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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001062993-16-011821) filed in 2016.10.21
#
Name
Shares
Value ($)
%
Options
Notes
101 SOLARCITY CORP 78,200 691 0.06% Put
102 SOLARCITY CORP 78,200 1,530 0.13%
103 HYDRA INDS ACQUISITION CORP 78,655 783 0.07%
104 ALTRIA GROUP INC 78,700 4,976 0.41%
105 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 79,500 401 0.03%
106 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 80,000 2,540 0.21%
107 CF CORP 81,313 796 0.07%
108 STARWOOD PPTY TR INC 83,000 90 0.01%
109 CYPRESS SEMICONDUCTOR CORP 85,270 1,037 0.09%
110 MOBILEYE N V AMSTELVEEN 85,900 22 0.00% Call
111 MOBILEYE N V AMSTELVEEN 85,900 3,657 0.30%
112 MOBILEYE N V AMSTELVEEN 85,900 505 0.04% Put
113 R H 98,300 15 0.00% Call
114 R H 98,300 918 0.08% Put
115 R H 98,300 3,399 0.28%
116 JPMORGAN CHASE & CO 98,500 3,103 0.26%
117 Anthem Inc 100,000 4,347 0.36%
118 CISCO SYS INC 100,814 3,198 0.27%
119 LIONS GATE ENTERTN 109,900 2,197 0.18%
120 LIONS GATE ENTERTN 109,900 674 0.06% Put
121 BIOGEN INC 115,200 36,061 3.00%
122 WEIGHT WATCHERS INTL INC NEW 119,700 1,089 0.09% Put
123 WEIGHT WATCHERS INTL INC NEW 119,700 1,235 0.10%
124 MANNKIND CORP. 119,800 685 0.06% Put
125 MANNKIND CORP. 119,800 74 0.01%
126 3-D SYS CORP DEL 120,500 835 0.07% Put
127 3-D SYS CORP DEL 120,500 2,163 0.18%
128 3-D SYS CORP DEL 120,500 160 0.01% Call
129 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 123,600 4,259 0.35%
130 AMAZON COM INC 125,000 104,664 8.71%
131 KANDI TECHNOLOGIES GROUP INC 130,600 717 0.06%
132 KANDI TECHNOLOGIES GROUP INC 130,600 1,936 0.16% Put
133 ADAMIS PHARMACEUTICALS CORP 132,254 454 0.04%
134 ANADARKO PETE CORP 138,200 8,756 0.73%
135 TIME WARNER INC 141,200 11,241 0.94%
136 VANECK ETF TRUST 143,200 9,948 0.83%
137 HERBALIFE LTD 145,300 9,007 0.75%
138 HERBALIFE LTD 145,300 3 0.00% Call
139 HERBALIFE LTD 145,300 2,759 0.23% Put
140 XEROX CORP 145,400 1,473 0.12%
141 TRANSOCEAN LTD 147,200 1,569 0.13%
142 TRANSOCEAN LTD 147,200 1,329 0.11% Put
143 TRANSOCEAN LTD 147,200 8 0.00% Call
144 UNDER ARMOUR INC 149,500 5,783 0.48%
145 UNDER ARMOUR INC 149,500 732 0.06% Put
146 UNDER ARMOUR INC 149,500 2 0.00% Call
147 PIONEER NAT RES CO 151,500 28,126 2.34%
148 PLAYA HOTELS & R 156,700 1,543 0.13%
149 SUNPOWER CORP 170,500 2,435 0.20% Put
150 QUANTA SVCS INC 172,700 4,834 0.40%
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