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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
201 GENERAL MTRS CO 22,392 715 0.12%
202 Monitise Plc Ord 22,500 11 0.00%
203 POWERSHARES QQQ TRUST 22,580 2,231 0.37%
204 TWENTY FIRST CENTY FOX INC 23,100 769 0.13%
205 BAXTER INTL INC 24,050 1,726 0.29%
206 KELLOGG CO 24,502 1,509 0.25%
207 LYONDELLBASELL INDUSTRIES N 24,781 2,693 0.45%
208 FUELCELL ENERGY INC COM NEW 25,000 52 0.01%
209 BOULDER BRANDS INC 25,000 341 0.06%
210 CROWN LABORATORIES INC 25,000 0 0.00%
211 DISCOVERY LABORATORIES INC N 25,000 46 0.01%
212 MACQUARIE INFRASTRUCTURE COR 25,300 1,688 0.28%
213 SINCLAIR BROADCAST GROUP INC 25,530 666 0.11%
214 CHEVRON CORP NEW 25,885 3,089 0.51%
215 TRAVELERS COMPANIES INC 25,922 2,435 0.40%
216 NEW ORIENTAL ED & TECH GRP I 26,300 610 0.10%
217 KODIAK OIL & GAS CORP 26,675 362 0.06%
218 CVS HEALTH CORP 26,800 2,133 0.35%
219 HOME DEPOT INC 26,868 2,465 0.41%
220 POWERSHARES ETF TRUST 27,650 684 0.11%
221 WindStream Corp (win) 27,700 299 0.05%
222 NAVIENT CORPORATION 27,750 491 0.08%
223 SEAWORLD ENTERTAINMENT INCORPORATED 28,000 538 0.09%
224 PRECISION DRILLING CORP 28,300 305 0.05%
225 EMERSON ELEC CO 28,793 1,802 0.30%
226 SIRIUS XM HOLDINGS INC 28,800 101 0.02%
227 CBS OUTDOOR AMERICAS INC 28,830 863 0.14%
228 HANESBRANDS INC 28,960 3,111 0.52%
229 IMAX CORP 29,200 802 0.13%
230 DAVIDE CAMPARI-MILANO 29,600 212 0.04%
231 FIRST TR EXCHANGE TRADED FD 29,950 572 0.09%
232 MAIN STREET CAPITAL CORP 30,500 935 0.16%
233 Agnico Eagle 30,703 898 0.15%
234 VODAFONE GROUP PLC NEW 30,756 1,012 0.17%
235 STEPAN CO 30,800 1,367 0.23%
236 ENNIS INC COM 30,850 406 0.07%
237 W P CAREY INC 30,935 1,973 0.33%
238 Fortune Brands Home Security 31,000 1,274 0.21%
239 MOMENTA PHARMACEUTICALS INC 32,000 363 0.06%
240 SNAP ON INC 32,000 3,875 0.64%
241 WHITEWAVE FOODS CO 32,186 1,169 0.19%
242 COMCAST CORP NEW 32,193 1,731 0.29%
243 HOME LN SERVICING SOLUTIONS LT ORD SHS 32,200 682 0.11%
244 BROADRIDGE FINL SOLUTIONS IN 32,348 1,347 0.22%
245 KRAFT HEINZ CO COM 32,387 1,827 0.30%
246 AMERICAN EXPRESS CO 32,400 2,836 0.47%
247 MONMOUTH REAL ESTATE INVT CO 32,500 329 0.05%
248 CORNING INC 32,860 636 0.11%
249 TRINITY INDS INC 33,200 1,551 0.26%
250 GOODYEAR TIRE & RUBR CO 33,350 753 0.12%
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