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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001062993-15-000360) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
1 LULULEMON ATHLETICA INC 41,800 3 0.00% Put
2 POTBELLY CORP 8,000 3 0.00% Put
3 GT ADVANCED TECHNOLOGIES INC COM 32,000 11 0.00%
4 SOLARCITY CORP 35,000 14 0.00% Call
5 GOODRICH PETE CORP 3,700 16 0.00%
6 INOVIO PHARMACEUTICALS INC 16,000 22 0.00% Put
7 MICRON TECHNOLOGY INC 11,000 35 0.00%
8 SPDR S&P 500 ETF TR 61,000 39 0.00% Put
9 TASER INTL INC 44,100 47 0.00% Put
10 Quantum Fuel Systems Tech Worl 25,200 53 0.01%
11 NEWPARK RES INC SR NT CV 4 17 65,000 73 0.01%
12 HALCON RESOURCES CORP 44,900 80 0.01%
13 MOBILEYE N V AMSTELVEEN 2,000 81 0.01%
14 MOBILEYE N V AMSTELVEEN 22,600 98 0.01% Put
15 Quantum Fuel Systems Tech Worl 25,200 99 0.01% Put
16 SALIX PHARMACEUTICALS INC 55,000 100 0.01%
17 POTBELLY CORP 8,000 103 0.01%
18 AUXILIUM PHARMACEUTICALS INC 19,000 109 0.01% Put
19 INOVIO PHARMACEUTICALS INC 15,000 138 0.01%
20 EXCO RESOURCES INC 66,800 142 0.01% Put
21 EXCO RESOURCES INC 66,800 145 0.01%
22 ADVANCED MICRO DEVICES INC 58,200 147 0.01% Put
23 Nuverra Environmental Solutions Inc 27,500 153 0.02%
24 ADVANCED MICRO DEVICES INC 58,200 155 0.02%
25 CHART INDS INC SR SB GLBL CV 18 168,000 163 0.02%
26 GOGO INC 25,000 214 0.02% Put
27 HALCON RESOURCES CORP 44,900 214 0.02% Put
28 APPLE INC 340,000 215 0.02% Put
29 VIMPELCOM LTD 52,468 219 0.02%
30 AMBARELLA INC 20,000 225 0.02% Put
31 VIRNETX HLDG CORP 43,300 238 0.02%
32 Liberty Media Corp 6,830 239 0.02%
33 EXONE CO 38,500 245 0.02% Put
34 ULTRA PETROLEUM CORP 19,000 250 0.02%
35 NOW INC 35,000 254 0.03% Put
36 EXPEDITORS INTL WASH INC 5,765 257 0.03%
37 LENDINGCLUB CORP 27,500 261 0.03% Put
38 ULTRA PETROLEUM CORP 19,000 265 0.03% Put
39 YINGLI GREEN ENERGY HLDG CO 120,100 282 0.03%
40 DISCOVERY COMMUNICATNS NEW 8,581 289 0.03%
41 TRIPADVISOR INC 3,886 290 0.03%
42 PLUG POWER INC 110,000 301 0.03% Put
43 GARMIN LTD 5,711 302 0.03%
44 PROSPECT CAPITAL CORPORATION 300,000 304 0.03%
45 CITRIX SYS INC 4,808 307 0.03%
46 MATTEL INC 10,120 313 0.03%
47 PLUG POWER INC 105,000 315 0.03%
48 VERISK ANALYTICS INC 4,926 316 0.03%
49 TRACTOR SUPPLY CO 4,060 320 0.03%
50 ARISTA NETWORKS INC 21,900 320 0.03% Put
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