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Institutional Investment Manager
Daiwa Securities Group Inc.
Daiwa Securities Group Inc. (CIK: 0001481045), registered under American Depositary Receipts, located at Grantokyo North Tower, 9-1, Tokyo, M0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001481045-14-000003) filed in 2014.05.13
#
Name
Shares
Value ($)
%
Options
Notes
51 ITAU UNIBANCO HLDG SA 1,390,294 20,660 0.16%
52 DISCOVER FINL SVCS 334,900 19,488 0.15%
53 NORTHROP GRUMMAN CORP 153,200 18,902 0.15%
54 VIACOM INC NEW 200,471 17,038 0.13%
55 CBS CORP NEW 267,271 16,517 0.13%
56 GENERAL GROWTH 744,392 16,377 0.13%
57 COMMONWEALTH REIT 7.25 PFD E PERP CUM 644,385 16,206 0.13%
58 STRATEGIC HOTELS & RESORTS I 1,580,964 16,110 0.13%
59 BRE PROPERTIES INC 256,360 16,094 0.13%
60 GLIMCHER RLTY TR 1,584,643 15,894 0.12%
61 ORACLE CORP 374,500 15,321 0.12%
62 MARRIOTT INTL INC NEW 273,117 15,300 0.12%
63 GENERAL ELECTRIC CO 581,500 15,055 0.12%
64 JPMORGAN CHASE & CO 245,720 14,918 0.12%
65 UNION PAC CORP 78,350 14,703 0.12%
66 RAMCO GERSHENSON PPTY TR SH BEN INT 895,879 14,603 0.11%
67 EDUCATION RLTY TR INC 1,445,636 14,268 0.11%
68 APPLE INC 24,800 13,311 0.10%
69 AMERICAN ASSETS TR INC COM 391,118 13,196 0.10%
70 MACYS INC 219,298 13,002 0.10%
71 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 537,400 12,946 0.10%
72 HAWAIIAN HOLDINGS INC 7,000,000 12,917 0.10% PRN
73 HONEYWELL INTL INC 139,200 12,912 0.10%
74 HALLIBURTON CO 218,200 12,850 0.10%
75 COVANTA HLDG CORP 11,000,000 12,822 0.10% PRN
76 AVALONBAY COMM 91,840 12,060 0.09%
77 Parkway Properties Inc 652,537 11,909 0.09%
78 EXXON MOBIL CORP 120,581 11,778 0.09%
79 ALEX REAL ESTATE EQ 160,911 11,676 0.09%
80 LOWES COS INC 237,200 11,599 0.09%
81 WEBMD HEALTH CORP 11,500,000 11,579 0.09% PRN
82 PRUDENTIAL FINL INC 128,600 10,886 0.09%
83 ICONIX BRAND GROUP INC 275,300 10,811 0.08%
84 HEALTHWAYS INC 10,000,000 10,799 0.08% PRN
85 GENERAL MTRS CO 308,800 10,629 0.08%
86 FIFTH THIRD BANCORP 461,600 10,596 0.08%
87 YAHOO INC 294,700 10,580 0.08%
88 AMERICAN EXPRESS CO 116,300 10,470 0.08%
89 VALE S A 831,000 10,346 0.08%
90 CUMMINS INC 69,100 10,295 0.08%
91 ISHARES NASDAQ BIOTECHNOLOGY ETF 8,900 9,919 0.08%
92 GERDAU S A 1,542,200 9,886 0.08%
93 PETROLEO BRASILEIRO SA PETRO 712,700 9,885 0.08%
94 Hewlett Packard Co 295,000 9,546 0.07%
95 EXTERRAN HLDGS INC 5,000,000 9,525 0.07% PRN
96 UNITEDHEALTH GROUP INC 114,126 9,357 0.07%
97 ALLIANT TECHSYSTEMS INC 5,000,000 9,324 0.07% PRN
98 APPLIED MATLS INC 454,700 9,283 0.07%
99 BRF SA 454,800 9,087 0.07%
100 MICROSOFT CORP 216,300 8,866 0.07%
Page 2 of 23
Restatement filing (0001481045-14-000005) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ZOETIS INC 11,700 339 0.00%
2 ZIMMER BIOMET HLDGS INC 4,800 454 0.00%
3 YZCAY 1,000 8 0.00%
4 YUM BRANDS INC 12,100 912 0.01%
5 YELP INC 2,500 192 0.00%
6 YAHOO INC 294,700 10,580 0.08%
7 YAHOO INC 2,000 71 0.00%
8 YAHOO INC 23,993 861 0.01%
9 Xerox Corp 31,653 358 0.00%
10 XYLEM INC 6,200 226 0.00%
11 XL GROUP PLC 8,500 266 0.00%
12 XILINX INC 7,800 423 0.00%
13 XCEL ENERGY INC 13,500 410 0.00%
14 WindStream Corp (win) 18,700 154 0.00%
15 Walgreens 24,400 1,611 0.01%
16 WYNN RESORTS LTD 2,400 533 0.00%
17 WYNDHAM WORLDWIDE CORP 80,100 5,866 0.05%
18 WORKDAY INC 2,000 183 0.00%
19 WOODWARD INC 4,300 179 0.00%
20 WIPRO LIMITED SPON ADR 1 SH 2,796 37 0.00%
21 WINTHROP RLTY TR 860 10 0.00%
22 WILLIS TOWERS WATSON PLC 4,900 216 0.00%
23 WILLIAMS COS INC DEL 18,400 747 0.01%
24 WHOLE FOODS MKT INC 9,900 502 0.00%
25 WHITING PETROLEUM CORP COM 3,100 215 0.00%
26 WHITESTONE REIT 500 7 0.00%
27 WHIRLPOOL CORP 2,300 344 0.00%
28 WEYERHAEUSER CO 15,758 462 0.00%
29 WESTERN UN CO 14,946 245 0.00%
30 WESTERN DIGITAL CORP 68,700 6,308 0.05%
31 WESTAR ENERGY 2,600 91 0.00%
32 WELLTOWER INC. 2,830,703 168,710 1.32%
33 WELLTOWER INC. 16,400 977 0.01%
34 WELLS FARGO CO NEW 140,709 6,999 0.05%
35 WELLS FARGO CO NEW 113,926 5,667 0.04%
36 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
37 WEINGARTEN RLTY INVS 2,900 87 0.00%
38 WEC ENERGY CORP. 6,400 298 0.00%
39 WEBMD HEALTH CORPORATION 2,165 21 0.00%
40 WEBMD HEALTH CORPORATION 1,500 104 0.00%
41 WEBMD HEALTH CORPORATION 35,250 1,459 0.01%
42 WEBMD HEALTH CORP 11,500,000 11,579 0.09% PRN
43 WEATHERFORDI 21,300 370 0.00%
44 WATERS CORP 2,400 260 0.00%
45 WASTE MGMT INC DEL 12,300 517 0.00%
46 WASHINGTON REAL ESTATE INVT 1,700 41 0.00%
47 WAL-MART STORES INC 44,500 3,401 0.03%
48 WAL-MART STORES INC 2,600 199 0.00%
49 WABCO HLDGS INC 24,500 2,586 0.02%
50 W P CAREY INC 1,500 90 0.00%
Page 1 of 23
Restatement filing (0001481045-14-000006) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SIMON PPTY GROUP INC NEW 8,797,158 1,442,734 11.29%
2 EQUITY RESIDENTIAL 11,345,103 657,903 5.15%
3 PROLOGIS INC 16,103,730 657,515 5.14%
4 VORNADO REALTY 6,345,327 625,395 4.89%
5 PUBLIC STORAGE 3,206,450 540,255 4.23%
6 VENTAS INC 8,828,630 534,750 4.18%
7 HOST HOTELS & RESORTS INC 22,491,580 455,230 3.56%
8 SL GREEN RLTY CORP 4,194,252 422,026 3.30%
9 BOSTON PROPERTIES 3,619,008 414,485 3.24%
10 MACERICH CO 5,171,000 322,308 2.52%
11 UDR INC 11,561,686 298,638 2.34%
12 KIMCO RLTY CORP 13,242,058 289,736 2.27%
13 REGENCY CTRS CORP 5,261,338 268,644 2.10%
14 FEDERAL REALTY INVS 2,038,702 233,880 1.83%
15 HOME PROPERTIES INC 3,754,418 225,716 1.77%
16 KILROY RLTY CORP COM 3,698,002 216,629 1.69%
17 EXTRA SPACE STORAGE INC 4,408,369 213,850 1.67%
18 HCP INC 5,485,345 212,777 1.66%
19 APARTMENT INVT & MGMT CO 6,744,304 203,813 1.59%
20 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
21 DDR CORP 12,067,996 198,881 1.56%
22 REALTY INCOME CORP 4,531,765 185,168 1.45%
23 WELLTOWER INC. 2,830,703 168,710 1.32%
24 OMEGA HEALTHCARE INVS INC 4,855,346 162,751 1.27%
25 DIAMONDROCK HOSPITALITY CO COM 13,370,483 157,103 1.23%
26 TAUBMAN CTRS INC 2,170,892 153,677 1.20%
27 NATIONAL RETAIL PPTYS INC 4,381,470 150,372 1.18%
28 RLJ LODGING TR COM 4,575,742 122,355 0.96%
29 HEALTHCARE TRUST AMERICA INC CL A NEW 10,577,338 120,476 0.94%
30 CUBESMART 6,955,457 119,356 0.93%
31 FIRST INDL RLTY TR INC 5,425,669 104,824 0.82%
32 ESSEX PPTY TR INC 587,530 99,909 0.78%
33 RETAIL PPTYS AMER INC CL A 7,259,333 98,291 0.77%
34 DOUGLAS EMMETT INC COM 3,558,145 96,568 0.76%
35 CORPORATE OFFICE PPTYS TR 3,407,269 90,770 0.71%
36 PEBBLEBROOK HOTEL TR 2,396,506 80,930 0.63%
37 DIGITAL RLTY TR INC 1,474,852 78,285 0.61%
38 MACK-CALI REALTY CORP COM 3,677,159 76,448 0.60%
39 DUKE REALTY CORP 4,476,973 75,571 0.59%
40 ISHARES TR 689,900 65,120 0.51%
41 EMPIRE ST RLTY TR INC 3,557,803 53,758 0.42%
42 ASSURANT INC 27,346,000 50,788 0.40% PRN
43 HIGHWOODS PPTYS INC 1,224,340 47,027 0.37%
44 OMNICARE INC 19,624,000 44,911 0.35% PRN
45 ENERSYS 22,011,000 38,326 0.30% PRN
46 SUNSTONE HOTEL INVS INC NEW 2,139,416 29,374 0.23%
47 PFIZER INC 913,621 29,346 0.23%
48 CACI INTL INC SRNT CV 20,998,000 28,859 0.23% PRN
49 JETBLUE AIRWAYS CORP 14,995,000 27,123 0.21% PRN
50 BANCO BRADESCO S A 1,774,617 24,259 0.19%
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