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Institutional Investment Manager
Daiwa Securities Group Inc.
Daiwa Securities Group Inc. (CIK: 0001481045), registered under American Depositary Receipts, located at Grantokyo North Tower, 9-1, Tokyo, M0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001481045-14-000003) filed in 2014.05.13
#
Name
Shares
Value ($)
%
Options
Notes
201 CENTERPOINT ENERGY INC 12,300 291 0.00%
202 CENTRAIS ELETRICAS BRASILEIR 1,000 5 0.00%
203 CENTRAIS ELETRICAS BRASILEIR 1,200 3 0.00%
204 CENTURYLINK INC COM 15,242 501 0.00%
205 CERNER CORP 8,400 473 0.00%
206 CF INDS HLDGS INC 1,600 417 0.00%
207 CHARLES SCHWAB CORP 32,300 883 0.01%
208 CHARTER COMMUNICATIONS 1,400 172 0.00%
209 CHENIERE ENERGY INC COM NEW 4,600 255 0.00%
210 CHESAPEAKE ENERGY CORP COM 14,800 379 0.00%
211 CHESAPEAKE LODGING TR SH BEN INT 1,300 33 0.00%
212 CHEVRON 1,800 214 0.00%
213 CHEVRON 52,018 6,185 0.05%
214 CHICAGO BRIDGE & IRON CO N V 2,300 200 0.00%
215 CHINA LIFE INS CO LTD 40,648 1,726 0.01%
216 CHINA LIFE INS CO LTD 9,500 402 0.00%
217 CHINA MOBILE LTD SPON ADR 37,967 1,738 0.01%
218 CHINA MOBILE LTD SPON ADR 4,400 201 0.00%
219 CHINA PETE & CHEM CORP SPON ADR H 1,230 110 0.00%
220 CHINA PETE & CHEM CORP SPON ADR H 1,748 156 0.00%
221 CHINA TELECOM CORP LTD 1,105 51 0.00%
222 CHINA TELECOM CORP LTD 500 23 0.00%
223 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 1,700 22 0.00%
224 CHIPOTLE MEXICAN GRILL INC 800 454 0.00%
225 CHUBB LTD 7,100 634 0.00%
226 CHUNGHWA TELECOM CO LTD 1,400 43 0.00%
227 CHURCH & DWIGHT INC 3,800 262 0.00%
228 CIGNA CORPORATION 7,400 620 0.00%
229 CIGNA CORPORATION 2,000 167 0.00%
230 CIMAREX ENERGY CO 26,800 3,192 0.02%
231 CIMAREX ENERGY CO 2,300 274 0.00%
232 CINCINNATI FINANCIAL CORPORATION 4,615 225 0.00%
233 CISCO 9,000 202 0.00%
234 CISCO 144,000 3,228 0.03%
235 CIT GROUP INC 5,200 255 0.00%
236 CITRIX SYS INC COM 5,300 304 0.00%
237 CITRIX SYS INC COM 3,400 195 0.00%
238 CLEAN ENERGY FUELS CORP 20,000 178 0.00%
239 CLEAN ENERGY FUELS CORP 500 25 0.00%
240 CLEAN ENERGY FUELS CORP 1,000 170 0.00%
241 CLEAN ENERGY FUELS CORP 1,000 100 0.00%
242 CLOROX COMPANY 3,800 334 0.00%
243 CME GROUP INC 8,600 637 0.00%
244 CMS ENERGY CORP 6,400 187 0.00%
245 CNO FINL GROUP INC 174,200 3,153 0.02%
246 CNOOC LTD 5,682 854 0.01%
247 CNOOC LTD 900 137 0.00%
248 COACH INC 7,500 372 0.00%
249 COBALT INTL ENERGY INC 7,900 145 0.00%
250 COCA COLA ENTERPRISEINC 8,500 406 0.00%
Page 5 of 23
Restatement filing (0001481045-14-000005) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SIMON PPTY GROUP INC NEW 8,797,158 1,442,734 11.29%
2 EQUITY RESIDENTIAL SH BEN INT 11,345,103 657,903 5.15%
3 PROLOGIS INC COM 16,103,730 657,515 5.14%
4 VORNADO RLTY TR 6,345,327 625,395 4.89%
5 PUBLIC STORAGE 3,206,450 540,255 4.23%
6 VENTAS INC COM 8,828,630 534,750 4.18%
7 HOST HOTELS & RESORTS INC 22,491,580 455,230 3.56%
8 SL GREEN RLTY CORP 4,194,252 422,026 3.30%
9 BOSTON PROPERTIES INC 3,619,008 414,485 3.24%
10 MACERICH CO COM 5,171,000 322,308 2.52%
11 UDR INC COM 11,561,686 298,638 2.34%
12 KIMCO RLTY CORP 13,242,058 289,736 2.27%
13 REGENCY CTRS CORP 5,261,338 268,644 2.10%
14 FEDERAL REALTY INVT TR 2,038,702 233,880 1.83%
15 HOME PROPERTIES INC 3,754,418 225,716 1.77%
16 KILROY RLTY CORP COM 3,698,002 216,629 1.69%
17 EXTRA SPACE STORAGE INC COM 4,408,369 213,850 1.67%
18 HCP INC 5,485,345 212,777 1.66%
19 APARTMENT INVT & MGMT CO 6,744,304 203,813 1.59%
20 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
21 DDR CORP 12,067,996 198,881 1.56%
22 REALTY INCOME CORP 4,531,765 185,168 1.45%
23 Welltower Inc. 2,830,703 168,710 1.32%
24 OMEGA HEALTHCARE INVS INC COM 4,855,346 162,751 1.27%
25 DIAMONDROCK HOSPITALITY CO COM 13,370,483 157,103 1.23%
26 TAUBMAN CTRS INC COM 2,170,892 153,677 1.20%
27 NATIONAL RETAIL 4,381,470 150,372 1.18%
28 RLJ LODGING TR COM 4,575,742 122,355 0.96%
29 HEALTHCARE TRUST AMERICA INC CL A NEW 10,577,338 120,476 0.94%
30 CUBESMART 6,955,457 119,356 0.93%
31 FIRST INDUSTRIAL REALTY TRUS COM 5,425,669 104,824 0.82%
32 ESSEX PPTY TR INC COM 587,530 99,909 0.78%
33 RETAIL PPTYS AMER INC 7,259,333 98,291 0.77%
34 DOUGLAS EMMETT INC 3,558,145 96,568 0.76%
35 CORPORATE OFFICE PPTYS TR 3,407,269 90,770 0.71%
36 PEBBLEBROOK HOTEL TR COM 2,396,506 80,930 0.63%
37 DIGITAL RLTY TR INC 1,474,852 78,285 0.61%
38 MACK CALI RLTY CORP 3,677,159 76,448 0.60%
39 DUKE REALTY CORP 4,476,973 75,571 0.59%
40 ISHARES TR IBOXX HI YD ETF 689,900 65,120 0.51%
41 EMPIRE ST RLTY TR INC CL A 3,557,803 53,758 0.42%
42 MICROCHIP TECHNOLOGY INC 27,346,000 50,788 0.40% PRN
43 HIGHWOODS PPTYS INC 1,224,340 47,027 0.37%
44 OMNICARE INC 19,624,000 44,911 0.35% PRN
45 ENERSYS 22,011,000 38,326 0.30% PRN
46 SUNSTONE HOTEL INVS INC NEW COM 2,139,416 29,374 0.23%
47 PFIZER 913,621 29,346 0.23%
48 CACI INTL INC SRNT CV 20,998,000 28,859 0.23% PRN
49 JETBLUE AIRWAYS CORP 14,995,000 27,123 0.21% PRN
50 BANCO BRADESCO S A SP ADR PFD NEW 1,774,617 24,259 0.19%
Page 1 of 23
Restatement filing (0001481045-14-000006) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SIMON PPTY GROUP INC NEW 8,797,158 1,442,734 11.29%
2 EQUITY RESIDENTIAL SH BEN INT 11,345,103 657,903 5.15%
3 PROLOGIS INC COM 16,103,730 657,515 5.14%
4 VORNADO RLTY TR 6,345,327 625,395 4.89%
5 PUBLIC STORAGE 3,206,450 540,255 4.23%
6 VENTAS INC COM 8,828,630 534,750 4.18%
7 HOST HOTELS & RESORTS INC 22,491,580 455,230 3.56%
8 SL GREEN RLTY CORP 4,194,252 422,026 3.30%
9 BOSTON PROPERTIES INC 3,619,008 414,485 3.24%
10 MACERICH CO COM 5,171,000 322,308 2.52%
11 UDR INC COM 11,561,686 298,638 2.34%
12 KIMCO RLTY CORP 13,242,058 289,736 2.27%
13 REGENCY CTRS CORP 5,261,338 268,644 2.10%
14 FEDERAL REALTY INVT TR 2,038,702 233,880 1.83%
15 HOME PROPERTIES INC 3,754,418 225,716 1.77%
16 KILROY RLTY CORP COM 3,698,002 216,629 1.69%
17 EXTRA SPACE STORAGE INC COM 4,408,369 213,850 1.67%
18 HCP INC 5,485,345 212,777 1.66%
19 APARTMENT INVT & MGMT CO 6,744,304 203,813 1.59%
20 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
21 DDR CORP 12,067,996 198,881 1.56%
22 REALTY INCOME CORP 4,531,765 185,168 1.45%
23 Welltower Inc. 2,830,703 168,710 1.32%
24 OMEGA HEALTHCARE INVS INC COM 4,855,346 162,751 1.27%
25 DIAMONDROCK HOSPITALITY CO COM 13,370,483 157,103 1.23%
26 TAUBMAN CTRS INC COM 2,170,892 153,677 1.20%
27 NATIONAL RETAIL 4,381,470 150,372 1.18%
28 RLJ LODGING TR COM 4,575,742 122,355 0.96%
29 HEALTHCARE TRUST AMERICA INC CL A NEW 10,577,338 120,476 0.94%
30 CUBESMART 6,955,457 119,356 0.93%
31 FIRST INDUSTRIAL REALTY TRUS COM 5,425,669 104,824 0.82%
32 ESSEX PPTY TR INC COM 587,530 99,909 0.78%
33 RETAIL PPTYS AMER INC 7,259,333 98,291 0.77%
34 DOUGLAS EMMETT INC 3,558,145 96,568 0.76%
35 CORPORATE OFFICE PPTYS TR 3,407,269 90,770 0.71%
36 PEBBLEBROOK HOTEL TR COM 2,396,506 80,930 0.63%
37 DIGITAL RLTY TR INC 1,474,852 78,285 0.61%
38 MACK CALI RLTY CORP 3,677,159 76,448 0.60%
39 DUKE REALTY CORP 4,476,973 75,571 0.59%
40 ISHARES TR IBOXX HI YD ETF 689,900 65,120 0.51%
41 EMPIRE ST RLTY TR INC CL A 3,557,803 53,758 0.42%
42 MICROCHIP TECHNOLOGY INC 27,346,000 50,788 0.40% PRN
43 HIGHWOODS PPTYS INC 1,224,340 47,027 0.37%
44 OMNICARE INC 19,624,000 44,911 0.35% PRN
45 ENERSYS 22,011,000 38,326 0.30% PRN
46 SUNSTONE HOTEL INVS INC NEW COM 2,139,416 29,374 0.23%
47 PFIZER 913,621 29,346 0.23%
48 CACI INTL INC SRNT CV 20,998,000 28,859 0.23% PRN
49 JETBLUE AIRWAYS CORP 14,995,000 27,123 0.21% PRN
50 BANCO BRADESCO S A SP ADR PFD NEW 1,774,617 24,259 0.19%
Page 1 of 23