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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 757 Institutional holders with a total value of $39,800,634,552.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 46,709,425 3,604,099,000 9.06%
2 FMR LLC 28,935,884 2,232,693,000 5.61%
3 VANGUARD GROUP INC 27,222,973 2,100,524,000 5.28%
4 Capital World Investors 24,676,000 1,904,000,000 4.78%
5 STATE STREET CORP 24,502,285 1,890,599,000 4.75%
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 21,445,410 1,654,728,000 4.16%
7 BlackRock Institutional Trust Company, N.A. 15,526,235 1,198,004,000 3.01%
8 Capital Research Global Investors 12,476,908 962,718,000 2.42%
9 JPMORGAN CHASE & CO 11,387,557 878,663,000 2.21%
10 VIKING GLOBAL INVESTORS LP 10,900,417 841,076,000 2.11%
11 Boston Partners 10,755,167 829,869,000 2.09%
12 HARRIS ASSOCIATES L P 10,298,994 794,670,000 2.00%
13 Bank of New York Mellon Corp 9,500,076 733,027,000 1.84%
14 INSTITUTIONAL CAPITAL LLC 9,385,622 724,193,000 1.82%
15 NORTHERN TRUST CORP 7,780,687 600,358,000 1.51%
16 ALLIANCEBERNSTEIN L.P. 7,062,007 544,904,000 1.37%
17 BlackRock Group LTD 5,881,787 453,839,000 1.14%
18 Carmignac Gestion 5,854,525 451,735,000 1.13%
19 BlackRock Fund Advisors 5,460,925 421,365,000 1.06%
20 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 5,245,633 404,753,000 1.02%
21 GOLDMAN SACHS GROUP INC 5,214,700 402,366,000 1.01%
22 GEODE CAPITAL MANAGEMENT, LLC 4,388,647 338,488,000 0.85%
23 DIMENSIONAL FUND ADVISORS LP 4,083,443 315,036,000 0.79%
24 BB&T SECURITIES, LLC 385,891 297,753,000 0.75%
25 LORD, ABBETT & CO. LLC 3,801,651 293,335,000 0.74%
26 BLACKROCK ADVISORS LLC 3,727,951 287,649,000 0.72%
27 Cornerstone Investment Partners, LLC 3,694,284 285,051,000 0.72%
28 WELLS FARGO & COMPANY/MN 3,642,446 281,049,000 0.71%
29 PRICE T ROWE ASSOCIATES INC /MD/ 3,615,567 278,977,000 0.70%
30 NORGES BANK 3,467,623 267,561,000 0.67%
31 AJO, LP 3,328,550 256,831,000 0.65%
32 MAVERICK CAPITAL LTD 3,255,257 251,176,000 0.63%
33 AMERIPRISE FINANCIAL INC 3,207,048 247,431,000 0.62%
34 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 3,027,779 233,624,000 0.59%
35 LSV ASSET MANAGEMENT 2,995,732 231,150,000 0.58%
36 SCHRODER INVESTMENT MANAGEMENT GROUP 2,574,692 198,663,235 0.50%
37 ONTARIO TEACHERS PENSION PLAN BOARD 2,530,345 195,241,000 0.49%
38 GMT CAPITAL CORP 2,413,300 186,210,000 0.47%
39 Robeco Institutional Asset Management B.V. 2,411,869 186,099,000 0.47%
40 RUSSELL FRANK CO/ 2,521,598 185,161,000 0.47%
41 Legal & General Group Plc 2,342,111 180,717,000 0.45%
42 MORGAN STANLEY 2,277,080 175,699,000 0.44%
43 TIAA CREF INVESTMENT MANAGEMENT LLC 2,269,318 175,101,000 0.44%
44 Epoch Investment Partners, Inc. 2,173,038 167,671,000 0.42%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 2,166,583 167,174,000 0.42%
46 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2,106,942 162,572,000 0.41%
47 BlackRock Investment Management, LLC 2,105,122 162,431,000 0.41%
48 NEW YORK STATE COMMON RETIREMENT FUND 2,015,376 155,506,000 0.39%
49 NORDEA INVESTMENT MANAGEMENT AB 1,949,991 150,461,000 0.38%
50 CREDIT SUISSE AG/ 1,934,100 149,236,000 0.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.