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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001062993-16-007186) filed in 2016.01.21
#
Name
Shares
Value ($)
%
Options
Notes
101 CLIFFS NAT RES INC 237,200 605 0.08% Put
102 SEADRILL LIMITED 175,000 593 0.07%
103 LANDS END INC NEW 72,700 488 0.06% Put
104 ORGANOVO HLDGS INC 66,300 444 0.06% Put
105 VASCO DATA SEC INTL INC 26,200 438 0.05%
106 VASCO DATA SEC INTL INC 26,200 383 0.05% Put
107 CLIFFS NAT RES INC 237,200 375 0.05%
108 ULTRA PETROLEUM CORP 127,500 319 0.04%
109 LUMBER LIQUIDATORS HLDGS INC 56,800 309 0.04% Put
110 MERRIMACK PHARMACEUTICALS IN 194,000 296 0.04%
111 SQUARE INC 21,300 279 0.03%
112 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 15,900 273 0.03%
113 ROCKET FUEL INC COM 36,400 268 0.03% Put
114 MANNKIND CORP. 59,100 257 0.03% Put
115 EL POLLO LOCO HLDGS INC 13,500 235 0.03% Put
116 Laredo Petroleum Inc 26,500 212 0.03%
117 WESTPORT FUEL SYSTEMS INC 97,800 197 0.02%
118 Laredo Petroleum Inc 26,500 191 0.02% Put
119 KING DIGITAL ENTMT PLC 68,900 191 0.02% Put
120 EL POLLO LOCO HLDGS INC 13,500 171 0.02%
121 CHART INDS INC SR SB GLBL CV 18 200,000 171 0.02%
122 Intel Corp 100,000 170 0.02%
123 ORGANOVO HLDGS INC 66,300 165 0.02%
124 Noodles & Co Com 7,900 161 0.02% Put
125 Approach Res Inc 84,400 155 0.02%
126 MATTRESS FIRM HOLDING CORP 13,900 151 0.02% Put
127 CLEAN ENERGY FUELS CORPORATION COM 28,900 138 0.02% Put
128 ROCKET FUEL INC COM 36,400 127 0.02%
129 CLEAN ENERGY FUELS CORPORATION COM 28,900 104 0.01%
130 GENERAL ELECTRIC CO 136,300 87 0.01% Call
131 ZIOPHARM ONCOLOGY INC 10,500 87 0.01%
132 MANNKIND CORP. 59,100 86 0.01%
133 Noodles & Co Com 7,900 77 0.01%
134 MICRON TECHNOLOGY INC SR SB GLBL CV 43 61,000 51 0.01%
135 ZIOPHARM ONCOLOGY INC 10,500 50 0.01% Put
136 UNI PIXEL INC COM NEW 72,500 38 0.00%
137 FITBIT INC 67,900 29 0.00% Call
138 SQUARE INC 21,300 22 0.00% Put
139 WEIGHT WATCHERS INTL INC NEW 72,500 4 0.00% Call
140 GOPRO INC 239,400 2 0.00% Call
141 SOLARCITY CORP 12,800 1 0.00% Put
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