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Institutional Investment Manager
Neuberger Berman Canada ULC
Neuberger Berman Canada ULC (CIK: 0001531987), located at 2 Bloor Street East, Suite 2830, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 194 holdings with a total value of $310,848,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 EXPRESS SCRIPTS HLDG CO 11,919 903,000 0.29%
102 PNC FINL SVCS GROUP INC 11,177 910,000 0.29%
103 SOUTHERN CO 17,126 918,000 0.30%
104 NAVIENT 76,920 919,000 0.30%
105 SCANA 12,172 921,000 0.30%
106 INGREDION INC 7,133 923,000 0.30%
107 US BANCORP DEL 22,914 924,000 0.30%
108 LIFEPOINT HEALTH INC 14,188 927,000 0.30%
109 CONSOLIDATED EDISON INC 11,538 928,000 0.30%
110 TRINITY INDS INC 50,112 931,000 0.30%
111 HCA HOLDINGS INC 12,106 932,000 0.30%
112 AT&T INC 21,645 935,000 0.30%
113 AMERICAN EXPRESS CO 15,448 939,000 0.30%
114 DISCOVER FINL SVCS 17,717 949,000 0.31%
115 BB&T CORP 26,661 949,000 0.31%
116 HELMERICH & PAYNE INC 14,152 950,000 0.31%
117 WELLS FARGO & CO NEW 20,092 951,000 0.31%
118 SUNTRUST BKS INC 23,155 951,000 0.31%
119 GOLDMAN SACHS GROUP INC 6,443 957,000 0.31%
120 CARDINAL HEALTH INC 12,376 965,000 0.31%
121 MARATHON PETE CORP 25,481 967,000 0.31%
122 AETNA INC NEW 7,935 969,000 0.31%
123 LUMEN TECHNOLOGIES INC 33,694 977,000 0.31%
124 ANTHEM INC 7,435 977,000 0.31%
125 WAL-MART STORES INC 13,422 980,000 0.32%
126 MCKESSON CORP 5,281 986,000 0.32%
127 NU SKIN ENTERPRISES INC 21,361 987,000 0.32%
128 UNITED NATURAL FOODSINC 21,372 1,000,000 0.32%
129 CAPITAL ONE FINL CORP 16,007 1,017,000 0.33%
130 TYSON FOODS INC 15,928 1,064,000 0.34%
131 MORGAN STANLEY 41,909 1,089,000 0.35%
132 SENIOR HOUSING PROPERTIES TRUST 52,710 1,098,000 0.35%
133 AES CORP 94,103 1,174,000 0.38%
134 LIBERTY GLOBAL PLC 42,393 1,215,000 0.39%
135 UNUM GROUP 40,181 1,277,000 0.41%
136 AERCAP HOLDINGS NV 39,538 1,328,000 0.43%
137 LINCOLN NATL CORP IND 34,646 1,343,000 0.43%
138 JD COM INC 63,318 1,344,000 0.43%
139 METLIFE INC 34,534 1,375,000 0.44%
140 MASTERCARD INCORPORATED 15,628 1,376,000 0.44%
141 UNITED CONTL HLDGS INC 34,125 1,400,000 0.45%
142 PAYPAL HLDGS INC 38,340 1,400,000 0.45%
143 AMERICAN INTL GROUP INC 26,504 1,402,000 0.45%
144 AMERICAN AIRLS GROUP INC 49,874 1,412,000 0.45%
145 GOODYEAR TIRE & RUBR CO 55,477 1,424,000 0.46%
146 PRUDENTIAL FINL INC 20,060 1,431,000 0.46%
147 CHARTER COMMUNICATIONS INC N 6,272 1,434,000 0.46%
148 FACEBOOK INC 12,701 1,451,000 0.47%
149 TEVA PHARMACEUTICAL INDS LTD 28,884 1,451,000 0.47%
150 ALPHABET INC 2,070 1,456,000 0.47%
Page 3 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-16-010511, filed 2016.07.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.