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Institutional Investment Manager
NATIONAL PLANNING CORP
NATIONAL PLANNING CORP (CIK: 0001492262) incorporated in Delaware, located at 100 North Sepulveda Blvd., El Segundo, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 666 holdings with a total value of $1,293,833,000.
#
Name
Shares
Value ($)
%
Options
Notes
651 CHESAPEAKE ENERGY CORP 15,082 74,000 0.01%
652 ANTARES PHARMA INC 64,333 69,000 0.01%
653 AGENUS INC 10,000 56,000 0.00%
654 TRIANGLE PETE CORP 274,375 49,000 0.00%
655 GLU MOBILE INC 16,269 37,000 0.00%
656 NYMOX PHARMACEUTICAL CORP 11,000 37,000 0.00%
657 Arena Pharmaceuticals, Inc 21,000 34,000 0.00%
658 MANNKIND CORP. 24,636 24,000 0.00%
659 ATHERSYS INC NEW 10,000 21,000 0.00%
660 U.S. GEOTHERMAL INC 20,900 17,000 0.00%
661 Abraxas Petroleum Corp 12,505 14,000 0.00%
662 GOLDEN STAR RES LTD CDA 15,000 11,000 0.00%
663 ELEPHANT TALK COMM CORP 31,591 5,000 0.00%
664 APPLE INC 400 3,000 0.00% Call
665 NEURALSTEM INC COM 14,500 3,000 0.00%
666 UNITED DEV FDG IV COM 18,455 0 0.00%
Page 14 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004207, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.