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Institutional Investment Manager
ETRADE Capital Management LLC
ETRADE Capital Management LLC (CIK: 0001512581) incorporated in Delaware, located at 671 N. Glebe Road, Arlington, VA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-022277) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 TIME WARNER INC 26,557 4,224 0.20%
52 KRAFT HEINZ CO 46,504 4,163 0.20%
53 SAP SE 108,398 4,140 0.20%
54 ISHARES TR 32,321 4,090 0.20%
55 PROLOGIS INC 44,867 4,027 0.19%
56 MONSANTO CO NEW 91,203 4,004 0.19%
57 EXXON MOBIL CORP 45,645 3,984 0.19%
58 HONEYWELL INTL INC 33,897 3,952 0.19%
59 SPDR SERIES TRUST 40,070 3,902 0.19%
60 CINEMARK HOLDINGS INC 121,907 3,867 0.19%
61 ISHARES TR 32,778 3,842 0.19%
62 EXPRESS SCRIPTS HLDG CO 54,376 3,835 0.19%
63 JPMORGAN CHASE & CO 57,392 3,822 0.19%
64 UNION PAC CORP 79,734 3,779 0.18%
65 FACEBOOK INC 28,025 3,595 0.17%
66 UNITEDHEALTH GROUP INC 36,425 3,553 0.17%
67 WELLS FARGO & CO NEW 78,812 3,490 0.17%
68 ISHARES TR 25,072 3,448 0.17%
69 TE CONNECTIVITY LTD 109,575 3,352 0.16%
70 WHIRLPOOL CORP 20,494 3,323 0.16%
71 DYCOM INDS INC 41,420 3,315 0.16%
72 MEAD JOHNSON NUTRITI 28,676 3,308 0.16%
73 ACCENTURE PLC IRELAND 26,525 3,241 0.16%
74 SOUTHWEST GAS HOLDINGS INC 62,966 3,230 0.16%
75 POWERSHARES ETF TRUST II 135,839 3,153 0.15%
76 MCDERMOTT INTL INC 30,860 3,141 0.15%
77 KIMBERLY CLARK CORP 24,723 3,119 0.15%
78 CONSTELLATION BRANDS INC 18,496 3,079 0.15%
79 ALPHABET INC 3,824 3,075 0.15%
80 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 24,120 2,996 0.15%
81 ISHARES MSCI EAFE SMALL CAP IDX FD 57,026 2,989 0.14%
82 PINNACLE FINL PARTNERS INC 36,664 2,953 0.14%
83 INTEGRA LIFESCIENCES HLDGS CP COM NEW 77,512 2,926 0.14%
84 CA INC 87,672 2,900 0.14%
85 MERCK & CO INC 33,277 2,875 0.14%
86 VANGUARD WORLD FD 22,017 2,850 0.14%
87 ISHARES TR 26,100 2,760 0.13%
88 QUIDEL CORP COM 32,576 2,757 0.13%
89 RIO TINTO PLC 56,888 2,682 0.13%
90 ISHARES TR 45,298 2,678 0.13%
91 BROADRIDGE FINL SOLUTIONS IN 15,448 2,665 0.13%
92 GILEAD SCIENCES INC 33,099 2,619 0.13%
93 VANGUARD INTL EQUITY INDEX F 20,195 2,614 0.13%
94 PACWEST BANCORP DEL COM 31,968 2,598 0.13%
95 CELGENE CORP 24,797 2,592 0.13%
96 REALTY INCOME CORP 18,933 2,577 0.12%
97 NORWEGIAN CRUISE LINE HLDG L 11,925 2,551 0.12%
98 HALLIBURTON CO 56,188 2,522 0.12%
99 NIELSEN HLDGS PLC 20,506 2,508 0.12%
100 WASTE MGMT INC DEL 39,280 2,505 0.12%
Page 2 of 15
Restatement filing (0000950123-16-022639) filed in 2016.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,734,598 195,004 9.44%
2 ISHARES TR 1,616,374 168,378 8.15%
3 ISHARES TR 1,589,633 167,897 8.13%
4 SPDR S&P 500 ETF TR 751,846 162,624 7.87%
5 VANGUARD INTL EQUITY INDEX F 2,925,010 132,883 6.43%
6 VANGUARD SCOTTSDALE FDS 1,410,646 126,366 6.12%
7 ISHARES TR 434,349 53,951 2.61%
8 ISHARES RUSSELL 2000 GROWTH ETF 353,063 52,571 2.55%
9 ISHARES RUSSELL 2000 VALUE ETF 482,642 50,557 2.45%
10 RYDEX ETF TRUST 512,795 42,865 2.08%
11 VANGUARD BD INDEX FDS 391,208 31,621 1.53%
12 VANGUARD WHITEHALL FDS 369,090 26,626 1.29%
13 ISHARES TR 226,395 26,373 1.28%
14 ISHARES TR 232,980 25,649 1.24%
15 VANGUARD INTL EQUITY INDEX F 629,325 23,682 1.15%
16 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 270,269 23,584 1.14%
17 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 171,315 19,076 0.92%
18 AT&T INC 282,234 11,462 0.55%
19 APPLE INC 83,288 9,416 0.46%
20 ABBVIE INC 142,338 8,977 0.43%
21 MICROSOFT CORP 153,594 8,847 0.43%
22 VERIZON COMMUNICATIONS INC 152,356 7,920 0.38%
23 CHEVRON CORP NEW 76,903 7,915 0.38%
24 JOHNSON & JOHNSON 64,642 7,636 0.37%
25 MERCK & CO INC 115,227 7,191 0.35%
26 ISHARES TR 231,723 6,947 0.34%
27 POWERSHARES GLOBAL ETF FD 311,045 6,544 0.32%
28 ISHARES TR 98,254 6,216 0.30%
29 AMAZON COM INC 7,180 6,012 0.29%
30 PFIZER INC 169,448 5,739 0.28%
31 VANGUARD WORLD FD 62,699 5,485 0.27%
32 ALPHABET INC 7,014 5,452 0.26%
33 UNITEDHEALTH GROUP INC 38,147 5,341 0.26%
34 SCHLUMBERGER LTD 67,419 5,302 0.26%
35 ALTRIA GROUP INC 83,222 5,262 0.25%
36 PHILIP MORRIS INTL INC 52,838 5,137 0.25%
37 VODAFONE GROUP PLC NEW 174,940 5,100 0.25%
38 PEPSICO INC 45,910 4,994 0.24%
39 ISHARES 7-10 YEAR TREASURY BOND ETF 44,390 4,966 0.24%
40 CVS HEALTH CORP 55,548 4,943 0.24%
41 VANGUARD INDEX FDS 52,294 4,893 0.24%
42 GLAXOSMITHKLINE PLC 113,179 4,881 0.24%
43 ISHARES TRUST CMBS ETF 91,394 4,851 0.23%
44 LOWES COS INC 66,852 4,827 0.23%
45 CHUBB LIMITED 37,297 4,686 0.23%
46 NATIONAL GRID PLC 65,569 4,663 0.23%
47 BCE INC 100,900 4,660 0.23%
48 MARSH & MCLENNAN COS INC 67,356 4,530 0.22%
49 SPDR SERIES TRUST 152,207 4,390 0.21%
50 VANGUARD INTL EQUITY INDEX F 116,515 4,384 0.21%
Page 1 of 15