| 1 |
Tradewinds Global Investors, LLC |
6,760,075 |
31,772,000 |
40.06% |
|
|
| 2 |
Kopernik Global Investors, LLC |
3,839,641 |
18,046,000 |
22.75% |
|
|
| 3 |
VANGUARD GROUP INC |
1,850,546 |
8,698,000 |
10.97% |
|
|
| 4 |
RUSSELL FRANK CO/ |
829,240 |
4,577,000 |
5.77% |
|
|
| 5 |
CANADA PENSION PLAN INVESTMENT BOARD |
550,528 |
2,587,000 |
3.26% |
|
|
| 6 |
BlackRock Group LTD |
413,050 |
1,941,000 |
2.45% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
337,519 |
1,586,000 |
2.00% |
|
|
| 8 |
DIMENSIONAL FUND ADVISORS LP |
316,573 |
1,488,000 |
1.88% |
|
|
| 9 |
JANE STREET GROUP, LLC |
268,290 |
1,261,000 |
1.59% |
|
|
| 10 |
CITY NATIONAL BANK |
243,340 |
1,144,000 |
1.44% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
240,905 |
1,132,000 |
1.43% |
|
|
| 12 |
Geneva Advisors, LLC |
185,450 |
872,000 |
1.10% |
|
|
| 13 |
ROYAL BANK OF CANADA |
144,477 |
679,000 |
0.86% |
|
|
| 14 |
Legal & General Group Plc |
87,922 |
417,000 |
0.53% |
|
|
| 15 |
STATE STREET CORP |
81,690 |
383,000 |
0.48% |
|
|
| 16 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
74,500 |
350,000 |
0.44% |
|
|
| 17 |
MORGAN STANLEY |
61,826 |
291,000 |
0.37% |
|
|
| 18 |
BlackRock Finance, Inc. |
59,192 |
278,000 |
0.35% |
|
|
| 19 |
DEUTSCHE BANK AG\ |
51,500 |
242,000 |
0.31% |
|
|
| 20 |
HSBC HOLDINGS PLC |
48,198 |
227,000 |
0.29% |
|
|
| 21 |
BARCLAYS PLC |
43,788 |
175,000 |
0.22% |
|
|
| 22 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
33,533 |
158,000 |
0.20% |
|
|
| 23 |
Mitsubishi UFJ Trust & Banking Corp |
29,800 |
140,000 |
0.18% |
|
|
| 24 |
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
28,321 |
133,000 |
0.17% |
|
|
| 25 |
FIRST MERCANTILE TRUST CO |
25,279 |
119,000 |
0.15% |
|
|
| 26 |
PEAK6 Group LLC |
17,000 |
80,000 |
0.10% |
Put |
|
| 27 |
Tower Research Capital LLC (TRC) |
16,826 |
79,000 |
0.10% |
|
|
| 28 |
UBS AG |
16,863 |
79,000 |
0.10% |
|
|
| 29 |
COMERICA BANK |
16,624 |
78,000 |
0.10% |
|
|
| 30 |
PEAK6 Group LLC |
13,200 |
62,000 |
0.08% |
|
|
| 31 |
PICTET ASSET MANAGEMENT LTD |
11,900 |
56,000 |
0.07% |
|
|
| 32 |
PANAGORA ASSET MANAGEMENT INC |
10,600 |
50,000 |
0.06% |
|
|
| 33 |
BlackRock Fund Advisors |
9,384 |
44,000 |
0.06% |
|
|
| 34 |
CREDIT AGRICOLE S A |
7,700 |
36,000 |
0.05% |
|
|
| 35 |
GUGGENHEIM CAPITAL LLC |
3,334 |
16,000 |
0.02% |
|
|
| 36 |
NORTHERN TRUST CORP |
2,249 |
11,000 |
0.01% |
|
|
| 37 |
CITIGROUP INC |
2,126 |
10,000 |
0.01% |
|
|
| 38 |
BlackRock Institutional Trust Company, N.A. |
1,500 |
7,000 |
0.01% |
|
|
| 39 |
BANK OF MONTREAL /CAN/ |
1,161 |
5,000 |
0.01% |
|
|
| 40 |
Daiwa Securities Group Inc. |
1,000 |
5,000 |
0.01% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
110 |
1,000 |
0.00% |
|
|
| 42 |
AMERIPRISE FINANCIAL INC |
112 |
1,000 |
0.00% |
|
|
| 43 |
LS Investment Advisors, LLC |
110 |
1,000 |
0.00% |
|
|
| 44 |
AMERICAN INTERNATIONAL GROUP, INC. |
87 |
409 |
0.00% |
|
|
| 45 |
WFG Advisors, LP |
7 |
0 |
0.00% |
|
|
| 46 |
Kavar Capital Partners, LLC |
87 |
0 |
0.00% |
|
|
