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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 FLOWERS FOODS INC 7,438,270 136,567 22.65%
2 DALECO RESOURCES CORP 1,240,850 56 0.01%
3 CASI PHARMACEUTICALS INC COM 851,705 1,525 0.25%
4 GENERAL ELECTRIC CO 284,489 7,289 1.21%
5 MICROSOFT CORP 278,510 12,912 2.14%
6 BIOTIME INC 273,000 857 0.14%
7 FORD MTR CO DEL 228,465 3,379 0.56%
8 EXXON MOBIL CORP 202,330 19,029 3.16%
9 SYSCO CORP 197,738 7,504 1.24%
10 PFIZER INC 185,048 5,472 0.91%
11 IRIDIUM COMMUNICATIONS INC 182,816 1,618 0.27%
12 AT&T INC 176,343 6,214 1.03%
13 EMC METALS CORP 150,600 11 0.00%
14 PEPSICO INC 136,735 12,729 2.11%
15 WENDYS CO 123,900 1,023 0.17%
16 FX ENERGY INC 121,734 370 0.06%
17 VERIZON COMMUNICATIONS INC 120,973 6,047 1.00%
18 SOLAZYME INC 120,868 902 0.15%
19 B&G Foods Inc 112,837 3,109 0.52%
20 CAPSTEAD MTG CORP COM NO PAR 112,245 1,374 0.23%
21 CONAGRA BRANDS INC 109,190 3,608 0.60%
22 SEADRILL LIMITED 105,500 2,823 0.47%
23 FIAT S.P.A ADR 104,800 1,017 0.17%
24 EXPRESS SCRIPTS HLDG CO 103,677 7,323 1.21%
25 WESTERN UN CO 100,000 1,604 0.27%
26 ING GROEP N V 99,550 1,413 0.23%
27 Snyders-Lance Inc 95,365 2,527 0.42%
28 UNITED NATURAL FOODSINC 89,720 5,514 0.91%
29 ARES CAPITAL CORP 89,660 1,449 0.24%
30 BRISTOL MYERS SQUIBB CO 86,664 4,435 0.74%
31 Alcoa 85,410 1,374 0.23%
32 BANK AMER CORP 85,277 1,454 0.24%
33 Senomyx Inc 84,000 689 0.11%
34 MASTERCARD INCORPORATED 82,600 6,106 1.01%
35 APPLE INC 80,840 8,145 1.35%
36 PROCTER AND GAMBLE CO 79,462 6,654 1.10%
37 BLACKSTONE GROUP L P 76,200 2,399 0.40%
38 ASHFORD HOSPITALITY TR INC 75,375 770 0.13%
39 GENERAL MLS INC 75,066 3,787 0.63%
40 SYSOREX GLOBAL COM NEW 73,060 299 0.05%
41 JOHNSON & JOHNSON 70,626 7,528 1.25%
42 PINNACLE FOODS INC DEL 69,200 2,259 0.37%
43 * SANDRIDGE ENERGY INC COM 68,400 293 0.05%
44 MERCK & CO INC 66,947 3,969 0.66%
45 Sensient Technologies Corp 66,522 3,482 0.58%
46 JETBLUE AIRWAYS CORP 65,600 697 0.12%
47 TreeHouseFoods Inc 65,530 5,275 0.87%
48 COCA COLA CO 64,395 2,747 0.46%
49 SCHLUMBERGER LTD 63,092 6,416 1.06%
50 CSX CORP 62,570 2,006 0.33%
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