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KOFAX LTD
KOFAX LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 82 Institutional holders with a total value of $312,348,871.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RGM Capital, LLC 7,994,289 61,876,000 19.81%
2 Praesidium Investment Management Company, LLC 7,491,565 57,985,000 18.56%
3 KING LUTHER CAPITAL MANAGEMENT CORP 1,814,403 14,043,000 4.50%
4 Trigran Investments, Inc. 1,693,133 13,105,000 4.20%
5 HERALD INVESTMENT MANAGEMENT Ltd 2,100,000 13,036,000 4.17%
6 BlackRock Fund Advisors 1,587,250 12,285,000 3.93%
7 ROYCE & ASSOCIATES LP 1,559,100 12,067,000 3.86%
8 AMERIPRISE FINANCIAL INC 1,436,504 11,119,000 3.56%
9 Invicta Capital Management, LLC 1,231,000 9,528,000 3.05%
10 Cortina Asset Management, LLC 1,017,468 7,875,000 2.52%
11 STATE STREET CORP 993,160 7,690,000 2.46%
12 PRUDENTIAL PLC 878,141 6,797,000 2.18%
13 Lyon Street Capital, LLC 864,136 6,688,000 2.14%
14 DIKER MANAGEMENT LLC 763,219 5,907,000 1.89%
15 BlackRock Institutional Trust Company, N.A. 686,777 5,316,000 1.70%
16 Portolan Capital Management, LLC 680,498 5,267,000 1.69%
17 NORTHERN TRUST CORP 675,221 5,226,000 1.67%
18 Global Endowment Management, LP 518,000 4,009,000 1.28%
19 NORGES BANK 502,820 3,915,000 1.25%
20 D. E. Shaw & Co., Inc. 437,078 3,383,000 1.08%
21 JWEST, LLC 448,886 3,349,000 1.07%
22 WELLINGTON MANAGEMENT GROUP LLP 420,092 3,252,000 1.04%
23 DIMENSIONAL FUND ADVISORS LP 378,794 2,932,000 0.94%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 362,539 2,806,000 0.90%
25 RICE HALL JAMES & ASSOCIATES, LLC 359,286 2,781,000 0.89%
26 Boston Partners 325,819 2,521,000 0.81%
27 KOPP INVESTMENT ADVISORS LLC 324,418 2,511,000 0.80%
28 AVIVA PLC 289,853 2,258,000 0.72%
29 Bank of New York Mellon Corp 240,696 1,863,000 0.60%
30 BlackRock Investment Management, LLC 204,694 1,584,000 0.51%
31 SOPHROSYNE CAPITAL LLC 160,400 1,241,000 0.40%
32 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 140,697 1,086,000 0.35%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 137,078 1,061,000 0.34%
34 VANGUARD GROUP INC 118,176 915,000 0.29%
35 HSBC HOLDINGS PLC 111,047 868,000 0.28%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 108,900 843,000 0.27%
37 TEACHERS ADVISORS, LLC 104,216 807,000 0.26%
38 ALLIANCEBERNSTEIN L.P. 103,800 803,000 0.26%
39 Shannon River Fund Management LLC 100,000 774,000 0.25%
40 JANE STREET GROUP, LLC 93,490 723,000 0.23%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 92,174 713,000 0.23%
42 BARCLAYS PLC 100,465 703,000 0.23%
43 Spark Investment Management LLC 90,500 700,000 0.22%
44 GEODE CAPITAL MANAGEMENT, LLC 76,787 594,000 0.19%
45 GOLDMAN SACHS GROUP INC 66,745 517,000 0.17%
46 COMMONWEALTH BANK OF AUSTRALIA 66,726 516,000 0.17%
47 Nationwide Fund Advisors 57,350 444,000 0.14%
48 RHUMBLINE ADVISERS 56,890 440,000 0.14%
49 METROPOLITAN LIFE INSURANCE CO/NY 56,452 440,000 0.14%
50 CITADEL ADVISORS LLC 52,498 406,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.