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Institutional Investment Manager
Daiwa Securities Group Inc.
Daiwa Securities Group Inc. (CIK: 0001481045), registered under American Depositary Receipts, located at Grantokyo North Tower, 9-1, Tokyo, M0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001481045-14-000003) filed in 2014.05.13
#
Name
Shares
Value ($)
%
Options
Notes
1051 ASHFORD HOSPITALITY TR INC 1,900 21 0.00%
1052 COCA COLA FEMSA S A B DE C V 200 21 0.00%
1053 BANCO SANTANDER CHILE NEW 900 21 0.00%
1054 First Potomac Realty Trust 1,600 21 0.00%
1055 WEBMD HEALTH CORP 2,165 21 0.00%
1056 SELECT INCOME REIT 700 21 0.00%
1057 AMERICAN HOMES 4 RENT CL A 1,200 20 0.00%
1058 Kite Realty Group TRUS 3,300 20 0.00%
1059 SUMMIT HOTEL PPTYS 2,000 19 0.00%
1060 GOLD FIELDS LTD NEW 5,100 19 0.00%
1061 SILICONWARE PRECISION INDS L 2,700 18 0.00%
1062 Grupo Aeroportuario Del Pacifi 300 18 0.00%
1063 SINOPEC SHANGHAI PETROCHEMICAL SPON ADR H 650 17 0.00%
1064 TELEFONICA BRASIL SA 800 17 0.00%
1065 EXCEL TR INC 1,300 16 0.00%
1066 CORESITE RLTY CORP 500 16 0.00%
1067 BANCO DE CHILE 214 16 0.00%
1068 CENCOSUD S A 1,500 15 0.00%
1069 PDL BIOPHARMA INC 525 15 0.00%
1070 CHATHAM LODGING TR COM 700 14 0.00%
1071 AU OPTRONICS CORP 3,900 14 0.00%
1072 URSTADT BIDDLE PPTYS INC CL A 700 14 0.00%
1073 SILVER BAY RLTY TR CORP 900 14 0.00%
1074 COMPANHIA DE SANEAMENTO BASI 1,500 14 0.00%
1075 COMPANHIA SIDERURGICA NACION 3,100 14 0.00%
1076 SAUL CENTERS INC 300 14 0.00%
1077 CAMPUS CREST CMNTYS INC 1,600 14 0.00%
1078 SOCIEDAD QUIMICA Y MINERA DE 400 13 0.00%
1079 KT CORP 900 13 0.00%
1080 GETTY RLTY CORP NEW 700 13 0.00%
1081 UNIVERSAL HEALTH RLTY INCOME 300 13 0.00%
1082 INTERCONTINENTAL EXCHANGE IN 69 13 0.00%
1083 AGREE RLTY CORP COM 400 12 0.00%
1084 ROUSE PPTYS INC 707 12 0.00%
1085 Terreno Realty Corp 600 11 0.00%
1086 FIBRIA CELULOSE S A SP ADR REP COM 1,000 11 0.00%
1087 CEDAR REALTY TRUST INC COM NEW 1,600 10 0.00%
1088 WINTHROP RLTY TR 860 10 0.00%
1089 TIM PARTICIPACOES S A 400 10 0.00%
1090 MONMOUTH REAL ESTATE INVT CO 1,100 10 0.00%
1091 COMPANIA DE MINAS BUENAVENTU 800 10 0.00%
1092 QTS RLTY TR INC 400 10 0.00%
1093 CYRUSONE INC 500 10 0.00%
1094 AVIV REIT INC 400 10 0.00%
1095 ITAU CORPBANCA SPONSORED ADR 500 9 0.00%
1096 YANZHOU COAL MNG CO LTD 1,000 8 0.00%
1097 AMREIT INC NEW 500 8 0.00%
1098 CPFL ENERGIA S A 500 8 0.00%
1099 HARMONY GOLD MINING CO LTD 2,600 8 0.00%
1100 AMERICAN RESIDENTIAL PPTYS I 400 7 0.00%
Page 22 of 23
Restatement filing (0001481045-14-000005) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VECTOR GROUP LTD 250 1 0.00%
2 MODUSLINK GLOBAL SOLUTIONS INC 500 2 0.00%
3 MODUSLINK GLOBAL SOLUTIONS INC 30 2 0.00%
4 Hercules Offshore Inc 570 2 0.00%
5 Carriage Services Inc. 500 3 0.00%
6 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 1,200 3 0.00%
7 OI S.A. SPN ADR 1,900 3 0.00%
8 UMH PPTYS INC 400 4 0.00%
9 VECTOR GROUP LTD 453 4 0.00%
10 EMBOTELLADORA ANDINA S A 200 4 0.00%
11 ASHFORD HOSPITALITY PRIME IN 360 5 0.00%
12 BRASKEM S A SP ADR PFD A 300 5 0.00%
13 ARMADA HOFFLER PPTYS INC 500 5 0.00%
14 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 1,000 5 0.00%
15 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 400 5 0.00%
16 Gramercy Property Trust 1,000 5 0.00%
17 PHYSICIANS RLTY TR 400 6 0.00%
18 Rexford Industrial Realty Inc 400 6 0.00%
19 ONE LIBERTY PPTYS INC COM 300 6 0.00%
20 GLADSTONE COMMERCIAL CORP 400 7 0.00%
21 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 300 7 0.00%
22 WHITESTONE REIT 500 7 0.00%
23 AMERICAN RESIDENTIAL PPTYS I 400 7 0.00%
24 CPFL ENERGIA S A 500 8 0.00%
25 HARMONY GOLD MINING CO LTD 2,600 8 0.00%
26 YANZHOU COAL MNG CO LTD 1,000 8 0.00%
27 AMREIT INC NEW 500 8 0.00%
28 ITAU CORPBANCA SPONSORED ADR 500 9 0.00%
29 MONMOUTH REAL ESTATE INVT CO 1,100 10 0.00%
30 CEDAR REALTY TRUST INC COM NEW 1,600 10 0.00%
31 WINTHROP RLTY TR 860 10 0.00%
32 TIM PARTICIPACOES S A 400 10 0.00%
33 QTS RLTY TR INC 400 10 0.00%
34 AVIV REIT INC 400 10 0.00%
35 COMPANIA DE MINAS BUENAVENTU 800 10 0.00%
36 CYRUSONE INC 500 10 0.00%
37 FIBRIA CELULOSE S A SP ADR REP COM 1,000 11 0.00%
38 Terreno Realty Corp 600 11 0.00%
39 ROUSE PPTYS INC 707 12 0.00%
40 AGREE RLTY CORP COM 400 12 0.00%
41 GETTY RLTY CORP NEW 700 13 0.00%
42 KT CORP 900 13 0.00%
43 UNIVERSAL HEALTH RLTY INCOME 300 13 0.00%
44 INTERCONTINENTAL EXCHANGE IN 69 13 0.00%
45 SOCIEDAD QUIMICA Y MINERA DE 400 13 0.00%
46 SAUL CENTERS INC 300 14 0.00%
47 CAMPUS CREST CMNTYS INC 1,600 14 0.00%
48 SILVER BAY RLTY TR CORP 900 14 0.00%
49 URSTADT BIDDLE PPTYS INC CL A 700 14 0.00%
50 CHATHAM LODGING TR COM 700 14 0.00%
Page 1 of 23
Restatement filing (0001481045-14-000006) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SIMON PPTY GROUP INC NEW 8,797,158 1,442,734 11.29%
2 EQUITY RESIDENTIAL 11,345,103 657,903 5.15%
3 PROLOGIS INC 16,103,730 657,515 5.14%
4 VORNADO REALTY 6,345,327 625,395 4.89%
5 PUBLIC STORAGE 3,206,450 540,255 4.23%
6 VENTAS INC 8,828,630 534,750 4.18%
7 HOST HOTELS & RESORTS INC 22,491,580 455,230 3.56%
8 SL GREEN RLTY CORP 4,194,252 422,026 3.30%
9 BOSTON PROPERTIES INC 3,619,008 414,485 3.24%
10 MACERICH CO 5,171,000 322,308 2.52%
11 UDR INC 11,561,686 298,638 2.34%
12 KIMCO RLTY CORP 13,242,058 289,736 2.27%
13 REGENCY CTRS CORP 5,261,338 268,644 2.10%
14 FEDERAL REALTY INVS 2,038,702 233,880 1.83%
15 HOME PROPERTIES INC 3,754,418 225,716 1.77%
16 KILROY RLTY CORP COM 3,698,002 216,629 1.69%
17 EXTRA SPACE STORAGE INC 4,408,369 213,850 1.67%
18 HCP INC 5,485,345 212,777 1.66%
19 APARTMENT INVT & MGMT CO 6,744,304 203,813 1.59%
20 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
21 DDR CORP 12,067,996 198,881 1.56%
22 REALTY INCOME CORP 4,531,765 185,168 1.45%
23 Welltower Inc. 2,830,703 168,710 1.32%
24 OMEGA HEALTHCARE INVS INC 4,855,346 162,751 1.27%
25 DIAMONDROCK HOSPITALITY CO COM 13,370,483 157,103 1.23%
26 TAUBMAN CTRS INC 2,170,892 153,677 1.20%
27 NATIONAL RETAIL PPTYS INC 4,381,470 150,372 1.18%
28 RLJ LODGING TR COM 4,575,742 122,355 0.96%
29 HEALTHCARE TRUST AMERICA INC CL A NEW 10,577,338 120,476 0.94%
30 CUBESMART 6,955,457 119,356 0.93%
31 FIRST INDL RLTY TR INC 5,425,669 104,824 0.82%
32 ESSEX PPTY TR INC 587,530 99,909 0.78%
33 RETAIL PPTYS AMER INC CL A 7,259,333 98,291 0.77%
34 DOUGLAS EMMETT INC COM 3,558,145 96,568 0.76%
35 CORPORATE OFFICE 3,407,269 90,770 0.71%
36 PEBBLEBROOK HOTEL TR 2,396,506 80,930 0.63%
37 DIGITAL RLTY TR INC 1,474,852 78,285 0.61%
38 MACK-CALI REALTY CORP COM 3,677,159 76,448 0.60%
39 DUKE REALTY CORP 4,476,973 75,571 0.59%
40 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 689,900 65,120 0.51%
41 EMPIRE ST RLTY TR INC 3,557,803 53,758 0.42%
42 MICROCHIP TECHNOLOGY INC 27,346,000 50,788 0.40% PRN
43 HIGHWOODS PPTYS INC 1,224,340 47,027 0.37%
44 OMNICARE INC 19,624,000 44,911 0.35% PRN
45 ENERSYS 22,011,000 38,326 0.30% PRN
46 SUNSTONE HOTEL INVESTORS REIT 2,139,416 29,374 0.23%
47 PFIZER INC 913,621 29,346 0.23%
48 CACI INTL INC SRNT CV 20,998,000 28,859 0.23% PRN
49 JETBLUE AIRWAYS CORP 14,995,000 27,123 0.21% PRN
50 BANCO BRADESCO S A 1,774,617 24,259 0.19%
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