| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 47,962,000 | 48,380,000 | 12.15% | PRN | |
| 2 | STEELHEAD PARTNERS LLC | 44,078,000 | 44,409,000 | 11.15% | PRN | |
| 3 | Neuberger Berman Group LLC | 31,322,000 | 31,576,000 | 7.93% | PRN | |
| 4 | SHENKMAN CAPITAL MANAGEMENT INC | 27,635,000 | 27,982,000 | 7.03% | PRN | |
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 21,715,000 | 21,941,000 | 5.51% | PRN | |
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 21,500,000 | 21,692,000 | 5.45% | PRN | |
| 7 | Horizon Kinetics LLC | 21,171,000 | 21,343,000 | 5.36% | PRN | |
| 8 | AMUNDI ASSET MANAGEMENT US, INC. | 20,440,000 | 20,606,000 | 5.17% | PRN | |
| 9 | CITIGROUP INC | 19,498,000 | 19,657,000 | 4.94% | PRN | |
| 10 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 17,000,000 | 17,136,000 | 4.30% | PRN | |
| 11 | SOROS FUND MANAGEMENT LLC | 12,000,000 | 12,158,000 | 3.05% | PRN | |
| 12 | Daiwa Securities Group Inc. | 11,500,000 | 11,579,000 | 2.91% | PRN | |
| 13 | BlackRock Institutional Trust Company, N.A. | 10,467,000 | 10,552,000 | 2.65% | PRN | |
| 14 | Pine River Capital Management L.P. | 10,000,000 | 10,100,000 | 2.54% | PRN | |
| 15 | FMR LLC | 10,000,000 | 10,050,000 | 2.52% | PRN | |
| 16 | BESSEMER GROUP INC | 9,020,000 | 9,093,000 | 2.28% | PRN | |
| 17 | Sculptor Capital LP | 9,000,000 | 9,078,000 | 2.28% | PRN | |
| 18 | LAZARD ASSET MANAGEMENT LLC | 7,500,000 | 7,560,000 | 1.90% | PRN | |
| 19 | BARCLAYS PLC | 6,832,000 | 6,832,000 | 1.72% | PRN | |
| 20 | Jefferies Group LLC | 4,750,000 | 4,788,000 | 1.20% | PRN | |
| 21 | CSS LLC/IL | 4,341,000 | 4,381,000 | 1.10% | PRN | |
| 22 | CREDIT SUISSE AG/ | 3,995,000 | 4,027,000 | 1.01% | PRN | |
| 23 | AMERICAN CAPITAL MANAGEMENT INC | 3,655,000 | 3,685,000 | 0.93% | PRN | |
| 24 | AQR CAPITAL MANAGEMENT LLC | 2,850,000 | 2,887,000 | 0.72% | PRN | |
| 25 | SSI INVESTMENT MANAGEMENT LLC | 2,774,000 | 2,792,000 | 0.70% | PRN | |
| 26 | DEUTSCHE BANK AG\ | 2,485,000 | 2,504,000 | 0.63% | PRN | |
| 27 | Bank of New York Mellon Corp | 2,250,000 | 2,267,000 | 0.57% | ||
| 28 | MUFG Securities EMEA plc | 2,000,000 | 2,005,000 | 0.50% | PRN | |
| 29 | WELLS FARGO & COMPANY/MN | 1,950,000 | 1,966,000 | 0.49% | PRN | |
| 30 | BANK OF AMERICA CORP /DE/ | 1,250,000 | 1,260,000 | 0.32% | PRN | |
| 31 | VERTEX ONE ASSET MANAGEMENT INC. | 1,000,000 | 1,013,000 | 0.25% | ||
| 32 | KORNITZER CAPITAL MANAGEMENT INC /KS | 1,000,000 | 1,008,000 | 0.25% | PRN | |
| 33 | SUNTRUST BANKS INC | 668,000 | 672,000 | 0.17% | ||
| 34 | Allianz Asset Management GmbH | 600,000 | 608,000 | 0.15% | PRN | |
| 35 | WELLINGTON MANAGEMENT GROUP LLP | 315,000 | 317,000 | 0.08% | PRN | |
| 36 | IRON Financial LLC | 130,000 | 132,000 | 0.03% | ||
| 37 | MORGAN STANLEY | 90,000 | 91,000 | 0.02% | PRN | |
| 38 | Penn Capital Management Company, LLC | 80,000 | 81,000 | 0.02% | PRN | |
| 39 | SEI TRUST CO | 75,000 | 76,000 | 0.02% | ||
| 40 | Evercore Wealth Management, LLC | 10,000 | 10,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
