| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AOZORA BANK, LTD. | 12,260,000 | 284,555,000 | 7.14% | ||
| 2 | Western Asset Management Company, LLC | 10,137,781 | 235,298,000 | 5.91% | ||
| 3 | UBS Group AG | 9,781,203 | 227,021,000 | 5.70% | ||
| 4 | GOLDMAN SACHS GROUP INC | 9,257,702 | 214,872,000 | 5.39% | ||
| 5 | Nan Shan Life Insurance Co., Ltd. | 9,222,195 | 214,047,000 | 5.37% | ||
| 6 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 8,813,798 | 204,568,000 | 5.14% | ||
| 7 | MORGAN STANLEY | 8,381,656 | 194,539,000 | 4.88% | ||
| 8 | QS Investors, LLC | 5,314,351 | 123,346,000 | 3.10% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 4,966,381 | 115,270,000 | 2.89% | ||
| 10 | JPMORGAN CHASE & CO | 4,481,363 | 104,013,000 | 2.61% | ||
| 11 | CITIGROUP INC | 3,859,844 | 89,587,000 | 2.25% | ||
| 12 | WELLINGTON MANAGEMENT GROUP LLP | 3,694,099 | 85,740,000 | 2.15% | ||
| 13 | OppenheimerFunds, Inc. | 3,598,890 | 83,530,000 | 2.10% | ||
| 14 | VOYA INVESTMENT MANAGEMENT LLC | 3,296,305 | 76,508,000 | 1.92% | ||
| 15 | Invesco Ltd. | 2,908,716 | 67,511,000 | 1.69% | ||
| 16 | TD ASSET MANAGEMENT INC | 2,773,000 | 64,361,000 | 1.62% | ||
| 17 | SYMPHONY ASSET MANAGEMENT LLC | 2,603,583 | 60,429,000 | 1.52% | ||
| 18 | Valmark Advisers, Inc. | 2,524,669 | 58,598,000 | 1.47% | ||
| 19 | AVIANCE CAPITAL MANAGEMENT, LLC | 2,309,565 | 53,605,000 | 1.35% | ||
| 20 | IndexIQ Advisors LLC | 2,189,263 | 50,813,000 | 1.28% | ||
| 21 | ASSETMARK, INC | 2,100,812 | 48,760,000 | 1.22% | ||
| 22 | AMERIPRISE FINANCIAL INC | 2,030,559 | 48,631,000 | 1.22% | ||
| 23 | Bain Capital Credit, LP | 2,090,431 | 48,519,000 | 1.22% | ||
| 24 | WELLS FARGO & COMPANY/MN | 2,076,682 | 48,200,000 | 1.21% | ||
| 25 | ROYAL BANK OF CANADA | 1,975,819 | 45,858,000 | 1.15% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 1,909,522 | 44,320,000 | 1.11% | ||
| 27 | BlackRock Finance, Inc. | 1,759,598 | 40,840,000 | 1.03% | ||
| 28 | Windham Capital Management, LLC | 1,721,626 | 39,959,000 | 1.00% | ||
| 29 | Orion Porfolio Solutions, LLC | 1,683,190 | 39,067,000 | 0.98% | ||
| 30 | MADISON INVESTMENT HOLDINGS INC | 1,641,643 | 38,103,000 | 0.96% | ||
| 31 | Muzinich & Co., Inc. | 1,593,710 | 36,990,000 | 0.93% | ||
| 32 | THRIVENT FINANCIAL FOR LUTHERANS | 1,310,180 | 30,409,000 | 0.76% | ||
| 33 | GUGGENHEIM CAPITAL LLC | 1,306,043 | 30,313,000 | 0.76% | ||
| 34 | AMUNDI ASSET MANAGEMENT US, INC. | 1,277,195 | 29,644,000 | 0.74% | ||
| 35 | Efficient Market Advisors, LLC | 1,225,386 | 28,441,000 | 0.71% | ||
| 36 | FEDERATED HERMES, INC. | 1,175,000 | 27,272,000 | 0.68% | ||
| 37 | AHL Partners LLP | 1,056,151 | 24,513,000 | 0.62% | ||
| 38 | MARINER INVESTMENT GROUP LLC | 1,000,000 | 23,210,000 | 0.58% | ||
| 39 | Neuberger Berman Group LLC | 908,259 | 21,081,000 | 0.53% | ||
| 40 | D.A. DAVIDSON & CO. | 886,331 | 20,571,000 | 0.52% | ||
| 41 | SEI INVESTMENTS CO | 783,976 | 18,197,000 | 0.46% | ||
| 42 | FRANKLIN RESOURCES INC | 765,100 | 17,758,000 | 0.45% | ||
| 43 | BAIRD FINANCIAL GROUP, INC. | 733,923 | 17,034,000 | 0.43% | ||
| 44 | LPL Financial LLC | 730,418 | 16,938,000 | 0.43% | ||
| 45 | Braver Wealth Management, LLC | 691,980 | 16,061,000 | 0.40% | ||
| 46 | Sage Advisory Services, Ltd.Co. | 671,115 | 15,577,000 | 0.39% | ||
| 47 | COWEN INC. | 623,700 | 14,476,000 | 0.36% | Put | |
| 48 | LEUTHOLD GROUP, LLC | 610,255 | 14,164,000 | 0.36% | ||
| 49 | Advisory Alpha, LLC | 608,649 | 14,112,000 | 0.35% | ||
| 50 | Gradient Investments LLC | 607,233 | 14,094,000 | 0.35% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
