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Institutional Investment Manager
American Research & Management Co.
American Research & Management Co. (CIK: 0001506796) incorporated in Delaware, located at 145 Front Street, Marion, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 370 holdings with a total value of $260,240,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Ocean Spray Cranberrry Pfd 20 0 0.00%
2 NATIONAL GRID PLC 1 0 0.00%
3 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 18 0 0.00%
4 LINN ENERGY LLC UNIT LTD LIAB 200 0 0.00%
5 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 1 0 0.00%
6 PUBLIC SVC ENTERPRISE GRP IN 8 0 0.00%
7 TRANSWITCH CORP 25 0 0.00%
8 LIGHTSTREAM RESOURCES LTD COM NPV 800 0 0.00%
9 TOUCHSTONE EXPL INC NEW COM 150 0 0.00%
10 Odyssey Marine Exploration Inc 19 0 0.00%
11 GAMESTOP CORP NEW 10 0 0.00%
12 IDEARC INC COM DELAWARE NO STOCKHOLDER EQUITY 12/31/2009 9 0 0.00%
13 PJT PARTNERS INC 2 0 0.00%
14 Terra Inventions Corp 1 0 0.00%
15 UNILEVER N V 8 0 0.00%
16 CRIMSON WINE GROUP COM 20 0 0.00%
17 PC CONNECTION INC COM 7 0 0.00%
18 ARRAY BIOPHARMA INC 100 0 0.00%
19 SEARS HLDGS CORP 100 1,000 0.00%
20 HUGOTON RTY TR TEX 395 1,000 0.00%
21 PLUG POWER INC 660 1,000 0.00%
22 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 175 1,000 0.00%
23 ENERPLUS CORP F 200 1,000 0.00%
24 SANDRIDGE PERMIAN TR 257 1,000 0.00%
25 DREAM Unlimited Corp 200 1,000 0.00%
26 Dundee Corp CL A 150 1,000 0.00%
27 TERADATA CORP DEL 20 1,000 0.00%
28 California Resources Corp 41 1,000 0.00%
29 CVS HEALTH CORP 10 1,000 0.00%
30 AMAZON COM INC 2 1,000 0.00%
31 HOST HOTELS & RESORTS INC 45 1,000 0.00%
32 NCR CORP NEW 20 1,000 0.00%
33 EBAY INC 100 2,000 0.00%
34 BLACKSTONE GROUP L P 100 2,000 0.00%
35 South32 Ltd American Depositary Shares Sponsored 400 2,000 0.00%
36 SANDRIDGE MISSISSIPPIAN TR I 800 2,000 0.00%
37 CHIMERA INVT CORP 112 2,000 0.00%
38 POWERSHARES ETF TRUST 70 2,000 0.00%
39 Citigroup Inc 40 2,000 0.00%
40 POWERSHARES ETF TR II 70 2,000 0.00%
41 ARLINGTON ASSET INVST CORP 200 3,000 0.00%
42 ROCKWELL AUTOMATION INC 25 3,000 0.00%
43 GAMCO GLOBAL GOLD NAT RES & 500 3,000 0.00%
44 FRONTIER COMMUNICATIONS CORP 530 3,000 0.00%
45 Terra Tech Corp 9,500 3,000 0.00%
46 PEMBINA PIPELINE CORP 102 3,000 0.00%
47 CANADIAN NATL RY CO 50 3,000 0.00%
48 GLADSTONE CAPITAL CORP 400 3,000 0.00%
49 LUMEN TECHNOLOGIES INC 104 3,000 0.00%
50 TRAVELERS COMPANIES INC 22 3,000 0.00%
Page 1 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000547, filed 2016.07.29).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.