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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001062993-16-011821) filed in 2016.10.21
#
Name
Shares
Value ($)
%
Options
Notes
1 HERBALIFE LTD 145,300 2,759 0.23% Put
2 SUNPOWER CORP 170,500 2,435 0.20% Put
3 FITBIT INC 176,200 2,399 0.20% Put
4 KANDI TECHNOLOGIES GROUP INC 130,600 1,936 0.16% Put
5 LENDINGCLUB CORP 427,400 1,368 0.11% Put
6 TRANSOCEAN LTD 147,200 1,329 0.11% Put
7 WEIGHT WATCHERS INTL INC NEW 119,700 1,089 0.09% Put
8 GOPRO INC 42,400 1,040 0.09% Put
9 TESLA INC 2,275,420 998 0.08% Put
10 R H 98,300 918 0.08% Put
11 3-D SYS CORP DEL 120,500 835 0.07% Put
12 YAHOO INC 60,300 817 0.07% Put
13 UNDER ARMOUR INC 149,500 732 0.06% Put
14 SOLARCITY CORP 78,200 691 0.06% Put
15 MANNKIND CORP. 119,800 685 0.06% Put
16 LIONS GATE ENTERTN 109,900 674 0.06% Put
17 MOBILEYE N V AMSTELVEEN 85,900 505 0.04% Put
18 CANADIAN SOLAR INC 75,900 469 0.04% Put
19 SHAKE SHACK INC 17,900 375 0.03% Put
20 SOLAREDGE TECHNOLOGIES INC 41,600 295 0.02% Put
21 JUNO THERAPEUTICS INC COM 24,400 265 0.02% Put
22 NATIONAL BEVERAGE CORP COM 14,300 241 0.02% Put
23 CHIPOTLE MEXICAN GRILL INC 12,000 191 0.02% Put
24 CISCO SYS INC 70,000 113 0.01% Put
25 PLUG POWER INC 50,000 96 0.01% Put
26 TWILIO INC 13,800 54 0.00% Put
27 XPO LOGISTICS INC 17,600 48 0.00% Put
28 SEARS HLDGS CORP 9,800 44 0.00% Put
29 GRUBHUB INC 33,000 31 0.00% Put
30 AMBARELLA INC 11,100 9 0.00% Put
31 YAHOO INC 60,300 357 0.03% Call
32 LENDINGCLUB CORP 427,400 219 0.02% Call
33 PROCTER AND GAMBLE CO 30,814 163 0.01% Call
34 3-D SYS CORP DEL 120,500 160 0.01% Call
35 GOPRO INC 42,400 129 0.01% Call
36 FITBIT INC 176,200 51 0.00% Call
37 XPO LOGISTICS INC 17,600 37 0.00% Call
38 SPDR S&P 500 ETF TR 501,806 26 0.00% Call
39 MOBILEYE N V AMSTELVEEN 85,900 22 0.00% Call
40 R H 98,300 15 0.00% Call
41 TRANSOCEAN LTD 147,200 8 0.00% Call
42 TESLA INC 2,275,420 3 0.00% Call
43 HERBALIFE LTD 145,300 3 0.00% Call
44 UNDER ARMOUR INC 149,500 2 0.00% Call
45 SOLARCITY CORP 78,200 1 0.00% Call
46 ISHARES 20 YEAR TREASURY BOND ETF 1,500,000 206,265 17.16%
47 POWERSHARES QQQ TRUST 975,571 115,826 9.64%
48 SPDR S&P 500 ETF TR 501,806 108,591 9.04%
49 AMAZON COM INC 125,000 104,664 8.71%
50 SPDR DOW JONES INDL AVRG ETF 332,844 60,852 5.06%
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