| 1 |
Nantahala Capital Management, LLC |
3,486,853 |
7,915,000 |
32.27% |
|
|
| 2 |
Opaleye Management Inc. |
1,690,000 |
3,937,700 |
16.05% |
|
|
| 3 |
BlackRock Institutional Trust Company, N.A. |
1,129,592 |
2,632,000 |
10.73% |
|
|
| 4 |
683 Capital Management, LLC |
1,062,500 |
2,476,000 |
10.09% |
|
|
| 5 |
VANGUARD GROUP INC |
711,671 |
1,658,000 |
6.76% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
510,769 |
1,190,000 |
4.85% |
|
|
| 7 |
RA CAPITAL MANAGEMENT, L.P. |
504,279 |
1,175,000 |
4.79% |
|
|
| 8 |
RENAISSANCE TECHNOLOGIES LLC |
281,800 |
657,000 |
2.68% |
|
|
| 9 |
DIMENSIONAL FUND ADVISORS LP |
239,029 |
557,000 |
2.27% |
|
|
| 10 |
ESSEX INVESTMENT MANAGEMENT CO LLC |
206,177 |
480,000 |
1.96% |
|
|
| 11 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
150,500 |
351,000 |
1.43% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
103,736 |
241,000 |
0.98% |
|
|
| 13 |
BlackRock Fund Advisors |
86,379 |
201,000 |
0.82% |
|
|
| 14 |
Virtu KCG Holdings LLC |
78,515 |
177,000 |
0.72% |
|
|
| 15 |
PNC FINANCIAL SERVICES GROUP, INC. |
53,202 |
124,000 |
0.51% |
|
|
| 16 |
Spark Investment Management LLC |
54,300 |
122,000 |
0.50% |
|
|
| 17 |
NORTHERN TRUST CORP |
49,850 |
116,000 |
0.47% |
|
|
| 18 |
Connor, Clark & Lunn Investment Management Ltd. |
44,300 |
103,000 |
0.42% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
35,887 |
84,000 |
0.34% |
|
|
| 20 |
JACOBS LEVY EQUITY MANAGEMENT, INC |
30,455 |
71,000 |
0.29% |
|
|
| 21 |
MORGAN STANLEY |
29,712 |
69,000 |
0.28% |
|
|
| 22 |
CREDIT SUISSE AG/ |
21,158 |
49,000 |
0.20% |
|
|
| 23 |
GOLDMAN SACHS GROUP INC |
18,114 |
42,000 |
0.17% |
|
|
| 24 |
Bank of New York Mellon Corp |
15,812 |
37,000 |
0.15% |
|
|
| 25 |
BURNEY CO/ |
10,000 |
23,000 |
0.09% |
|
|
| 26 |
UBS AG |
4,708 |
11,000 |
0.04% |
|
|
| 27 |
BlackRock Investment Management, LLC |
4,621 |
11,000 |
0.04% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
2,795 |
7,000 |
0.03% |
|
|
| 29 |
MUFG Americas Holdings Corp |
2,230 |
5,000 |
0.02% |
|
|
| 30 |
Nationwide Fund Advisors |
1,324 |
3,000 |
0.01% |
|
|
| 31 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,026 |
2,000 |
0.01% |
|
|
| 32 |
Lehman Financial Resources, Inc. |
500 |
1,000 |
0.00% |
|
|
| 33 |
BLACKROCK ADVISORS LLC |
558 |
1,000 |
0.00% |
|
|
| 34 |
Creative Planning |
46 |
0 |
0.00% |
|
|
