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AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 589 Institutional holders with a total value of $18,532,773,795.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 12,024,936 1,323,585,000 7.14%
2 VANGUARD GROUP INC 9,461,176 1,041,393,000 5.62%
3 WELLINGTON MANAGEMENT GROUP LLP 9,234,458 1,016,436,000 5.48%
4 STATE STREET CORP 8,437,676 928,726,000 5.01%
5 JPMORGAN CHASE & CO 7,653,318 842,399,000 4.55%
6 PRICE T ROWE ASSOCIATES INC /MD/ 6,058,672 666,878,000 3.60%
7 Bank of New York Mellon Corp 5,420,229 596,604,000 3.22%
8 BlackRock Institutional Trust Company, N.A. 5,088,249 560,064,000 3.02%
9 LSV ASSET MANAGEMENT 3,990,730 439,259,000 2.37%
10 Allianz Asset Management GmbH 3,859,883 424,858,000 2.29%
11 NORGES BANK 3,609,423 397,290,000 2.14%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 3,005,950 330,865,000 1.79%
13 NORTHERN TRUST CORP 2,814,417 309,783,000 1.67%
14 BANK OF MONTREAL /CAN/ 2,705,762 297,825,000 1.61%
15 Ignis Investment Services Ltd 252,617 274,873,000 1.48%
16 BlackRock Fund Advisors 2,437,689 268,316,000 1.45%
17 VOYA INVESTMENT MANAGEMENT LLC 2,381,834 262,168,000 1.41%
18 RR PARTNERS LP 2,290,800 252,148,000 1.36%
19 DEUTSCHE BANK AG\ 1,965,531 216,338,000 1.17%
20 BARROW HANLEY MEWHINNEY & STRAUSS LLC 1,953,991 215,076,000 1.16%
21 TCW GROUP INC 1,903,846 209,556,000 1.13%
22 JANUS HENDERSON INVESTORS US LLC 1,894,472 208,525,000 1.13%
23 GOLDMAN SACHS GROUP INC 1,655,062 182,173,000 0.98%
24 GENERAL ELECTRIC CO 1,642,757 180,818,000 0.98%
25 OppenheimerFunds, Inc. 1,515,400 166,800,000 0.90%
26 GEODE CAPITAL MANAGEMENT, LLC 1,407,724 154,882,000 0.84%
27 BlackRock Group LTD 1,352,070 148,822,000 0.80%
28 Invesco Ltd. 1,351,523 148,762,000 0.80%
29 SUNTRUST BANKS INC 1,219,566 134,234,000 0.72%
30 Epoch Investment Partners, Inc. 1,202,314 132,339,000 0.71%
31 TEACHERS ADVISORS, LLC 1,162,404 127,946,000 0.69%
32 WELLS FARGO & COMPANY/MN 1,124,615 123,787,000 0.67%
33 UBS AG 1,103,640 121,477,000 0.66%
34 State of New Jersey Common Pension Fund A 1,100,000 121,077,000 0.65%
35 PANAGORA ASSET MANAGEMENT INC 949,060 104,463,000 0.56%
36 AGF INVESTMENTS INC. 938,941 103,355,000 0.56%
37 Legal & General Group Plc 929,597 102,313,000 0.55%
38 MILLENNIUM MANAGEMENT LLC 928,049 102,150,000 0.55%
39 TEACHER RETIREMENT SYSTEM OF TEXAS 894,726 98,482,000 0.53%
40 MANAGED ACCOUNT ADVISORS LLC 881,798 97,060,000 0.52%
41 LOOMIS SAYLES & CO L P 873,468 96,143,000 0.52%
42 PRINCIPAL FINANCIAL GROUP INC 857,168 94,350,000 0.51%
43 CREDIT AGRICOLE S A 845,802 93,096,000 0.50%
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 857,799 92,196,000 0.50%
45 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 833,734 91,647,000 0.49%
46 FEDERATED HERMES, INC. 806,631 88,787,000 0.48%
47 AQR CAPITAL MANAGEMENT LLC 774,976 85,302,000 0.46%
48 CITADEL ADVISORS LLC 758,412 83,478,000 0.45%
49 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 737,412 81,166,000 0.44%
50 EAGLE ASSET MANAGEMENT INC 713,588 78,544,000 0.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.