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Institutional Investment Manager
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (CIK: 0001510434) incorporated in Washington, located at 1420 5th Ave Suite 3150, Seattle, WA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Portfolio Summary: 107 holdings with a total value of $380,766,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 CONOCOPHILLIPS 5,148 224,000 0.06%
102 RYDEX ETF TRUST 2,765 222,000 0.06%
103 BOEING CO 1,706 222,000 0.06%
104 PEPSICO INC 2,005 212,000 0.06%
105 OPKO HEALTH INC 20,000 187,000 0.05%
106 INDEPENDENCE RLTY TR INC COM 13,000 106,000 0.03%
107 RAIT FINANCIAL TRUST 30,500 95,000 0.02%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004093, filed 2016.08.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.