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Institutional Investment Manager
Daiwa Securities Group Inc.
Daiwa Securities Group Inc. (CIK: 0001481045), registered under American Depositary Receipts, located at Grantokyo North Tower, 9-1, Tokyo, M0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001481045-14-000003) filed in 2014.05.13
#
Name
Shares
Value ($)
%
Options
Notes
1 EDUCATION RLTY TR INC 3,000 30 0.00%
2 EDUCATION RLTY TR INC 1,445,636 14,268 0.11%
3 HERSHA HOSPITALITY TR 5,000 29 0.00%
4 LIFE STORAGE INC 13,200 146 0.00%
5 Mylan Laboratories Inc 69,100 3,374 0.03%
6 OI S.A. SPN ADR 1,900 3 0.00%
7 3-D SYS CORP DEL 10,000 591 0.00%
8 3M CO 24,600 3,337 0.03%
9 ABBOTT LABS 41,300 1,590 0.01%
10 ABBVIE INC 3,800 195 0.00%
11 ABBVIE INC 43,600 2,241 0.02%
12 ACADIA RLTY TR COM SH BEN INT 1,441 38 0.00%
13 ACCENTURE PLC IRELAND 17,400 1,387 0.01%
14 ACCENTURE PLC IRELAND 1,000 80 0.00%
15 ACE LTD 9,100 901 0.01%
16 ACTIVISION BLIZZARD INC 11,800 241 0.00%
17 ADOBE INC 12,800 841 0.01%
18 ADVANCE AUTO PARTS INC 1,850 234 0.00%
19 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 5,600 31 0.00%
20 AES CORP 18,800 268 0.00%
21 AETNA INC NEW 2,200 165 0.00%
22 AETNA INC NEW 9,673 725 0.01%
23 AFFILIATED MANAGERS GROUP 1,200 240 0.00%
24 AFLAC INC 13,000 820 0.01%
25 AGCO CORP 3,000 165 0.00%
26 AGCO CORP 5,431 299 0.00%
27 AGILENT TECHNOLOGIES INC 8,890 497 0.00%
28 AGREE RLTY CORP COM 400 12 0.00%
29 AIR PRODS & CHEMS INC 5,700 679 0.01%
30 AIRGAS INC 2,000 213 0.00%
31 AKAMAI TECHNOLOGIES INC 4,800 279 0.00%
32 ALASKA AIR GROUP INC 1,000 93 0.00%
33 ALASKA AIR GROUP INC 81,700 7,623 0.06%
34 ALBEMARLE CORP 2,200 146 0.00%
35 ALEX REAL ESTATE EQ 160,911 11,676 0.09%
36 ALEX REAL ESTATE EQ 2,000 145 0.00%
37 ALEXION PHARMACEUTICALS INC 5,300 806 0.01%
38 ALLEGHANY CORP 400 163 0.00%
39 ALLIANCE DATA SYSTEMS CORP 1,300 354 0.00%
40 ALLIANT ENERGY CORP 3,800 216 0.00%
41 ALLIANT TECHSYSTEMS INC 5,000,000 9,324 0.07% PRN
42 ALLSTATE CORP 12,300 696 0.01%
43 ALTERA CORPORATION 9,400 341 0.00%
44 ALTRIA GROUP INC 54,200 2,029 0.02%
45 ALUMINUM CORP CHINA LIMITED 3,000 26 0.00%
46 AMAZON COM INC 2,200 740 0.01%
47 AMAZON COM INC 10,000 3,364 0.03%
48 AMBEV SA 18,700 139 0.00%
49 AMBEV SA 799,000 5,921 0.05%
50 AMEREN CORP 6,700 276 0.00%
Page 1 of 23
Restatement filing (0001481045-14-000005) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SIMON PPTY GROUP INC NEW 8,797,158 1,442,734 11.29%
2 EQUITY RESIDENTIAL 11,345,103 657,903 5.15%
3 PROLOGIS INC 16,103,730 657,515 5.14%
4 VORNADO REALTY 6,345,327 625,395 4.89%
5 PUBLIC STORAGE 3,206,450 540,255 4.23%
6 VENTAS INC 8,828,630 534,750 4.18%
7 HOST HOTELS & RESORTS INC 22,491,580 455,230 3.56%
8 SL GREEN RLTY CORP 4,194,252 422,026 3.30%
9 BOSTON PROPERTIES 3,619,008 414,485 3.24%
10 MACERICH CO 5,171,000 322,308 2.52%
11 UDR INC 11,561,686 298,638 2.34%
12 KIMCO RLTY CORP 13,242,058 289,736 2.27%
13 REGENCY CTRS CORP 5,261,338 268,644 2.10%
14 FEDERAL REALTY INVS 2,038,702 233,880 1.83%
15 HOME PROPERTIES INC 3,754,418 225,716 1.77%
16 KILROY RLTY CORP COM 3,698,002 216,629 1.69%
17 EXTRA SPACE STORAGE INC 4,408,369 213,850 1.67%
18 HCP INC 5,485,345 212,777 1.66%
19 APARTMENT INVT & MGMT CO 6,744,304 203,813 1.59%
20 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
21 DDR CORP 12,067,996 198,881 1.56%
22 REALTY INCOME CORP 4,531,765 185,168 1.45%
23 WELLTOWER INC. 2,830,703 168,710 1.32%
24 OMEGA HEALTHCARE INVS INC 4,855,346 162,751 1.27%
25 DIAMONDROCK HOSPITALITY CO COM 13,370,483 157,103 1.23%
26 TAUBMAN CTRS INC 2,170,892 153,677 1.20%
27 NATIONAL RETAIL PPTYS INC 4,381,470 150,372 1.18%
28 RLJ LODGING TR COM 4,575,742 122,355 0.96%
29 HEALTHCARE TRUST AMERICA INC CL A NEW 10,577,338 120,476 0.94%
30 CUBESMART 6,955,457 119,356 0.93%
31 FIRST INDL RLTY TR INC 5,425,669 104,824 0.82%
32 ESSEX PPTY TR INC 587,530 99,909 0.78%
33 RETAIL PPTYS AMER INC CL A 7,259,333 98,291 0.77%
34 DOUGLAS EMMETT INC COM 3,558,145 96,568 0.76%
35 CORPORATE OFFICE PPTYS TR 3,407,269 90,770 0.71%
36 PEBBLEBROOK HOTEL TR 2,396,506 80,930 0.63%
37 DIGITAL RLTY TR INC 1,474,852 78,285 0.61%
38 MACK-CALI REALTY CORP COM 3,677,159 76,448 0.60%
39 DUKE REALTY CORP 4,476,973 75,571 0.59%
40 ISHARES TR 689,900 65,120 0.51%
41 EMPIRE ST RLTY TR INC 3,557,803 53,758 0.42%
42 ASSURANT INC 27,346,000 50,788 0.40% PRN
43 HIGHWOODS PPTYS INC 1,224,340 47,027 0.37%
44 OMNICARE INC 19,624,000 44,911 0.35% PRN
45 ENERSYS 22,011,000 38,326 0.30% PRN
46 SUNSTONE HOTEL INVS INC NEW 2,139,416 29,374 0.23%
47 PFIZER INC 913,621 29,346 0.23%
48 CACI INTL INC SRNT CV 20,998,000 28,859 0.23% PRN
49 JETBLUE AIRWAYS CORP 14,995,000 27,123 0.21% PRN
50 BANCO BRADESCO S A 1,774,617 24,259 0.19%
Page 1 of 23
Restatement filing (0001481045-14-000006) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
551 STANLEY BLACK &DECKER INC 4,124 335 0.00%
552 CLOROX CO DEL 3,800 334 0.00%
553 BROWN FORMAN CORP 3,700 332 0.00%
554 REGENCY CTRS CORP 6,500 332 0.00%
555 AMERIPRISE FINL INC 3,000 330 0.00%
556 ENTERGY CORP NEW 4,900 328 0.00%
557 PFIZER INC 10,183 327 0.00%
558 SBA COMMUNICATIONS CORP 3,600 327 0.00%
559 NEWMONT CORP 13,900 326 0.00%
560 BEAM INC 3,900 325 0.00%
561 MARATHON OIL CORP 9,120 323 0.00%
562 PRUDENTIAL FINL INC 3,800 322 0.00%
563 MASTEC INC 7,400 321 0.00%
564 LINEAR TECHNOLOGY CORP 6,600 321 0.00%
565 FLOWSERVE CORP 4,100 321 0.00%
566 KOHLS CORP 5,600 318 0.00%
567 NISOURCE 8,900 316 0.00%
568 FMC 4,100 314 0.00%
569 HERTZ FLOBAL HOLDINGS INC 11,800 314 0.00%
570 BANCO BRADESCO S A 22,900 313 0.00%
571 AT&T INC 8,900 312 0.00%
572 PATTERN ENERGY GROUP INC 11,500 312 0.00%
573 HELMERICH & PAYNE INC 2,900 312 0.00%
574 Carriage Services Inc. 17,000 310 0.00%
575 F5 NETWORKS INC 2,900 309 0.00%
576 LIBERTY PROP 8,300 307 0.00%
577 L-3 Communications Holdings 2,600 307 0.00%
578 DR PEPPER SNAPPLE GROUP INC 5,624 306 0.00%
579 TEXTRON INC 7,800 306 0.00%
580 PALL CORP 3,400 304 0.00%
581 CARMAX INC 6,500 304 0.00%
582 CITRIX SYS INC 5,300 304 0.00%
583 Nielsen Holdings B.V. 6,800 303 0.00%
584 DISCOVERY COMMUNICATNS NEW 3,640 301 0.00%
585 PLANTRONICS INCORPORATED NEW 6,788 301 0.00%
586 SMUCKER J M CO 3,100 301 0.00%
587 AGCO CORP 5,431 299 0.00%
588 PVH CORPORATION 2,400 299 0.00%
589 TYSON FOODS INC 6,800 299 0.00%
590 Monster Beverage Corpo 4,300 299 0.00%
591 WEC ENERGY CORP. 6,400 298 0.00%
592 HENRY SCHEIN INC 2,500 298 0.00%
593 DOLLAR TREE INC 5,700 297 0.00%
594 TRACTOR SUPPLY CO 4,200 297 0.00%
595 CAMDEN PROPERTY TRUS 4,400 296 0.00%
596 MURPHY OIL CORP 4,700 295 0.00%
597 AUTODESK INC 6,000 295 0.00%
598 STERICYCLE INC 2,600 295 0.00%
599 DUKE REALTY CORP 17,400 294 0.00%
600 MOHAWK INDS INC 2,150 292 0.00%
Page 12 of 23