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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001062993-16-011821) filed in 2016.10.21
#
Name
Shares
Value ($)
%
Options
Notes
51 INTEL CORP 30,814 1,163 0.10%
52 JOHNSON & JOHNSON 30,814 3,640 0.30%
53 JPMORGAN CHASE & CO 30,814 2,052 0.17%
54 BOEING CO 30,814 4,059 0.34%
55 APPLE INC 30,814 3,484 0.29%
56 AMERICAN EXPRESS CO 30,814 1,973 0.16%
57 WAL-MART STORES INC 30,814 2,222 0.18%
58 PROCTER AND GAMBLE CO 30,814 2,766 0.23%
59 MCDONALDS CORP 30,814 3,555 0.30%
60 PFIZER INC 30,814 1,044 0.09%
61 MERCK & CO INC 30,814 1,923 0.16%
62 MICROSOFT CORP 30,814 1,775 0.15%
63 NIKE INC 30,814 1,622 0.13%
64 3M CO 30,814 5,430 0.45%
65 IRONWOOD PHARMACEUTICALS INC 32,500 516 0.04%
66 TEVA PHARMACEUTICAL INDS LTD 32,500 1,495 0.12%
67 GRUBHUB INC 33,000 31 0.00% Put
68 GRUBHUB INC 33,000 1,419 0.12%
69 TIM PARTICIPACOES S A 35,700 437 0.04%
70 CBRE GROUP INC 36,100 1,010 0.08%
71 STARBUCKS CORP 38,100 2,063 0.17%
72 SOLAREDGE TECHNOLOGIES INC 41,600 717 0.06%
73 SOLAREDGE TECHNOLOGIES INC 41,600 295 0.02% Put
74 GOPRO INC 42,400 129 0.01% Call
75 GOPRO INC 42,400 707 0.06%
76 GOPRO INC 42,400 1,040 0.09% Put
77 UNITED TECHNOLOGIES CORP 43,714 4,441 0.37%
78 PLUG POWER INC 50,000 86 0.01%
79 GILEAD SCIENCES INC 50,000 3,956 0.33%
80 FRONTIER COMMUNICATIONS CORPORTION PFD CONV SER-A 50,000 4,154 0.35%
81 PLUG POWER INC 50,000 96 0.01% Put
82 ISHARES SILVER TR 53,600 976 0.08%
83 INTL PAPER CO 54,300 2,605 0.22%
84 CHEVRON CORP NEW 54,514 5,611 0.47%
85 MGIC INVT CORP WIS 55,000 55 0.00%
86 PEOPLES UNITED FINANCIAL INC 58,300 922 0.08%
87 YAHOO INC 60,300 2,599 0.22%
88 YAHOO INC 60,300 817 0.07% Put
89 YAHOO INC 60,300 357 0.03% Call
90 MEDIA GENERAL INC NEW 65,000 1,198 0.10%
91 CARNIVAL CORP 67,200 3,281 0.27%
92 MATTEL INC 68,400 2,071 0.17%
93 CISCO SYS INC 70,000 113 0.01% Put
94 BLOCK H & R INC 71,300 1,651 0.14%
95 CELGENE CORP 73,700 7,704 0.64%
96 ADOBE INC 73,800 8,010 0.67%
97 CANADIAN SOLAR INC 75,900 1,043 0.09%
98 CANADIAN SOLAR INC 75,900 469 0.04% Put
99 SUMITOMO MITSUI FINL GROUP I 76,715 518 0.04%
100 SOLARCITY CORP 78,200 1 0.00% Call
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