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AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 637 Institutional holders with a total value of $13,293,810,887.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 15,096,705 1,506,198,000 11.33%
2 VANGUARD GROUP INC 12,450,585 1,242,194,000 9.34%
3 NORGES BANK 11,112,689 1,058,940,000 7.97%
4 STATE STREET CORP 6,191,168 617,708,000 4.65%
5 BlackRock Institutional Trust Company, N.A. 4,688,042 467,726,000 3.52%
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 3,043,377 303,637,000 2.28%
7 BlackRock Fund Advisors 2,786,284 277,988,000 2.09%
8 LSV ASSET MANAGEMENT 2,770,096 276,372,000 2.08%
9 BANK OF MONTREAL /CAN/ 2,561,977 255,611,000 1.92%
10 JPMORGAN CHASE & CO 2,560,493 255,461,000 1.92%
11 UBS Group AG 2,549,930 254,407,000 1.91%
12 Aristotle Capital Management, LLC 2,307,695 230,239,000 1.73%
13 NORTHERN TRUST CORP 2,131,084 212,618,000 1.60%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 1,929,081 192,464,000 1.45%
15 Bank of New York Mellon Corp 1,852,630 184,837,000 1.39%
16 DEUTSCHE BANK AG\ 1,732,532 172,848,000 1.30%
17 WELLS FARGO & COMPANY/MN 1,661,670 165,784,000 1.25%
18 BlackRock Group LTD 1,645,991 164,222,000 1.24%
19 Allianz Asset Management GmbH 1,587,320 157,477,000 1.18%
20 LYRICAL ASSET MANAGEMENT LP 1,563,446 155,985,000 1.17%
21 AMERICAN CENTURY COMPANIES INC 1,457,292 145,394,000 1.09%
22 GEODE CAPITAL MANAGEMENT, LLC 1,370,381 136,501,000 1.03%
23 GOLDMAN SACHS GROUP INC 1,354,477 135,137,000 1.02%
24 WELLINGTON MANAGEMENT GROUP LLP 1,354,205 135,109,000 1.02%
25 BROWN ADVISORY INC 1,292,606 128,963,000 0.97%
26 Epoch Investment Partners, Inc. 1,179,238 117,652,000 0.89%
27 Numeric Investors LLC 1,069,050 106,659,000 0.80%
28 BANK OF AMERICA CORP /DE/ 971,783 96,955,000 0.73%
29 DIMENSIONAL FUND ADVISORS LP 957,778 95,548,000 0.72%
30 State of New Jersey Common Pension Fund D 824,000 82,211,000 0.62%
31 LORD, ABBETT & CO. LLC 787,100 78,529,000 0.59%
32 AQR CAPITAL MANAGEMENT LLC 779,128 77,733,000 0.58%
33 CLEARBRIDGE, LLC 768,858 76,709,000 0.58%
34 PRUDENTIAL FINANCIAL INC 760,802 75,905,000 0.57%
35 Legal & General Group Plc 751,227 74,944,000 0.56%
36 BlackRock Finance, Inc. 739,073 73,738,000 0.55%
37 TEACHERS ADVISORS, LLC 683,197 68,163,000 0.51%
38 D. E. Shaw & Co., Inc. 674,345 67,280,000 0.51%
39 MORGAN STANLEY 644,304 64,283,000 0.48%
40 APG Asset Management N.V. 613,894 61,248,000 0.46%
41 ROYAL BANK OF CANADA 608,072 60,668,000 0.46%
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 583,535 58,219,000 0.44%
43 GREAT LAKES ADVISORS, LLC 572,258 57,094,000 0.43%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 504,756 50,360,000 0.38%
45 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 499,676 49,853,000 0.38%
46 AMF Tjanstepension AB 497,816 49,667,000 0.37%
47 SILVERCREST ASSET MANAGEMENT GROUP LLC 494,090 49,295,000 0.37%
48 Sumitomo Mitsui Trust Group, Inc. 491,283 49,015,000 0.37%
49 Clearbridge Investments, LLC 481,415 48,031,000 0.36%
50 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 478,328 47,723,000 0.36%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.