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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 193 Institutional holders with a total value of $829,402,416.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 6,862,019 83,991,000 10.13%
2 VANGUARD GROUP INC 6,137,628 75,124,000 9.06%
3 JPMORGAN CHASE & CO 3,815,499 46,702,000 5.63%
4 AMERICAN CENTURY COMPANIES INC 3,642,219 44,581,000 5.38%
5 THORNBURG INVESTMENT MANAGEMENT INC 3,509,027 42,950,000 5.18%
6 JENNISON ASSOCIATES LLC 2,955,058 36,170,000 4.36%
7 NORTHERN TRUST CORP 2,445,249 29,930,000 3.61%
8 BlackRock Institutional Trust Company, N.A. 2,322,896 28,432,000 3.43%
9 STATE STREET CORP 2,145,682 26,262,000 3.17%
10 EDGE ASSET MANAGEMENT, INC 1,909,922 23,377,000 2.82%
11 WEDGE CAPITAL MANAGEMENT L L P/NC 1,596,493 19,541,000 2.36%
12 Paradice Investment Management LLC 1,490,993 18,190,000 2.19%
13 PRINCIPAL FINANCIAL GROUP INC 1,344,554 16,457,000 1.98%
14 LSV ASSET MANAGEMENT 1,264,300 15,475,000 1.87%
15 Global X Management CO LLC 1,150,246 14,079,000 1.70%
16 Bank of New York Mellon Corp 1,100,184 13,466,000 1.62%
17 Invesco Ltd. 1,050,024 12,852,000 1.55%
18 RENAISSANCE TECHNOLOGIES LLC 958,800 11,736,000 1.41%
19 NORGES BANK 943,276 11,545,000 1.39%
20 Cannell & Co. 939,500 11,499,000 1.39%
21 UBS AG 898,529 10,998,000 1.33%
22 FIRST TRUST ADVISORS LP 864,898 10,586,000 1.28%
23 GEODE CAPITAL MANAGEMENT, LLC 744,015 9,106,000 1.10%
24 SEGALL BRYANT & HAMILL, LLC 719,893 8,811,000 1.06%
25 AMERIPRISE FINANCIAL INC 615,383 7,534,000 0.91%
26 TWO SIGMA INVESTMENTS, LP 571,126 6,991,000 0.84%
27 GUGGENHEIM CAPITAL LLC 524,389 6,419,000 0.77%
28 Nationwide Fund Advisors 495,218 6,061,000 0.73%
29 LOS ANGELES CAPITAL MANAGEMENT LLC 488,040 5,974,000 0.72%
30 Allianz Asset Management GmbH 488,088 5,974,000 0.72%
31 Smith, Graham & Co., Investment Advisors, LP 479,692 5,871,000 0.71%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 445,478 5,453,000 0.66%
33 TWO SIGMA ADVISERS, LP 424,443 5,195,000 0.63%
34 DEUTSCHE BANK AG\ 402,738 4,928,000 0.59%
35 WELLS FARGO & COMPANY/MN 400,388 4,901,000 0.59%
36 MORGAN STANLEY 391,862 4,797,000 0.58%
37 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 374,103 4,579,000 0.55%
38 Barnett & Company, Inc. 370,773 4,538,000 0.55%
39 BlackRock Investment Management, LLC 358,144 4,384,000 0.53%
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 349,717 4,281,000 0.52%
41 ANALYTIC INVESTORS, LLC 336,593 4,120,000 0.50%
42 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 308,200 3,772,000 0.45%
43 Aperio Group, LLC 282,254 3,455,000 0.42%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 273,542 3,347,000 0.40%
45 PRUDENTIAL FINANCIAL INC 254,792 3,119,000 0.38%
46 RAYMOND JAMES & ASSOCIATES 223,713 2,738,000 0.33%
47 VAN ECK ASSOCIATES CORP 216,817 2,654,000 0.32%
48 CRAWFORD INVESTMENT COUNSEL INC 208,978 2,558,000 0.31%
49 Sterling Capital Management LLC 193,742 2,371,000 0.29%
50 ROYAL BANK OF CANADA 193,155 2,364,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.