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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
251 Hewlett Packard Co 33,653 1,194 0.20%
252 TOOTSIE ROLL INDS INC 35,182 985 0.16%
253 Arris Group Inc 35,225 999 0.17%
254 INTEL CORP 35,256 1,228 0.20%
255 IMMERSION CORP 35,500 305 0.05%
256 PENN WEST PETE LTD NEW 35,600 240 0.04%
257 CHICOS FAS INC 35,800 529 0.09%
258 WAL-MART STORES INC 36,000 2,753 0.46%
259 BP PLC 36,066 1,585 0.26%
260 AQUA AMERICA INC 36,101 849 0.14%
261 WILLIAMS COS INC DEL 36,196 2,003 0.33%
262 FLEETMATICS GROUP PLC 37,300 1,138 0.19%
263 CONOCOPHILLIPS 38,689 2,960 0.49%
264 ZIONS BANCORPORATION 39,000 1,133 0.19%
265 ABBOTT LABS 39,861 1,658 0.28%
266 REGAL ENTMT GROUP 40,450 804 0.13%
267 ABBVIE INC 40,702 2,351 0.39%
268 GILEAD SCIENCES INC 41,435 4,411 0.73%
269 FREEPORT-MCMORAN INC 42,380 1,384 0.23%
270 AMBEV SA 42,500 278 0.05%
271 ZEP INC 42,850 601 0.10%
272 ROYAL DUTCH SHELL PLC 43,225 3,291 0.55%
273 TUMI HOLDINGS INC 43,405 883 0.15%
274 ORGANOVO HLDGS INC 44,400 283 0.05%
275 COMMERCIAL METALS CO COM 44,520 760 0.13%
276 TWO HBRS INVT CORP 45,300 438 0.07%
277 KAPSTONE PAPER & PACKAGING C 45,325 1,268 0.21%
278 KOFAX LTD 45,400 351 0.06%
279 GOLUB CAP BDC INC 45,990 734 0.12%
280 COTY INC 46,165 764 0.13%
281 INTERNATIONAL BUSINESS MACHS 47,389 8,996 1.49%
282 DISNEY WALT CO 47,790 4,255 0.71%
283 SLM CORP 48,350 414 0.07%
284 LINN CO LLC 49,650 1,437 0.24%
285 RITE AID CORP 50,950 247 0.04%
286 AIR LEASE CORP 51,200 1,664 0.28%
287 RPM INTL INC 52,750 2,415 0.40%
288 GENOIL INC COM 54,000 2 0.00%
289 UNITED RENTALS INC 55,150 6,127 1.02%
290 Frontier Communications Corp 55,259 360 0.06%
291 DU PONT E I DE NEMOURS & CO 55,653 3,994 0.66%
292 COACH INC 56,300 2,005 0.33%
293 WHOLE FOODS MKT INC 57,200 2,180 0.36%
294 CISCO SYS INC 57,650 1,451 0.24%
295 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 58,350 1,022 0.17%
296 INTL PAPER CO 58,500 2,793 0.46%
297 SMUCKER J M CO 59,071 5,847 0.97%
298 WHEELER REAL ESTATE INVT TR 60,620 276 0.05%
299 CRAFT BREW ALLIANCE INC 60,704 874 0.14%
300 CSX CORP 62,570 2,006 0.33%
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