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Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001144204-15-010219) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 450,000 53,829 7.55% Put
2 SPDR S&P 500 ETF TR 150,000 30,831 4.33% Put
3 ISHARES TR 200,000 23,924 3.36% Put
4 SPDR S&P 500 ETF TR 85,000 17,471 2.45% Put
5 SPDR S&P 500 ETF TR 70,000 14,388 2.02% Put
6 ISHARES TR 41,300 12,528 1.76% Put
7 SPDR GOLD TR 100,000 11,358 1.59% Put
8 Intuit Inc 35,900 8,247 1.16% Put
9 SPDR GOLD TR 50,000 5,679 0.80% Put
10 SPDR GOLD TR 50,000 5,679 0.80% Put
11 AMERICAN RLTY CAP PPTYS INC 602,100 5,449 0.76% Put
12 SPDR GOLD TR 30,000 3,407 0.48% Put
13 KERYX BIOPHARMACEUTICALS INCORPORATED 200,000 2,830 0.40% Put
14 JAZZ PHARMACEUTICALS PLC 12,500 2,047 0.29% Put
15 SPDR GOLD TR 15,500 1,760 0.25% Put
16 ISHARES TR 20,000 1,537 0.22% Put
17 KERYX BIOPHARMACEUTICALS INCORPORATED 9,000 127 0.02% Put
18 SPDR S&P 500 ETF TR 100,000 20,554 2.88% Call
19 SPDR S&P 500 ETF TR 60,000 12,332 1.73% Call
20 SEARS HLDGS CORP 242,800 11,943 1.68% Call
21 LIGHT & WONDER INC COM 855,800 10,894 1.53% Call
22 LIGHT & WONDER INC COM 700,000 8,911 1.25% Call
23 DEAN FOODS CO NEW 413,500 8,014 1.12% Call
24 WORLD ACCEP CORPORATION COM 100,000 7,945 1.12% Call
25 SEARS HLDGS CORP 161,000 7,920 1.11% Call
26 LIGHT & WONDER INC COM 600,000 7,638 1.07% Call
27 AIR LEASE CORP 206,100 7,071 0.99% Call
28 ITT Educational Services Inc 730,000 7,015 0.98% Call
29 UNITED RENTALS INC 54,200 5,529 0.78% Call
30 LIGHT & WONDER INC COM 357,200 4,547 0.64% Call
31 AIR LEASE CORP 108,000 3,705 0.52% Call
32 BRIDGEPOINT ED INC COM 300,000 3,396 0.48% Call
33 REGIONAL MGMT CORP 205,000 3,241 0.45% Call
34 DEAN FOODS CO NEW 153,300 2,971 0.42% Call
35 CONNS INC 150,000 2,804 0.39% Call
36 SOTHEBYS 55,600 2,401 0.34% Call
37 CROCS INC 166,900 2,085 0.29% Call
38 ITT Educational Services Inc 201,000 1,932 0.27% Call
39 ITT Educational Services Inc 177,700 1,708 0.24% Call
40 ITT Educational Services Inc 168,300 1,617 0.23% Call
41 RENT A CENTER INC-NEW 42,900 1,558 0.22% Call
42 DEAN FOODS CO NEW 80,000 1,550 0.22% Call
43 SODASTREAM INTERNATIONAL LTD 65,000 1,308 0.18% Call
44 LIGHT & WONDER INC COM 95,400 1,214 0.17% Call
45 ITT Educational Services Inc 113,000 1,086 0.15% Call
46 BRIDGEPOINT ED INC COM 67,000 758 0.11% Call
47 ADEPT TECHNOLOGY INC 13,300 115 0.02% Call
48 AIR LEASE CORP 2,100 72 0.01% Call
49 PACIRA PHARMACEUTICALS INC 5,100,000 18,324 2.57% PRN
50 LIFE TIME FITNESS 280,750 15,896 2.23%
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