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ELECTRO SCIENTIFIC INDS
ELECTRO SCIENTIFIC INDS . Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 105 Institutional holders with a total value of $170,979,148.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nierenberg Investment Management Company, LLC 3,014,164 20,466,000 11.97%
2 PRICE T ROWE ASSOCIATES INC /MD/ 2,916,260 19,801,000 11.58%
3 DIMENSIONAL FUND ADVISORS LP 2,364,953 16,058,000 9.39%
4 INVESTMENT COUNSELORS OF MARYLAND LLC 1,750,800 11,888,000 6.95%
5 BlackRock Fund Advisors 1,291,429 8,769,000 5.13%
6 VANGUARD GROUP INC 971,154 6,594,000 3.86%
7 NEEDHAM INVESTMENT MANAGEMENT LLC 955,400 6,487,000 3.79%
8 BlackRock Institutional Trust Company, N.A. 833,586 5,660,000 3.31%
9 RUSSELL FRANK CO/ 833,490 5,659,000 3.31%
10 SEGALL BRYANT & HAMILL, LLC 808,179 5,488,000 3.21%
11 DEUTSCHE BANK AG\ 777,756 5,278,000 3.09%
12 D.A. DAVIDSON & CO. 602,620 4,091,000 2.39%
13 AMERIPRISE FINANCIAL INC 579,626 3,935,000 2.30%
14 STATE STREET CORP 568,758 3,862,000 2.26%
15 SIGNIA CAPITAL MANAGEMENT LLC 469,502 3,188,000 1.86%
16 Adirondack Research & Management Inc. 465,425 3,160,000 1.85%
17 TOCQUEVILLE ASSET MANAGEMENT L.P. 395,286 2,684,000 1.57%
18 NORTHERN TRUST CORP 340,039 2,309,000 1.35%
19 Bank of New York Mellon Corp 328,772 2,232,000 1.31%
20 FULLER & THALER ASSET MANAGEMENT, INC. 282,707 1,920,000 1.12%
21 NORGES BANK 277,089 1,881,000 1.10%
22 RENAISSANCE TECHNOLOGIES LLC 267,900 1,819,000 1.06%
23 Penbrook Management LLC 260,735 1,770,000 1.04%
24 True Bearing Asset Management LP 227,602 1,545,000 0.90%
25 MASON STREET ADVISORS, LLC 203,306 1,380,000 0.81%
26 PARADIGM CAPITAL MANAGEMENT INC/NY 195,500 1,327,000 0.78%
27 Foundry Partners, LLC 171,160 1,162,000 0.68%
28 Invesco Ltd. 170,723 1,159,000 0.68%
29 PRINCIPAL FINANCIAL GROUP INC 159,412 1,082,000 0.63%
30 Teton Advisors, Inc. 151,389 1,028,000 0.60%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 129,600 880,000 0.51%
32 GEODE CAPITAL MANAGEMENT, LLC 124,820 847,000 0.50%
33 KENNEDY CAPITAL MANAGEMENT LLC 118,263 803,000 0.47%
34 Ancora Advisors LLC 117,051 795,000 0.46%
35 TIAA CREF INVESTMENT MANAGEMENT LLC 105,793 718,000 0.42%
36 SHEPHERD KAPLAN KROCHUK, LLC 95,163 646,000 0.38%
37 BlackRock Investment Management, LLC 94,810 644,000 0.38%
38 Integre Asset Management, LLC 84,846 576,000 0.34%
39 PRELUDE CAPITAL MANAGEMENT, LLC 78,600 534,000 0.31%
40 North Star Investment Management Corp. 72,350 491,000 0.29%
41 D. E. Shaw & Co., Inc. 71,463 485,000 0.28%
42 BRIDGEWAY CAPITAL MANAGEMENT, LLC 71,000 482,000 0.28%
43 PARAMETRIC PORTFOLIO ASSOCIATES LLC 66,285 450,000 0.26%
44 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 59,281 403,000 0.24%
45 PRUDENTIAL FINANCIAL INC 53,960 366,000 0.21%
46 NEW YORK STATE COMMON RETIREMENT FUND 53,790 365,000 0.21%
47 JACOBS LEVY EQUITY MANAGEMENT, INC 50,319 342,000 0.20%
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 49,700 338,000 0.20%
49 PUBLIC SECTOR PENSION INVESTMENT BOARD 49,663 337,000 0.20%
50 GOLDMAN SACHS GROUP INC 47,562 323,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.