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Institutional Investment Manager
PineBridge Investments, L.P.
PineBridge Investments, L.P. (CIK: 0001531721), located at 65 East 55th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011806) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1851 LUMEN TECHNOLOGIES INC 72 3 0.00%
1852 VICOR CORP COM 331 3 0.00%
1853 Alliance One International 1,547 3 0.00%
1854 ELECTRO SCIENTIFIC INDS 459 3 0.00%
1855 DSP GROUP INC 388 3 0.00%
1856 SWS GROUP INC 483 3 0.00%
1857 ELDORADO GOLD CORP NEW 200 2 0.00%
1858 SILVERWHEATONCOR 100 2 0.00%
1859 FOREST OIL CORP 2,033 2 0.00%
1860 MONARCH CASINO & RESORT INC COM 197 2 0.00%
1861 YAMANA GOLD INC 300 2 0.00%
1862 QUINSTREET INC COM USD0.001 564 2 0.00%
1863 TALISMAN ENERGY INC. 200 2 0.00%
1864 RUBICON TECHNOLOGY INC 400 2 0.00%
1865 SEVENTY SEVEN ENERGY INC - escrow shares 77 2 0.00%
1866 TECK RESOURCES LTD 100 2 0.00%
1867 BLACKBERRY LTD 100 1 0.00%
1868 ALIBABA GROUP HLDG LTD 13 1 0.00%
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Restatement filing (0000950123-15-003610) filed in 2015.02.24
#
Name
Shares
Value ($)
%
Options
Notes
1 BLACKBERRY LTD 100 1 0.00%
2 ALIBABA GROUP HLDG LTD 13 1 0.00%
3 SILVERWHEATONCOR 100 2 0.00%
4 TALISMAN ENERGY INC. 200 2 0.00%
5 TECK RESOURCES LTD 100 2 0.00%
6 SEVENTY SEVEN ENERGY INC - escrow shares 77 2 0.00%
7 FOREST OIL CORP 2,033 2 0.00%
8 MONARCH CASINO & RESORT INC COM 197 2 0.00%
9 ELDORADO GOLD CORP NEW 200 2 0.00%
10 YAMANA GOLD INC 300 2 0.00%
11 QUINSTREET INC COM USD0.001 564 2 0.00%
12 RUBICON TECHNOLOGY INC 400 2 0.00%
13 CASTLE AM & CO 309 3 0.00%
14 AUDIOVOX CORP CL A 346 3 0.00%
15 BIG 5 SPORTING GOODS CORP 349 3 0.00%
16 C D I CORP 238 3 0.00%
17 AGILYSYS INC COM 273 3 0.00%
18 DSP GROUP INC 388 3 0.00%
19 Sizmek Inc 422 3 0.00%
20 NTELOS HLDGS CORPCOM NEW 258 3 0.00%
21 UNIVERSAL HLTH SVCS INC 30 3 0.00%
22 Alliance One International 1,547 3 0.00%
23 LUMEN TECHNOLOGIES INC 72 3 0.00%
24 OLYMPIC STEEL INC COM 157 3 0.00%
25 SWS GROUP INC 483 3 0.00%
26 SENECA FOODS CORP NEW CL A 120 3 0.00%
27 PERICOM SEMICONDUCTOR CORP 342 3 0.00%
28 VICOR CORP COM 331 3 0.00%
29 UNIVERSAL TECHNICAL INST INC 362 3 0.00%
30 SHAW COMMUNICATIONS INC 100 3 0.00%
31 ELECTRO SCIENTIFIC INDS 459 3 0.00%
32 SURMODICS INC COM 229 4 0.00%
33 GULF ISLAND FABRICATION INC 243 4 0.00%
34 KIRKLANDS INC COM 257 4 0.00%
35 QUIKSILVER INC COM 2,338 4 0.00%
36 ROGERS COMMUNICATIONS INC 100 4 0.00%
37 DIGI INTL INC COM 470 4 0.00%
38 ALMOST FAMILY INC COM 141 4 0.00%
39 CIBER INC COM 1,231 4 0.00%
40 KOPIN CORP 1,056 4 0.00%
41 INGREDION INC 55 4 0.00%
42 AEROPOSTALE INC N/C 8/16/17 00215Q103 1,327 4 0.00%
43 CRESCENT PT ENERGY CORP 100 4 0.00%
44 SUN LIFE FINL INC 100 4 0.00%
45 PROCERA NETWORKS INC 394 4 0.00%
46 ENTROPIC COMMUNICA 1,526 4 0.00%
47 CALAMOS ASSET MANAGEMENT CL A ORD 349 4 0.00%
48 E TRADE FINANCIAL CORP 164 4 0.00%
49 RUDOLPH TECHNOLOGIES INC 575 5 0.00%
50 AMERICAN VANGUARD CORP 452 5 0.00%
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