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Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001144204-15-010219) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
51 KERYX BIOPHARMACEUTICALS INCORPORATED 9,000 127 0.02% Put
52 KERYX BIOPHARMACEUTICALS INCORPORATED 200,000 2,830 0.40% Put
53 LAKES ENTERTAINMEN 445,028 2,991 0.42%
54 LENNAR CORP 114,604 4,138 0.58%
55 LIFE TIME FITNESS 280,750 15,896 2.23%
56 LIGHT & WONDER INC COM 855,800 10,894 1.53% Call
57 LIGHT & WONDER INC COM 700,000 8,911 1.25% Call
58 LIGHT & WONDER INC COM 600,000 7,638 1.07% Call
59 LIGHT & WONDER INC COM 357,200 4,547 0.64% Call
60 LIGHT & WONDER INC COM 1,102,331 14,033 1.97%
61 LIGHT & WONDER INC COM 95,400 1,214 0.17% Call
62 LINCOLN EDL SVCS CORP 775,530 2,171 0.30%
63 Liberty Ventures 267,835 10,103 1.42%
64 MIDWAY GOLD CORP 6,111,127 4,187 0.59%
65 NATIONAL RESH CORP CL A 204,273 2,858 0.40%
66 NEWS CORP CL A 837,800 13,145 1.84%
67 OCWEN FINL CORP 410,300 6,196 0.87%
68 OWENS RLTY MTG INC 541,339 7,931 1.11%
69 PACIRA PHARMACEUTICALS INC 5,100,000 18,324 2.57% PRN
70 PAIN THERAPEUTICS INC 1,737,442 3,527 0.50%
71 PERRY ELLIS INTL INC 182,857 4,741 0.67%
72 PGT INNOVATIONS INC COM 875,731 8,433 1.18%
73 PHARMATHENE INC COM 2,318,264 4,196 0.59%
74 PIER 1 IMPORTS INC 236,100 3,636 0.51%
75 QAD INC 192,240 3,614 0.51%
76 QAD Inc 117,184 2,651 0.37%
77 RADIANT LOGISTICS INC 1,253,518 5,302 0.74%
78 REGIONAL MGMT CORP 205,000 3,241 0.45% Call
79 REGIONAL MGMT CORP 653,996 10,340 1.45%
80 RENT A CENTER INC-NEW 42,900 1,558 0.22% Call
81 REPUBLIC BANCORP KY 198,735 4,913 0.69%
82 Red Lion Hotels 586,375 3,718 0.52%
83 SCICLONE PHARMACEUTICALS INC 1,389,525 12,172 1.71%
84 SEARS HLDGS CORP 242,800 11,943 1.68% Call
85 SEARS HLDGS CORP 161,000 7,920 1.11% Call
86 SEARS HOMETOWN & OUTLET STOR 133,789 1,759 0.25%
87 SODASTREAM INTERNATIONAL LTD 248,400 4,998 0.70%
88 SODASTREAM INTERNATIONAL LTD 65,000 1,308 0.18% Call
89 SOTHEBYS 55,600 2,401 0.34% Call
90 SPDR GOLD TR 100,000 11,358 1.59% Put
91 SPDR GOLD TR 50,000 5,679 0.80% Put
92 SPDR GOLD TR 15,500 1,760 0.25% Put
93 SPDR GOLD TR 30,000 3,407 0.48% Put
94 SPDR GOLD TR 50,000 5,679 0.80% Put
95 SPDR S&P 500 ETF TR 60,000 12,332 1.73% Call
96 SPDR S&P 500 ETF TR 100,000 20,554 2.88% Call
97 SPDR S&P 500 ETF TR 85,000 17,471 2.45% Put
98 SPDR S&P 500 ETF TR 150,000 30,831 4.33% Put
99 SPDR S&P 500 ETF TR 70,000 14,388 2.02% Put
100 SUNCOKE ENERGY INC COM 293,742 5,681 0.80%
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