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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
251 WABTEC CORP 4,490 364 0.06%
252 3-D SYS CORP DEL 7,850 364 0.06%
253 MOMENTA PHARMACEUTICALS INC 32,000 363 0.06%
254 QUANTA SVCS INC 9,980 362 0.06%
255 KODIAK OIL & GAS CORP 26,675 362 0.06%
256 QUESTAR CORP COM 16,200 361 0.06%
257 Frontier Communications Corp 55,259 360 0.06%
258 UNITED PARCEL SERVICE INC 3,612 355 0.06%
259 GGCP Holdings LLC 5,000 354 0.06%
260 KOFAX LTD 45,400 351 0.06%
261 UNIVERSAL ELECTRS INC 7,000 346 0.06%
262 SUNEDISON INC 18,200 344 0.06%
263 BOULDER BRANDS INC 25,000 341 0.06%
264 WGL HLDGS INC COM 8,000 337 0.06%
265 MONMOUTH REAL ESTATE INVT CO 32,500 329 0.05%
266 WASTE MGMT INC DEL 6,825 324 0.05%
267 ISHARES TR 8,125 321 0.05%
268 ORACLE CORP 8,345 319 0.05%
269 Sigma-Aldrich 2,300 313 0.05%
270 IMMERSION CORP 35,500 305 0.05%
271 PRECISION DRILLING CORP 28,300 305 0.05%
272 WindStream Corp (win) 27,700 299 0.05%
273 SYSOREX GLOBAL COM NEW 73,060 299 0.05%
274 ROCHE HOLDING LTD SPONSORED 8,000 296 0.05%
275 HELMERICH & PAYNE INC 3,000 294 0.05%
276 * SANDRIDGE ENERGY INC COM 68,400 293 0.05%
277 SCANA 5,900 293 0.05%
278 WEYERHAEUSER CO 9,000 287 0.05%
279 BARD C R INC 2,000 285 0.05%
280 CANADIAN NATL RY CO 4,000 284 0.05%
281 ORGANOVO HLDGS INC 44,400 283 0.05%
282 HERSHEY CO 2,951 282 0.05%
283 JARDEN CORP 4,680 281 0.05%
284 MICROCHIP TECHNOLOGY INC. 5,939 281 0.05%
285 AMBEV SA 42,500 278 0.05%
286 WHEELER REAL ESTATE INVT TR 60,620 276 0.05%
287 BANK NEW YORK MELLON CORP 7,130 276 0.05%
288 PLATINUM UNDERWRITER HOLDINGS 4,500 274 0.05%
289 AMERICAN INTL GROUP INC 5,026 272 0.05%
290 OWENS CORNING NEW 8,500 270 0.04%
291 ABB LTD 12,000 269 0.04%
292 ALPS ETF TR 14,000 268 0.04%
293 TECO ENERGY INC 15,393 268 0.04%
294 Cameron Intl Corp (Acquired 4/4/2016) 4,000 266 0.04%
295 HYSTER YALE MATLS HANDLING I 3,600 258 0.04%
296 DEPOMED INC 17,000 258 0.04%
297 Dentsply Intl Inc 5,650 258 0.04%
298 MEADWESTVACO CORP 6,166 252 0.04%
299 BB&T CORP 6,750 251 0.04%
300 AMPHENOL CORP NEW 2,500 250 0.04%
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