| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,295,604 | 21,067,000 | 15.42% | ||
| 2 | UBS Group AG | 1,268,529 | 20,626,000 | 15.10% | ||
| 3 | McGowan Group Asset Management, Inc. | 633,320 | 10,298,000 | 7.54% | ||
| 4 | Invesco Ltd. | 629,355 | 10,234,000 | 7.49% | ||
| 5 | Saba Capital Management, L.P. | 495,790 | 8,062,000 | 5.90% | ||
| 6 | PENN MUTUAL LIFE INSURANCE CO | 465,000 | 7,567,000 | 5.54% | ||
| 7 | BCWM, LLC | 378,719 | 6,158,000 | 4.51% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 363,591 | 5,912,000 | 4.33% | ||
| 9 | Vident Investment Advisory, LLC | 319,482 | 5,195,000 | 3.80% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 299,605 | 4,871,000 | 3.56% | ||
| 11 | Advisors Asset Management, Inc. | 229,024 | 3,724,000 | 2.73% | ||
| 12 | WFG Advisors, LP | 198,705 | 3,231,000 | 2.36% | ||
| 13 | CITIGROUP INC | 192,482 | 3,130,000 | 2.29% | ||
| 14 | THRIVENT FINANCIAL FOR LUTHERANS | 156,616 | 2,546,000 | 1.86% | ||
| 15 | WELLS FARGO & COMPANY/MN | 138,441 | 2,251,000 | 1.65% | ||
| 16 | SIT INVESTMENT ASSOCIATES INC | 116,937 | 1,901,000 | 1.39% | ||
| 17 | ROYAL BANK OF CANADA | 103,611 | 1,883,000 | 1.38% | ||
| 18 | BANK OF MONTREAL /CAN/ | 87,000 | 1,415,000 | 1.04% | ||
| 19 | NWAM LLC | 65,902 | 1,072,000 | 0.78% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 58,335 | 949,000 | 0.69% | ||
| 21 | CUE ADVISORY SERVICES, INC. | 53,100 | 863,000 | 0.63% | ||
| 22 | LPL Financial LLC | 48,179 | 784,000 | 0.57% | ||
| 23 | Janney Montgomery Scott LLC | 45,934 | 747,000 | 0.55% | ||
| 24 | Klingman & Associates, LLC | 45,282 | 736,000 | 0.54% | ||
| 25 | DOLIVER ADVISORS, LP | 41,661 | 677,000 | 0.50% | ||
| 26 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 40,030 | 651,000 | 0.48% | ||
| 27 | Orion Porfolio Solutions, LLC | 38,501 | 626,000 | 0.46% | ||
| 28 | GUGGENHEIM CAPITAL LLC | 37,930 | 617,000 | 0.45% | ||
| 29 | Coe Capital Management, LLC | 38,710 | 593,811 | 0.43% | ||
| 30 | K2 PRINCIPAL FUND, L.P. | 34,150 | 555,000 | 0.41% | ||
| 31 | Arete Wealth Advisors, LLC | 32,580 | 530,000 | 0.39% | ||
| 32 | DIXON HUBARD FEINOUR & BROWN INC/VA | 30,335 | 493,000 | 0.36% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 30,151 | 490,000 | 0.36% | ||
| 34 | NINE MASTS CAPITAL Ltd | 29,335 | 477,000 | 0.35% | ||
| 35 | D.A. DAVIDSON & CO. | 27,892 | 453,000 | 0.33% | ||
| 36 | GOULD ASSET MANAGEMENT LLC /CA/ | 23,731 | 386,000 | 0.28% | ||
| 37 | MSI Financial Services Inc | 21,182 | 345,000 | 0.25% | ||
| 38 | CSS LLC/IL | 21,103 | 343,000 | 0.25% | ||
| 39 | Kovack Advisors, Inc. | 20,150 | 328,000 | 0.24% | ||
| 40 | Hilltop Holdings Inc. | 19,735 | 321,000 | 0.23% | ||
| 41 | WEDBUSH SECURITIES INC | 19,362 | 315,000 | 0.23% | ||
| 42 | GEODE CAPITAL MANAGEMENT, LLC | 17,501 | 284,000 | 0.21% | ||
| 43 | Commonwealth Equity Services, Inc | 15,690 | 255,000 | 0.19% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 15,494 | 252,000 | 0.18% | ||
| 45 | Fisher Asset Management, LLC | 15,147 | 246,000 | 0.18% | ||
| 46 | Fiera Capital Corp | 14,046 | 228,000 | 0.17% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,782 | 208,000 | 0.15% | ||
| 48 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,240 | 199,000 | 0.15% | ||
| 49 | Capital Investment Advisors, LLC | 11,930 | 194,000 | 0.14% | ||
| 50 | Camelot Portfolios, LLC | 11,000 | 179,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
