| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 51,345,000 | 51,865,000 | 36.86% | PRN | |
| 2 | Pinnacle Summer Investments, Inc. | 25,048 | 25,048,000 | 17.80% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 15,560,000 | 15,628,000 | 11.11% | ||
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 11,421,000 | 11,544,000 | 8.20% | PRN | |
| 5 | MORGAN STANLEY | 5,663,000 | 5,681,000 | 4.04% | PRN | |
| 6 | THRIVENT FINANCIAL FOR LUTHERANS | 5,250,000 | 5,299,000 | 3.77% | ||
| 7 | BCWM, LLC | 370,000 | 3,722,000 | 2.65% | ||
| 8 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3,400,000 | 3,420,000 | 2.43% | PRN | |
| 9 | BARCLAYS PLC | 3,209,000 | 3,209,000 | 2.28% | PRN | |
| 10 | BESSEMER GROUP INC | 3,000,000 | 3,062,000 | 2.18% | PRN | |
| 11 | WELLS FARGO & COMPANY/MN | 2,074,000 | 2,110,000 | 1.50% | PRN | |
| 12 | Bank of New York Mellon Corp | 1,750,000 | 1,762,000 | 1.25% | ||
| 13 | LAFFER TENGLER INVESTMENTS, INC. | 1,520 | 1,595,385 | 1.13% | PRN | |
| 14 | DEUTSCHE BANK AG\ | 1,115,000 | 1,119,000 | 0.80% | PRN | |
| 15 | SCHOLTZ & COMPANY, LLC | 970,000 | 992,000 | 0.71% | PRN | |
| 16 | JPMORGAN CHASE & CO | 582,000 | 584,000 | 0.42% | PRN | |
| 17 | TD Securities (USA) LLC | 500,000 | 500,000 | 0.36% | PRN | |
| 18 | CREDIT SUISSE AG/ | 447,000 | 449,000 | 0.32% | PRN | |
| 19 | LPL Financial LLC | 375,000 | 377,000 | 0.27% | ||
| 20 | Prospera Financial Services Inc | 357,000 | 364,000 | 0.26% | ||
| 21 | Carnegie Investment Counsel | 300,000 | 304,000 | 0.22% | ||
| 22 | MIZUHO SECURITIES USA LLC | 300,000 | 304,000 | 0.22% | ||
| 23 | Investors Capital Advisory Services | 276,000 | 276,000 | 0.20% | ||
| 24 | CITIGROUP INC | 231,000 | 232,000 | 0.16% | PRN | |
| 25 | JAG CAPITAL MANAGEMENT, LLC | 200,000 | 201,000 | 0.14% | PRN | |
| 26 | M&T BANK CORP | 200,000 | 201,000 | 0.14% | PRN | |
| 27 | ROYAL BANK OF CANADA | 191,000 | 192,000 | 0.14% | PRN | |
| 28 | GOLDMAN SACHS GROUP INC | 151,000 | 152,000 | 0.11% | PRN | |
| 29 | Argentus Capital Management, LLC | 132,000 | 132,000 | 0.09% | PRN | |
| 30 | D.A. DAVIDSON & CO. | 92,000 | 92,000 | 0.07% | ||
| 31 | Stanley-Laman Group, Ltd. | 70,000 | 70,000 | 0.05% | PRN | |
| 32 | Cambridge Investment Research Advisors, Inc. | 40,000 | 40,000 | 0.03% | ||
| 33 | HighTower Advisors, LLC | 33,000 | 33,000 | 0.02% | PRN | |
| 34 | UBS Group AG | 25,000 | 25,000 | 0.02% | PRN | |
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 23 | 23,101 | 0.02% | PRN | |
| 36 | Wellesley Asset Management | 20,967 | 21,494 | 0.02% | PRN | |
| 37 | Waverly Advisors, LLC | 18,000 | 18,000 | 0.01% | PRN | |
| 38 | Creative Planning | 15,000 | 15,000 | 0.01% | PRN | |
| 39 | Gradient Investments LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 40 | NEXT Financial Group, Inc | 8,000 | 8,000 | 0.01% | PRN | |
| 41 | THOMPSON DAVIS & CO., INC. | 8,000 | 8,000 | 0.01% | ||
| 42 | ENVESTNET ASSET MANAGEMENT INC | 6,000 | 6,000 | 0.00% | ||
| 43 | BANK OF AMERICA CORP /DE/ | 4,000 | 4,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
