Dark
Light
System
Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001062993-15-000360) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
201 NVIDIA CORPORATION 16,234 325 0.03%
202 LINEAR TECHNOLOGY CORP 7,124 325 0.03%
203 CATAMARAN CORP COM 6,197 321 0.03%
204 ARISTA NETWORKS 21,900 320 0.03% Put
205 TRACTOR SUPPLY CO 4,060 320 0.03%
206 VERISK ANALYTICS INC 4,926 316 0.03%
207 PLUG POWER INC 105,000 315 0.03%
208 MATTEL INC 10,120 313 0.03%
209 CITRIX SYS INC 4,808 307 0.03%
210 PROSPECT CAPITAL CORPORATION 300,000 304 0.03%
211 GARMIN LTD 5,711 302 0.03%
212 PLUG POWER INC 110,000 301 0.03% Put
213 TRIPADVISOR INC 3,886 290 0.03%
214 DISCOVERY C 8,581 289 0.03%
215 YINGLI GREEN ENERGY HLDG CO 120,100 282 0.03%
216 ULTRA PETROLEUM CORP 19,000 265 0.03% Put
217 LENDINGCLUB CORP 27,500 261 0.03% Put
218 EXPEDITORS INTL WASH INC 5,765 257 0.03%
219 NOW INC 35,000 254 0.03% Put
220 ULTRA PETROLEUM CORP 19,000 250 0.02%
221 EXONE CO 38,500 245 0.02% Put
222 LIBERTY MEDIA CORP 6,830 239 0.02%
223 VIRNETX HLDG CORP 43,300 238 0.02%
224 AMBARELLA INC 20,000 225 0.02% Put
225 VEON LTD 52,468 219 0.02%
226 APPLE INC 340,000 215 0.02% Put
227 HALCON RESOURCES CORP 44,900 214 0.02% Put
228 GOGO INC 25,000 214 0.02% Put
229 CHART INDS INC SR SB GLBL CV 18 168,000 163 0.02%
230 ADVANCED MICRO DEVICES INC 58,200 155 0.02%
231 Nuverra Environmental Solutions Inc 27,500 153 0.02%
232 ADVANCED MICRO DEVICES INC 58,200 147 0.01% Put
233 EXCO RESOURCES INC 66,800 145 0.01%
234 EXCO RESOURCES INC 66,800 142 0.01% Put
235 INOVIO PHARMACEUTICALS INC 15,000 138 0.01%
236 AUXILIUM PHARMACEUTICALS INC 19,000 109 0.01% Put
237 POTBELLY CORP COM 8,000 103 0.01%
238 Salix Pharmaceuticals Ltd 55,000 100 0.01%
239 Quantum Fuel Systems Tech Worl 25,200 99 0.01% Put
240 MOBILEYE N V AMSTELVEEN 22,600 98 0.01% Put
241 MOBILEYE N V AMSTELVEEN 2,000 81 0.01%
242 HALCON RESOURCES CORP 44,900 80 0.01%
243 NEWPARK RES INC SR NT CV 4 17 65,000 73 0.01%
244 Quantum Fuel Systems Tech Worl 25,200 53 0.01%
245 TASER INTL INC 44,100 47 0.00% Put
246 SPDR S&P 500 ETF TR 61,000 39 0.00% Put
247 MICRON TECHNOLOGY 11,000 35 0.00%
248 INOVIO PHARMACEUTICALS INC 16,000 22 0.00% Put
249 GOODRICH PETE CORP 3,700 16 0.00%
250 SOLARCITY CORP 35,000 14 0.00% Call
Page 5 of 6