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Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001144204-14-068848) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 Intuit Inc 35,900 7,460 0.92% Put
102 REGIONAL MGMT CORP 430,924 7,735 0.95%
103 BRIDGEPOINT ED INC COM 697,381 7,783 0.96%
104 Codexis Inc Com 3,486,853 7,915 0.97%
105 DOLBY LABORATORIES INC 194,000 8,107 1.00% Call
106 ISHARES TR 30,000 8,209 1.01% Put
107 Cimpress NV 150,000 8,219 1.01% Call
108 TRANS WORLD ENTMT CORP 2,248,265 8,229 1.01%
109 CROCS INC 675,110 8,493 1.04%
110 EBAY INC 150,000 8,495 1.04% Call
111 LIGHT & WONDER INC COM 836,084 9,005 1.11%
112 SUNCOKE ENERGY INC COM 406,442 9,125 1.12%
113 SEARS HLDGS CORP 242,800 9,127 1.12% Call
114 HOME DEPOT INC 100,000 9,174 1.13% Put
115 IMPERIAL HLDGS INC 1,505,360 9,710 1.19%
116 ISHARES TR 100,000 10,935 1.34% Call
117 ISHARES TR 40,000 10,945 1.34% Put
118 ISHARES TR 41,300 11,301 1.39% Put
119 SPDR GOLD TR 100,000 11,621 1.43% Put
120 ELECTRONIC ARTS INC 329,400 11,730 1.44% Put
121 NEWS CORP CL A 735,000 12,017 1.48%
122 SCICLONE PHARMACEUTICALS INC 1,870,367 12,887 1.58%
123 LENNAR CORP 409,113 13,096 1.61%
124 ISHARES TR 120,000 13,122 1.61% Put
125 XPO LOGISTICS INC 5,635,000 13,461 1.65% PRN
126 ISIS PHARMACEUTICALS INC DEL 5,650,000 13,765 1.69% PRN
127 SPDR S&P 500 ETF TR 75,000 14,777 1.81% Put
128 DIAMOND RESORTS INTL INC COM 695,530 15,830 1.94%
129 ISHARES TR 150,000 16,403 2.01% Put
130 LIFE TIME FITNESS 373,377 18,833 2.31%
131 SPDR S&P 500 ETF TR 100,000 19,702 2.42% Put
132 ISHARES TR 200,000 21,870 2.68% Call
133 SPDR S&P 500 ETF TR 120,000 23,642 2.90% Put
134 SPDR S&P 500 ETF TR 120,000 23,642 2.90% Put
135 PACIRA PHARMACEUTICALS INC 6,600,000 25,842 3.17% PRN
136 ISHARES TR 285,000 31,165 3.83% Put
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