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Institutional Investment Manager
ETRADE Capital Management LLC
ETRADE Capital Management LLC (CIK: 0001512581) incorporated in Delaware, located at 671 N. Glebe Road, Arlington, VA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-022277) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 MCDONALDS 31,756 596 0.03%
352 PRUDENTIAL PLC ADR 11,137 596 0.03%
353 ISHARES 1-3 YEAR CREDIT BOND ETF 4,571 596 0.03%
354 PNC Finl Services GP Inc 44,327 592 0.03%
355 ICON PLC 5,232 590 0.03%
356 CBS 'B' 10,579 579 0.03%
357 Reynolds American 34,202 575 0.03%
358 Verisk Analytics Inc Cla 11,438 574 0.03%
359 RELX PLC SPONSORED ADR 7,047 570 0.03%
360 PPL Corporation 5,506 569 0.03%
361 SPDR SERIES TRUST 15,474 568 0.03%
362 BHP BILLITON PLC SPONSORED ADR 16,342 566 0.03%
363 PVH Corp 13,409 561 0.03%
364 Chico's FAS Inc 51,347 557 0.03%
365 ALLIED MOTION TECHNOLOGIES I 29,360 555 0.03%
366 KNOWLES CORP COM 18,297 541 0.03%
367 Xilinx Inc 9,932 540 0.03%
368 Morgan Stanley 4,966 538 0.03%
369 The Southern Company 16,153 536 0.03%
370 SINCLAIR BROADCAST GROUP INC CL A 2,752 534 0.03%
371 Ameriprise Financial Inc 5,310 530 0.03%
372 EMCOR GROUP INC 6,141 524 0.03%
373 AFFILIATED MANAGERS GROUP COM 3,610 522 0.03%
374 SUMMIT HOTEL PPTYS COM 4,429 516 0.02%
375 MICHAEL KORS 11,598 515 0.02%
376 Rockwell Collins Inc 4,193 513 0.02%
377 LAM RESEARCH CORP 5,792 513 0.02%
378 ROYAL DUTCH SHELL PLC 9,710 513 0.02%
379 IHS MARKIT LTD 13,525 508 0.02%
380 D R HORTON INC 16,780 507 0.02%
381 SCHLUMBERGER 4,494 504 0.02%
382 INTEL CORP 30,369 490 0.02%
383 S&P GLOBAL INC 6,520 489 0.02%
384 BIOGEN INC 16,029 487 0.02%
385 SUNTRUST BKS INC 17,510 486 0.02%
386 CHEVRON CORP NEW 7,905 486 0.02%
387 FRESENIUS MED CARE AG&CO KGAA SPONSORED ADR 11,030 483 0.02%
388 Sony Corp ADR 3,159 480 0.02%
389 Mueller Water Products A 14,949 479 0.02%
390 NORTHERN TR CORP 10,426 478 0.02%
391 NATIONAL GRID PLC 8,786 475 0.02%
392 BAIDU ADR 2,559 466 0.02%
393 Air Prod & Chemicals Inc 3,098 466 0.02%
394 SALLY BEAUTY HLDGS INC COM 6,494 463 0.02%
395 YAHOO INC 10,553 455 0.02%
396 DANAHER 5,798 455 0.02%
397 ROYAL CARIBBEAN CRUISES LTD 5,320 449 0.02%
398 FISERV INC 4,502 448 0.02%
399 BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 75,164 448 0.02%
400 LILLY ELI & CO 3,674 443 0.02%
Page 8 of 15
Restatement filing (0000950123-16-022639) filed in 2016.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 iShares Barclays Aggregate Bond ETF 1,734,598 195,004 9.44%
2 ISHARES TR 1,616,374 168,378 8.15%
3 ISHARES TR 1,589,633 167,897 8.13%
4 SPDR S&P 500 ETF TR 751,846 162,624 7.87%
5 VANGUARD FTSE ALL-WORLD EX US INDEX FUND 2,925,010 132,883 6.43%
6 Vanguard Corp Bond ETF 1,410,646 126,366 6.12%
7 ISHARES TR 434,349 53,951 2.61%
8 ISHARES TR 353,063 52,571 2.55%
9 iShares Russell 2000 482,642 50,557 2.45%
10 RYDEX ETF TRUST 512,795 42,865 2.08%
11 VANGUARD BD INDEX FD INC 391,208 31,621 1.53%
12 VANGUARD WHITEHALL FDS INC 369,090 26,626 1.29%
13 iShares Barclays TIPS BD.FD. 226,395 26,373 1.28%
14 ISHARES MBS ETF 232,980 25,649 1.24%
15 Vanguard Emerging Markets ETF 629,325 23,682 1.15%
16 iShares iBoxx $ Hi.YLD. CPRT.BD.FD.ETF 270,269 23,584 1.14%
17 ISHARES TR 171,315 19,076 0.92%
18 AT&T INC 282,234 11,462 0.55%
19 APPLE 83,288 9,416 0.46%
20 ABBVIE INC 142,338 8,977 0.43%
21 MICROSOFT 153,594 8,847 0.43%
22 VERIZON COMMUNICATIONS 152,356 7,920 0.38%
23 CHEVRON CORP NEW 76,903 7,915 0.38%
24 JOHNSON & JOHNSON 64,642 7,636 0.37%
25 MERCK & CO INC 115,227 7,191 0.35%
26 ISHARES INTERNATIONAL SELECT DIVIDEND ETF 231,723 6,947 0.34%
27 POWERSHARES GLOBAL ETF FD 311,045 6,544 0.32%
28 ISHARES 10 YEAR CREDIT BOND ETF 98,254 6,216 0.30%
29 AMAZON.COM 7,180 6,012 0.29%
30 PFIZER 169,448 5,739 0.28%
31 VANGUARD WORLD FD 62,699 5,485 0.27%
32 ALPHABET - CLASS C 7,014 5,452 0.26%
33 UNITEDHEALTH GROUP INC 38,147 5,341 0.26%
34 SCHLUMBERGER 67,419 5,302 0.26%
35 ALTRIA GROUP 83,222 5,262 0.25%
36 PHILIP MORRIS INTL. 52,838 5,137 0.25%
37 Vodafone Group Spon 174,940 5,100 0.25%
38 PEPSICO 45,910 4,994 0.24%
39 iShares TR Bond 44,390 4,966 0.24%
40 CVS HEALTH CORP 55,548 4,943 0.24%
41 VANGUARD INDEX FDS 52,294 4,893 0.24%
42 GlaxoSmithKline PLC Adrf 113,179 4,881 0.24%
43 ISHARES CMBS ETF 91,394 4,851 0.23%
44 LOWE'S COS 66,852 4,827 0.23%
45 Chubb Limited Com 37,297 4,686 0.23%
46 NATIONAL GRID PLC 65,569 4,663 0.23%
47 BCE INC COM NEW 100,900 4,660 0.23%
48 MARSH & MCLENNAN COS INC 67,356 4,530 0.22%
49 SPDR SERIES TRUST 152,207 4,390 0.21%
50 Vanguard Emerging Markets ETF 116,515 4,384 0.21%
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