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Institutional Investment Manager
Daiwa Securities Group Inc.
Daiwa Securities Group Inc. (CIK: 0001481045), registered under American Depositary Receipts, located at Grantokyo North Tower, 9-1, Tokyo, M0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001481045-14-000003) filed in 2014.05.13
#
Name
Shares
Value ($)
%
Options
Notes
1 SIMON PPTY GROUP INC NEW 8,797,158 1,442,734 11.29%
2 EQUITY RESIDENTIAL 11,345,103 657,903 5.15%
3 PROLOGIS INC 16,103,730 657,515 5.14%
4 VORNADO REALTY 6,345,327 625,395 4.89%
5 PUBLIC STORAGE 3,206,450 540,255 4.23%
6 VENTAS INC 8,828,630 534,750 4.18%
7 HOST HOTELS & RESORTS INC 22,491,580 455,230 3.56%
8 SL GREEN RLTY CORP 4,194,252 422,026 3.30%
9 BOSTON PROPERTIES INC 3,619,008 414,485 3.24%
10 MACERICH CO 5,171,000 322,308 2.52%
11 UDR INC 11,561,686 298,638 2.34%
12 KIMCO RLTY CORP 13,242,058 289,736 2.27%
13 REGENCY CTRS CORP 5,261,338 268,644 2.10%
14 FEDERAL REALTY INVS 2,038,702 233,880 1.83%
15 HOME PROPERTIES INC 3,754,418 225,716 1.77%
16 KILROY RLTY CORP COM 3,698,002 216,629 1.69%
17 EXTRA SPACE STORAGE INC 4,408,369 213,850 1.67%
18 HCP INC 5,485,345 212,777 1.66%
19 APARTMENT INVT & MGMT CO 6,744,304 203,813 1.59%
20 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
21 DDR CORP 12,067,996 198,881 1.56%
22 REALTY INCOME CORP 4,531,765 185,168 1.45%
23 Welltower Inc. 2,830,703 168,710 1.32%
24 OMEGA HEALTHCARE INVS INC 4,855,346 162,751 1.27%
25 DIAMONDROCK HOSPITALITY CO COM 13,370,483 157,103 1.23%
26 TAUBMAN CTRS INC 2,170,892 153,677 1.20%
27 NATIONAL RETAIL PPTYS INC 4,381,470 150,372 1.18%
28 RLJ LODGING TR COM 4,575,742 122,355 0.96%
29 HEALTHCARE TRUST AMERICA INC CL A NEW 10,577,338 120,476 0.94%
30 CUBESMART 6,955,457 119,356 0.93%
31 FIRST INDL RLTY TR INC 5,425,669 104,824 0.82%
32 ESSEX PPTY TR INC 587,530 99,909 0.78%
33 RETAIL PPTYS AMER INC CL A 7,259,333 98,291 0.77%
34 DOUGLAS EMMETT INC COM 3,558,145 96,568 0.76%
35 CORPORATE OFFICE 3,407,269 90,770 0.71%
36 PEBBLEBROOK HOTEL TR 2,396,506 80,930 0.63%
37 DIGITAL RLTY TR INC 1,474,852 78,285 0.61%
38 MACK-CALI REALTY CORP COM 3,677,159 76,448 0.60%
39 DUKE REALTY CORP 4,476,973 75,571 0.59%
40 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 689,900 65,120 0.51%
41 EMPIRE ST RLTY TR INC 3,557,803 53,758 0.42%
42 MICROCHIP TECHNOLOGY INC 27,346,000 50,788 0.40% PRN
43 HIGHWOODS PPTYS INC 1,224,340 47,027 0.37%
44 OMNICARE INC 19,624,000 44,911 0.35% PRN
45 ENERSYS 22,011,000 38,326 0.30% PRN
46 SUNSTONE HOTEL INVESTORS REIT 2,139,416 29,374 0.23%
47 PFIZER INC 913,621 29,346 0.23%
48 CACI INTL INC SRNT CV 20,998,000 28,859 0.23% PRN
49 JETBLUE AIRWAYS CORP 14,995,000 27,123 0.21% PRN
50 BANCO BRADESCO S A 1,774,617 24,259 0.19%
Page 1 of 23
Restatement filing (0001481045-14-000005) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 8,500 406 0.00%
2 EDUCATION RLTY TR INC 1,445,636 14,268 0.11%
3 EDUCATION RLTY TR INC 3,000 30 0.00%
4 HERSHA HOSPITALITY TR 5,000 29 0.00%
5 LIFE STORAGE INC 13,200 146 0.00%
6 OI S.A. SPN ADR 1,900 3 0.00%
7 PEABODY ENERGY CORP 9,600 157 0.00%
8 3-D SYS CORP DEL 10,000 591 0.00%
9 3M CO 24,600 3,337 0.03%
10 ABBOTT LABS 41,300 1,590 0.01%
11 ABBVIE INC 3,800 195 0.00%
12 ABBVIE INC 43,600 2,241 0.02%
13 ACADIA RLTY TR COM SH BEN INT 1,441 38 0.00%
14 ACCENTURE PLC IRELAND 1,000 80 0.00%
15 ACCENTURE PLC IRELAND 17,400 1,387 0.01%
16 ACE LTD 9,100 901 0.01%
17 ACTIVISION BLIZZARD INC 11,800 241 0.00%
18 ADOBE INC 12,800 841 0.01%
19 ADVANCE AUTO PARTS INC 1,850 234 0.00%
20 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 5,600 31 0.00%
21 AES CORP 18,800 268 0.00%
22 AETNA INC NEW 2,200 165 0.00%
23 AETNA INC NEW 9,673 725 0.01%
24 AFFILIATED MANAGERS GROUP 1,200 240 0.00%
25 AFLAC INC 13,000 820 0.01%
26 AGCO CORP 5,431 299 0.00%
27 AGCO CORP 3,000 165 0.00%
28 AGILENT TECHNOLOGIES INC 8,890 497 0.00%
29 AGREE RLTY CORP COM 400 12 0.00%
30 AIR PRODS & CHEMS INC 5,700 679 0.01%
31 AIRGAS INC 2,000 213 0.00%
32 AKAMAI TECHNOLOGIES INC 4,800 279 0.00%
33 ALASKA AIR GROUP INC 1,000 93 0.00%
34 ALASKA AIR GROUP INC 81,700 7,623 0.06%
35 ALBEMARLE CORP 2,200 146 0.00%
36 ALEX REAL ESTATE EQ 2,000 145 0.00%
37 ALEX REAL ESTATE EQ 160,911 11,676 0.09%
38 ALEXION PHARMACEUTIC 5,300 806 0.01%
39 ALLEGHANY CORP 400 163 0.00%
40 ALLIANCE DATA SYSTEMS CORP 1,300 354 0.00%
41 ALLIANT ENERGY CORP 3,800 216 0.00%
42 ALLIANT TECHSYSTEMS INC 5,000,000 9,324 0.07% PRN
43 ALLSTATE CORP 12,300 696 0.01%
44 ALTERA CORPORATION 9,400 341 0.00%
45 ALTRIA GROUP INC 54,200 2,029 0.02%
46 ALUMINUM CORP CHINA LIMITED 3,000 26 0.00%
47 AMAZON COM INC 10,000 3,364 0.03%
48 AMAZON COM INC 2,200 740 0.01%
49 AMBEV SA 18,700 139 0.00%
50 AMBEV SA 799,000 5,921 0.05%
Page 1 of 23
Restatement filing (0001481045-14-000006) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
251 PDL BIOPHARMA INC 204,719 1,701 0.01%
252 CARMAX INC 36,300 1,699 0.01%
253 DOW CHEM CO 34,900 1,696 0.01%
254 Medtronic Inc 27,200 1,674 0.01%
255 MONDELEZ INTL INC 47,211 1,631 0.01%
256 EXPRESS SCRIPTS HLDG CO 21,645 1,625 0.01%
257 MONSANTO CO NEW 14,206 1,616 0.01%
258 Walgreens 24,400 1,611 0.01%
259 COLGATE PALMOLIVE CO 24,800 1,609 0.01%
260 LILLY ELI & CO 27,200 1,601 0.01%
261 ABBOTT LABS 41,300 1,590 0.01%
262 ITRON INC 44,100 1,567 0.01%
263 STATE STR CORP 22,343 1,554 0.01%
264 FORD MTR CO DEL 99,023 1,545 0.01%
265 CELGENE CORP 11,000 1,536 0.01%
266 E M C CORP MASS COM 55,300 1,516 0.01%
267 STARBUCKS CORP 20,500 1,504 0.01%
268 HERBALIFE LTD 26,000 1,489 0.01%
269 METLIFE INC 28,100 1,484 0.01%
270 PETROLEO BRASILEIRO SA PETRO 112,200 1,475 0.01%
271 NIKE INC 19,800 1,462 0.01%
272 WEBMD HEALTH CORP 35,250 1,459 0.01%
273 EMERSON ELEC CO 21,600 1,443 0.01%
274 PPG INDS INC 7,400 1,432 0.01%
275 TEXAS INSTRS INC 29,700 1,401 0.01%
276 ACCENTURE PLC IRELAND 17,400 1,387 0.01%
277 PUBLIC STORAGE 8,200 1,382 0.01%
278 DUKE ENERGY CORP NEW 19,366 1,379 0.01%
279 COSTCO WHSL CORP NEW 12,100 1,351 0.01%
280 SPDR S&P 500 ETF TR 6,980 1,305 0.01%
281 MORGAN STANLEY 41,270 1,286 0.01%
282 PNC FINL SVCS GROUP INC 14,496 1,261 0.01%
283 CAPITAL ONE FINL CORP 16,254 1,254 0.01%
284 LOCKHEED MARTIN CORP 7,500 1,224 0.01%
285 ANADARKO PETE CORP 13,800 1,170 0.01%
286 THERMO FISHER SCIENTIFIC INC 9,700 1,166 0.01%
287 MCKESSON CORP 6,600 1,165 0.01%
288 BLACKROCK INC 3,700 1,164 0.01%
289 PRECISION CASTPARTS 4,600 1,163 0.01%
290 BAXTER INTL INC 15,800 1,163 0.01%
291 KIMBERLY CLARK CORP 10,500 1,158 0.01%
292 PROLOGIS INC 28,084 1,147 0.01%
293 DOMINION ENERGY INC 16,100 1,143 0.01%
294 GENERAL DYNAMICS CORP 10,400 1,133 0.01%
295 GENERAL MTRS CO 32,500 1,119 0.01%
296 LYONDELLBASELL INDUSTRIES N 12,400 1,103 0.01%
297 FEDEX CORP 8,300 1,100 0.01%
298 EQUITY RESIDENTIAL 18,400 1,067 0.01%
299 SOUTHERN CO 23,800 1,046 0.01%
300 TIME WARNER INC NEW 7,560 1,037 0.01%
Page 6 of 23