0.32%
83 ISHARES TR 64,045 1,590,000 0.32%
84 SPDR GOLD TR 13,343 1,585,000 0.32%
85 VANGUARD INTL EQUITY INDEX F 39,709 1,579,000 0.31%
86 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 17,966 1,578,000 0.31%
87 PEPSICO INC 13,884 1,555,000 0.31%
88 PHILIP MORRIS INTL INC 13,726 1,551,000 0.31%
89 ALIBABA GROUP HLDG LTD 14,277 1,540,000 0.31%
90 POWERSHARES ETF TR II 34,742 1,511,000 0.30%
91 BP PLC 43,708 1,510,000 0.30%
92 ISHARES TR 5,130 1,505,000 0.30%
93 INTERNATIONAL BUSINESS MACHS 8,622 1,504,000 0.30%
94 ISHARES TR 12,991 1,490,000 0.30%
95 VANGUARD BD INDEX FDS 17,879 1,450,000 0.29%
96 JOHNSON CTLS INTL PLC 34,036 1,435,000 0.29%
97 PIMCO INCOME STRATEGY FUND II COM 142,418 1,432,000 0.29%
98 ALPS ETF TR 110,381 1,403,000 0.28%
99 SELECT SECTOR SPDR TR 19,406 1,358,000 0.27%
100 UNITEDHEALTH GROUP INC 7,989 1,312,000 0.26%
Page 2 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-003001, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.