| 1 |
Nantahala Capital Management, LLC |
3,706,660 |
9,341,000 |
37.95% |
|
|
| 2 |
Opaleye Management Inc. |
1,724,000 |
4,344,000 |
17.65% |
|
|
| 3 |
BlackRock Institutional Trust Company, N.A. |
1,129,592 |
2,847,000 |
11.57% |
|
|
| 4 |
VANGUARD GROUP INC |
707,831 |
1,784,000 |
7.25% |
|
|
| 5 |
683 Capital Management, LLC |
488,600 |
1,231,000 |
5.00% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
473,601 |
1,192,000 |
4.84% |
|
|
| 7 |
RENAISSANCE TECHNOLOGIES LLC |
316,900 |
799,000 |
3.25% |
|
|
| 8 |
DIMENSIONAL FUND ADVISORS LP |
236,134 |
595,000 |
2.42% |
|
|
| 9 |
ESSEX INVESTMENT MANAGEMENT CO LLC |
177,979 |
449,000 |
1.82% |
|
|
| 10 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
150,500 |
379,000 |
1.54% |
|
|
| 11 |
GEODE CAPITAL MANAGEMENT, LLC |
104,327 |
262,000 |
1.06% |
|
|
| 12 |
BlackRock Fund Advisors |
93,021 |
234,000 |
0.95% |
|
|
| 13 |
Spark Investment Management LLC |
81,100 |
204,000 |
0.83% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
53,202 |
134,000 |
0.54% |
|
|
| 15 |
NORTHERN TRUST CORP |
49,394 |
125,000 |
0.51% |
|
|
| 16 |
Virtu KCG Holdings LLC |
43,470 |
110,000 |
0.45% |
|
|
| 17 |
Connor, Clark & Lunn Investment Management Ltd. |
37,500 |
94,000 |
0.38% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
35,513 |
89,000 |
0.36% |
|
|
| 19 |
GOLDMAN SACHS GROUP INC |
32,263 |
81,000 |
0.33% |
|
|
| 20 |
MORGAN STANLEY |
26,373 |
66,000 |
0.27% |
|
|
| 21 |
CREDIT SUISSE AG/ |
20,816 |
52,000 |
0.21% |
|
|
| 22 |
JACOBS LEVY EQUITY MANAGEMENT, INC |
18,696 |
47,000 |
0.19% |
|
|
| 23 |
A.R.T. Advisors, LLC |
17,646 |
44,000 |
0.18% |
|
|
| 24 |
Bank of New York Mellon Corp |
16,432 |
42,000 |
0.17% |
|
|
| 25 |
BURNEY CO/ |
10,000 |
25,000 |
0.10% |
|
|
| 26 |
BlackRock Investment Management, LLC |
4,621 |
12,000 |
0.05% |
|
|
| 27 |
MUFG Americas Holdings Corp |
3,640 |
9,000 |
0.04% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
2,655 |
7,000 |
0.03% |
|
|
| 29 |
Financial Architects, Inc |
2,000 |
5,000 |
0.02% |
|
|
| 30 |
CITIGROUP INC |
1,274 |
4,000 |
0.02% |
|
|
| 31 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,026 |
3,000 |
0.01% |
|
|
| 32 |
Nationwide Fund Advisors |
1,324 |
3,000 |
0.01% |
|
|
| 33 |
Tower Research Capital LLC (TRC) |
610 |
1,000 |
0.00% |
|
|
| 34 |
BLACKROCK ADVISORS LLC |
538 |
1,000 |
0.00% |
|
|
| 35 |
UBS Group AG |
500 |
1,000 |
0.00% |
|
|
| 36 |
Creative Planning |
46 |
0 |
0.00% |
|
|
