| 1 |
ACTUATE CORP |
1,186,033 |
7,828 |
1.10% |
|
|
| 2 |
ADEPT TECHNOLOGY INC |
384,009 |
3,333 |
0.47% |
|
|
| 3 |
ADEPT TECHNOLOGY INC |
13,300 |
115 |
0.02% |
Call |
|
| 4 |
AIR LEASE CORP |
108,000 |
3,705 |
0.52% |
Call |
|
| 5 |
AIR LEASE CORP |
206,100 |
7,071 |
0.99% |
Call |
|
| 6 |
AIR LEASE CORP |
2,100 |
72 |
0.01% |
Call |
|
| 7 |
AMERICAN RLTY CAP PPTYS INC |
1,050,000 |
9,503 |
1.33% |
|
|
| 8 |
AMERICAN RLTY CAP PPTYS INC |
602,100 |
5,449 |
0.76% |
Put |
|
| 9 |
AUDIENCE INC |
115,941 |
510 |
0.07% |
|
|
| 10 |
BANCORP INC DEL COM |
1,079,289 |
11,753 |
1.65% |
|
|
| 11 |
BRIDGEPOINT ED INC COM |
830,969 |
9,407 |
1.32% |
|
|
| 12 |
BRIDGEPOINT ED INC COM |
300,000 |
3,396 |
0.48% |
Call |
|
| 13 |
BRIDGEPOINT ED INC COM |
67,000 |
758 |
0.11% |
Call |
|
| 14 |
BRIGHTCOVE INC COM |
760,304 |
5,915 |
0.83% |
|
|
| 15 |
CACHE INC COM STK |
1,727,057 |
325 |
0.05% |
|
|
| 16 |
CASTLE A M & CO |
430,492 |
3,435 |
0.48% |
|
|
| 17 |
CENVEO INC |
1,057,178 |
2,220 |
0.31% |
|
|
| 18 |
CITI TRENDS INC COM |
170,545 |
4,306 |
0.60% |
|
|
| 19 |
CLIFTON BANCORP INC |
487,400 |
6,624 |
0.93% |
|
|
| 20 |
CONNS INC |
150,000 |
2,804 |
0.39% |
Call |
|
| 21 |
CROCS INC |
166,900 |
2,085 |
0.29% |
Call |
|
| 22 |
CROCS INC |
740,610 |
9,250 |
1.30% |
|
|
| 23 |
CROWN MEDIA HLDGS INC |
2,003,052 |
7,091 |
1.00% |
|
|
| 24 |
Codexis Inc Com |
3,706,660 |
9,341 |
1.31% |
|
|
| 25 |
DEAN FOODS CO NEW |
413,500 |
8,014 |
1.12% |
Call |
|
| 26 |
DEAN FOODS CO NEW |
153,300 |
2,971 |
0.42% |
Call |
|
| 27 |
DEAN FOODS CO NEW |
80,000 |
1,550 |
0.22% |
Call |
|
| 28 |
DIAMOND RESORTS INTL INC COM |
504,404 |
14,073 |
1.98% |
|
|
| 29 |
DOLBY LABORATORIES INC |
75,672 |
3,263 |
0.46% |
|
|
| 30 |
DOVER MOTORSPORTS INC |
959,152 |
2,460 |
0.35% |
|
|
| 31 |
EMMIS COMMUNICTNS CORP CL A |
766,001 |
1,432 |
0.20% |
|
|
| 32 |
EVOLUTION PETE CORP |
752,324 |
5,590 |
0.78% |
|
|
| 33 |
FALCONSTOR SOFTWARE INC |
3,354,336 |
4,495 |
0.63% |
|
|
| 34 |
FULL CIRCLE CAP CORP |
408,320 |
1,846 |
0.26% |
|
|
| 35 |
IMPERIAL HLDGS INC |
1,385,460 |
9,033 |
1.27% |
|
|
| 36 |
IMPERIAL HOLDINGS INC 8.5% 2/15/2019 |
1,131,000 |
1,381 |
0.19% |
|
PRN |
| 37 |
ISHARES TR |
41,300 |
12,528 |
1.76% |
Put |
|
| 38 |
ISHARES TR |
20,000 |
1,537 |
0.22% |
Put |
|
| 39 |
ISHARES TR |
2 |
0 |
0.00% |
|
|
| 40 |
ISHARES TR |
450,000 |
53,829 |
7.55% |
Put |
|
| 41 |
ISHARES TR |
200,000 |
23,924 |
3.36% |
Put |
|
| 42 |
ISIS PHARMACEUTICALS INC DEL |
2,500,000 |
9,319 |
1.31% |
|
PRN |
| 43 |
ITT Educational Services Inc |
201,000 |
1,932 |
0.27% |
Call |
|
| 44 |
ITT Educational Services Inc |
168,300 |
1,617 |
0.23% |
Call |
|
| 45 |
ITT Educational Services Inc |
177,700 |
1,708 |
0.24% |
Call |
|
| 46 |
ITT Educational Services Inc |
113,000 |
1,086 |
0.15% |
Call |
|
| 47 |
ITT Educational Services Inc |
730,000 |
7,015 |
0.98% |
Call |
|
| 48 |
ITT Educational Services Inc |
398,000 |
3,825 |
0.54% |
|
|
| 49 |
Intuit Inc |
35,900 |
8,247 |
1.16% |
Put |
|
| 50 |
JAZZ PHARMACEUTICALS PLC |
12,500 |
2,047 |
0.29% |
Put |
|
