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Institutional Investment Manager
Neuberger Berman Canada ULC
Neuberger Berman Canada ULC (CIK: 0001531987), located at 2 Bloor Street East, Suite 2830, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-000896) filed in 2014.04.28
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 550,000 102,856 23.36% Put
2 SPDR S&P 500 ETF TR 300,000 56,103 12.74% Call
3 ISHARES TR 200,000 23,268 5.29% Call
4 ISHARES TR 150,000 17,451 3.96% Put
5 SPDR GOLD TR 50,000 6,181 1.40% Put
6 ISHARES MSCI TAIWAN ETF 242,700 3,492 0.79%
7 RSX - Market Vectors Russia ETF 80,000 1,919 0.44% Call
8 HEALTHSOUTH CORP 50,100 1,800 0.41%
9 SEAGATE TECHNOLOGY PLC 31,900 1,792 0.41%
10 AT&T INC 49,880 1,749 0.40%
11 WHIRLPOOL CORP 11,600 1,734 0.39%
12 Ashland Inc New 17,400 1,731 0.39%
13 DEERE & CO 19,000 1,725 0.39%
14 Anthem, Inc. 17,310 1,723 0.39%
15 CONOCOPHILLIPS 24,300 1,710 0.39%
16 LABORATORY CORP AMER HLDGS 17,400 1,709 0.39%
17 CATERPILLAR INC 17,200 1,709 0.39%
18 ENSCO PLC 32,260 1,703 0.39%
19 OSHKOSH CORP 28,900 1,701 0.39%
20 InterDigital Inc 57,300 1,694 0.38%
21 CROWN HOLDINGS INC 37,740 1,688 0.38%
22 MANPOWERGROUP INC 21,400 1,687 0.38%
23 MURPHY OIL 26,800 1,685 0.38%
24 Energizer Holding Inc 16,700 1,682 0.38%
25 AECOM 52,300 1,682 0.38%
26 URS CORP 35,700 1,680 0.38%
27 NATIONAL OILWELL VARCO INC 21,500 1,674 0.38%
28 TARGET CORP 27,660 1,674 0.38%
29 FLEX LTD 180,570 1,668 0.38%
30 JABIL INC COM 92,270 1,661 0.38%
31 HEALTH NET INC 48,800 1,660 0.38%
32 DR PEPPER SNAPPLE GROUP INC 30,460 1,659 0.38%
33 WELLCARE HEALTH PLANS INC 26,000 1,652 0.38%
34 HUMANA INC 14,600 1,646 0.37%
35 KELLOGG CO 26,100 1,637 0.37%
36 DOW CHEM CO 33,620 1,634 0.37%
37 INGREDION INC 23,940 1,630 0.37%
38 PHILIP MORRIS INTL INC 19,900 1,629 0.37%
39 PIER 1 IMPORTS INC 86,200 1,627 0.37%
40 PHILLIPS 66 21,000 1,618 0.37%
41 CARDINAL HEALTH INC 23,110 1,617 0.37%
42 BUNGE LIMITED 20,300 1,614 0.37%
43 DANA INCORPORATED 64,300 1,496 0.34%
44 CISCO SYS INC 66,100 1,482 0.34%
45 NOBLE CORP PLC 44,800 1,467 0.33%
46 DILLARDS INC 15,800 1,460 0.33%
47 RELIANCE STEEL & ALUMINUM CO 20,330 1,437 0.33%
48 COMMERCIAL METALS CO COM 75,200 1,420 0.32%
49 ANIXTER INTL INC 13,900 1,411 0.32%
50 ROCK-TENN COMPANY 13,300 1,404 0.32%
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