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Institutional Investment Manager
American Research & Management Co.
American Research & Management Co. (CIK: 0001506796) incorporated in Delaware, located at 145 Front Street, Marion, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 387 holdings with a total value of $274,255,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 WHOLE FOODS MKT INC 120 3,000 0.00% PRN
52 GAMCO GLOBAL GOLD NAT RES & 500 3,000 0.00%
53 Rio Tinto plc 100 3,000 0.00%
54 CANADIAN NATL RY CO 50 3,000 0.00%
55 EBAY INC 100 3,000 0.00%
56 TRAVELERS COMPANIES INC 22 3,000 0.00% PRN
57 ECA MARCELLUS TR I 1,500 3,000 0.00%
58 DISCOVER FINL SVCS 78 4,000 0.00%
59 Terra Tech Corp 9,500 4,000 0.00%
60 POWERSHARES ETF TRUST 125 4,000 0.00%
61 South32 Ltd American Depositary Shares Sponsored 400 4,000 0.00%
62 WEBMD HEALTH CORP 90 4,000 0.00% PRN
63 UNITED PARCEL SERVICE INC 35 4,000 0.00%
64 CHESAPEAKE ENERGY CORP 600 4,000 0.00%
65 ELECTRONIC ARTS INC 51 4,000 0.00%
66 American Capital Agency 200 4,000 0.00%
67 IPATH BLOOMBERG COPPER SUBINDEX TOTAL RETURN ETN 150 4,000 0.00%
68 VANGUARD INDEX FDS S&P 500 ETF 19 4,000 0.00%
69 International Assets Hldg Corp 100 4,000 0.00%
70 COSTAMARE INC 500 5,000 0.00%
71 ISHARES SILVER TR 300 5,000 0.00%
72 SOLARCITY CORP 250 5,000 0.00%
73 SEALED AIR CORP NEW 106 5,000 0.00%
74 CLEAN HARBORS INC 100 5,000 0.00%
75 NETFLIX INC 49 5,000 0.00%
76 URBAN EDGE PPTYS COM 177 5,000 0.00%
77 SELECT SECTOR SPDR TR 250 5,000 0.00%
78 BLOCK H & R INC 200 5,000 0.00%
79 STAPLES INC 750 6,000 0.00%
80 CHIPOTLE MEXICAN GRILL INC 15 6,000 0.00%
81 ISHARES TR 62 6,000 0.00%
82 UNITED THERAPEUTICS CORP DEL 50 6,000 0.00%
83 STURM RUGER & CO INC 100 6,000 0.00%
84 LINDSAY CORP 80 6,000 0.00%
85 TATA MTRS LTD 150 6,000 0.00%
86 YUM BRANDS INC 80 7,000 0.00% PRN
87 DYNEX CAP INC 1,000 7,000 0.00%
88 CHEMOURS CO 450 7,000 0.00%
89 FORD MTR CO DEL 600 7,000 0.00%
90 WESTERN ASSET EMERGING MKTS 400 7,000 0.00% PRN
91 INGEVITY CORP 152 7,000 0.00%
92 AUTODESK INC 100 7,000 0.00%
93 TESLA INC 41 8,000 0.00%
94 AIR PRODS & CHEMS INC 50 8,000 0.00%
95 STERICYCLE INC 100 8,000 0.00%
96 WEC ENERGY GROUP INC 141 8,000 0.00%
97 CSX CORP 260 8,000 0.00%
98 ENTERPRISE PRODS PARTNERS L 300 8,000 0.00%
99 B/E AEROSPACE INC 150 8,000 0.00%
100 KIMBERLY CLARK CORP 62 8,000 0.00%
Page 2 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000588, filed 2016.10.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.