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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
51 BOEING CO 18,261 2,326 0.39%
52 AMGEN INC 16,550 2,325 0.39%
53 MCKESSON CORP 11,760 2,289 0.38%
54 PINNACLE FOODS INC DEL 69,200 2,259 0.37%
55 POWERSHARES QQQ TRUST 22,580 2,231 0.37%
56 WHOLE FOODS MKT INC 57,200 2,180 0.36%
57 CVS HEALTH CORP 26,800 2,133 0.35%
58 LOCKHEED MARTIN CORP 11,000 2,011 0.33%
59 CSX CORP 62,570 2,006 0.33%
60 COACH INC 56,300 2,005 0.33%
61 WILLIAMS COS INC DEL 36,196 2,003 0.33%
62 W P CAREY INC 30,935 1,973 0.33%
63 STANLEY BLACK &DECKER INC 20,771 1,844 0.31%
64 KRAFT HEINZ CO COM 32,387 1,827 0.30%
65 EMERSON ELEC CO 28,793 1,802 0.30%
66 BECTON DICKINSON & CO 15,750 1,793 0.30%
67 3M CO 12,550 1,778 0.29%
68 COMCAST CORP NEW 32,193 1,731 0.29%
69 BAXTER INTL INC 24,050 1,726 0.29%
70 MCDONALDS CORP 18,033 1,710 0.28%
71 FACEBOOK INC 21,537 1,702 0.28%
72 MACQUARIE INFRASTRUCTURE COR 25,300 1,688 0.28%
73 AIR LEASE CORP 51,200 1,664 0.28%
74 ABBOTT LABS 39,861 1,658 0.28%
75 STARBUCKS CORP 21,822 1,647 0.27%
76 IRIDIUM COMMUNICATIONS INC 182,816 1,618 0.27%
77 WESTERN UN CO 100,000 1,604 0.27%
78 STERICYCLE INC 13,670 1,593 0.26%
79 BP PLC 36,066 1,585 0.26%
80 UNION PAC CORP 14,480 1,570 0.26%
81 TRINITY INDS INC 33,200 1,551 0.26%
82 CASI PHARMACEUTICALS INC COM 851,705 1,525 0.25%
83 NATIONAL OILWELL VARCO INC 20,000 1,522 0.25%
84 KELLOGG CO 24,502 1,509 0.25%
85 BERKSHIRE HATHAWAY INC DEL 10,848 1,499 0.25%
86 BIOGEN INC 4,519 1,495 0.25%
87 PALO ALTO NETWORKS INC 15,050 1,476 0.24%
88 BANK AMER CORP 85,277 1,454 0.24%
89 CISCO SYS INC 57,650 1,451 0.24%
90 ARES CAPITAL CORP 89,660 1,449 0.24%
91 LINN CO LLC 49,650 1,437 0.24%
92 DUKE ENERGY CORP NEW 19,153 1,432 0.24%
93 ING GROEP N V 99,550 1,413 0.23%
94 Syntel Inc Com 15,850 1,394 0.23%
95 FREEPORT-MCMORAN INC 42,380 1,384 0.23%
96 SALIX PHARMACEUTICALS INC 8,854 1,383 0.23%
97 WD-40 CO 20,320 1,381 0.23%
98 Alcoa 85,410 1,374 0.23%
99 CAPSTEAD MTG CORP COM NO PAR 112,245 1,374 0.23%
100 STEPAN CO 30,800 1,367 0.23%
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