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Institutional Investment Manager
MARSHALL WACE ASIA LTD
MARSHALL WACE ASIA LTD (CIK: 0001519964). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001519964-17-000002) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
101 ARCH CAP GROUP LTD 4,488 426 0.00%
102 ARCH CAP GROUP LTD 777 74 0.00%
103 ARCH COAL INC 160,317 11,062 0.09%
104 ARCH COAL INC 1,617 112 0.00%
105 ARDELYX INC COM 790,482 10,276 0.08%
106 ARMSTRONG FLOORING INC COM 30,542 550 0.00%
107 ARRAY BIOPHARMA INC 647,566 5,828 0.05%
108 ARRIS INTL INC 26,289 684 0.01%
109 ARROW ELECTRONICS 32,785 2,393 0.02%
110 ARROW ELECTRONICS 18,189 1,328 0.01%
111 ASML HOLDING N V N Y REGISTRY SHS 82,029 10,910 0.09%
112 ASML HOLDING N V N Y REGISTRY SHS 310 41 0.00%
113 ASPEN TECHNOLOGY INC 3,608 213 0.00%
114 ASPEN TECHNOLOGY INC 1,713 101 0.00%
115 ASSURED GUARANTY LTD COM 28,173 1,042 0.01%
116 ATHENA HEALTH INC. 25,927 2,930 0.02%
117 ATHENE HLDG LTD 536,763 26,838 0.21%
118 ATHENE HLDG LTD 4,097 205 0.00%
119 ATKORE INTL GROUP INC COM 115,914 3,014 0.02%
120 ATLAS AIR WORLDWIDE HLDGS IN 62,126 3,417 0.03%
121 ATLASSIAN CORP PLC 241,662 7,250 0.06%
122 ATMOS ENERGY CORP 59,947 4,736 0.04%
123 ATWOOD OCEANICS INC 239,319 2,393 0.02%
124 AUTOZONE INC 363 262 0.00%
125 AUTOZONE INC 826 597 0.00%
126 AVERY DENNISON CORP 370,597 30,018 0.24%
127 AVERY DENNISON CORP 15,674 1,270 0.01%
128 AVEXIS INC COM 33,184 2,522 0.02%
129 AXALTA COATING SYS LTD 6,604 211 0.00%
130 AXALTA COATING SYS LTD 1,200,496 38,416 0.30%
131 Acxiom Corp 115,167 3,225 0.03%
132 Acxiom Corp 18,447 517 0.00%
133 Advaxis Inc Com 306,832 2,455 0.02%
134 Advent International Corp 20,814 874 0.01%
135 Advent International Corp 516,531 21,694 0.17%
136 Ascendis Pharma 179,355 5,022 0.04%
137 BAKER HUGHES INC 205,535 12,332 0.10%
138 BAKER HUGHES INC 3,472 208 0.00%
139 BALL CORP 13,915 1,030 0.01%
140 BANK HAWAII CORP 19,237 1,577 0.01%
141 BANK HAWAII CORP 11,382 933 0.01%
142 BANK NEW YORK MELLON CORP 39,440 1,854 0.01%
143 BANK OF NT BUTTERFIELD&SON L 196,611 6,292 0.05%
144 BANK OF NT BUTTERFIELD&SON L 312 10 0.00%
145 BANKRATE INC DEL COM 21,978 220 0.00%
146 BANKUNITED INC 55,041 2,037 0.02%
147 BANKUNITED INC 3,185 118 0.00%
148 BARD C R INC 499,181 124,296 0.98%
149 BARD C R INC 31,189 7,766 0.06%
150 BAXTER INTL INC 127,222 6,616 0.05%
Page 3 of 27
Restatement filing (0001519964-17-000003) filed in 2017.05.12, by the way our system suggest this is a New Holding filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 1,071,697 64,302 3.87%
2 BANK AMER CORP 2,088,156 50,116 3.02%
3 ALPHABET INC 58,473 49,585 2.99%
4 T MOBILE US INC 700,120 45,508 2.74%
5 PHILIP MORRIS INTL INC 394,929 44,627 2.69%
6 MGIC INVT CORP WIS 4,236,481 42,365 2.55%
7 AMAZON COM INC 45,866 40,683 2.45%
8 DOW CHEM CO 634,697 40,621 2.45%
9 ADVANCE AUTO PARTS INC 270,525 40,038 2.41%
10 MONSANTO CO NEW 342,993 38,758 2.34%
11 FACEBOOK INC 252,892 35,911 2.16%
12 PRAXAIR INC 283,240 33,706 2.03%
13 GCP APPLIED TECHNOLOGIES INC 993,237 32,777 1.97%
14 ALPHABET INC 38,044 32,261 1.94%
15 DISCOVER FINL SVCS 455,466 30,972 1.87%
16 ROCKWELL AUTOMATION INC 196,947 30,724 1.85%
17 NORFOLK SOUTHERN CORP 268,806 30,106 1.81%
18 T MOBILE US INC 455,545 29,610 1.78%
19 EQUIFAX INC 208,079 28,507 1.72%
20 PHILIP MORRIS INTL INC 242,520 27,405 1.65%
21 AMAZON COM INC 29,844 26,472 1.59%
22 DOW CHEM CO 412,978 26,431 1.59%
23 ADVANCE AUTO PARTS INC 176,022 26,051 1.57%
24 FACEBOOK INC 182,101 25,858 1.56%
25 MONSANTO CO NEW 223,175 25,219 1.52%
26 ZOETIS INC 475,760 25,215 1.52%
27 E TRADE FINANCIAL CORP 698,204 24,437 1.47%
28 ALASKA AIR GROUP INC 244,362 22,481 1.35%
29 MOSAIC CO NEW 758,312 21,991 1.32%
30 PRAXAIR INC 184,294 21,931 1.32%
31 MORGAN STANLEY 503,710 21,660 1.30%
32 GCP APPLIED TECHNOLOGIES INC 646,269 21,327 1.28%
33 POTASH CORP SASK INC 1,193,775 20,294 1.22%
34 REGIONS FINANCIAL CORP NEW 1,335,963 20,039 1.21%
35 ROCKWELL AUTOMATION INC 128,147 19,991 1.20%
36 NORFOLK SOUTHERN CORP 174,902 19,589 1.18%
37 S&P GLOBAL INC 132,185 17,316 1.04%
38 BERKSHIRE HATHAWAY INC DEL 101,096 16,883 1.02%
39 CITIGROUP INC 280,891 16,853 1.02%
40 CHECK POINT SOFTWARE TECH LT 161,480 16,632 1.00%
41 ALASKA AIR GROUP INC 179,038 16,471 0.99%
42 ZOETIS INC 309,562 16,407 0.99%
43 AFFILIATED MANAGERS GROUP 97,164 15,935 0.96%
44 TIFFANY 157,424 14,955 0.90%
45 MOSAIC CO NEW 493,410 14,309 0.86%
46 SOUTHWEST AIRLS CO 255,771 13,812 0.83%
47 LAUDER ESTEE COS INC 155,920 13,253 0.80%
48 POTASH CORP SASK INC 776,753 13,205 0.80%
49 KEYCORP NEW 707,087 12,728 0.77%
50 BANK AMER CORP 508,008 12,192 0.73%
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