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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO & CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUPINC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED TECHNOLOGIES CORP 942 109 0.21%
52 OPUS BK IRVINE CALIF COM 3,600 105 0.20%
53 UNION PAC CORP 1,018 102 0.20%
54 US BANCORP DEL 2,340 101 0.20%
55 3M CO 704 101 0.20%
56 VANGUARD WORLD FD 965 101 0.20%
57 ABBVIE INC 1,778 100 0.19%
58 CVS HEALTH CORP 1,324 100 0.19%
59 MICRON TECHNOLOGY INC 3,040 100 0.19%
60 STRATTEC SEC CORP 1,527 98 0.19%
61 WASTE MGMT INC DEL 2,170 97 0.19%
62 GOLDMAN SACHS GROUP INC 572 96 0.19%
63 ALTRIA GROUP INC 2,230 94 0.18%
64 UNITEDHEALTH GROUP INC 1,108 91 0.18%
65 UNITED NATURAL FOODSINC 1,403 91 0.18%
66 OCCIDENTAL PETE CORP DEL 890 91 0.18%
67 BRISTOL MYERS SQUIBB CO 1,840 89 0.17%
68 SPDR INDEX SHS FDS 1,665 88 0.17%
69 FEI COMPANY 934 85 0.16%
70 MASTERCARD INCORPORATED 1,142 84 0.16%
71 BIOGEN INC 264 83 0.16%
72 HONEYWELL INTL INC 878 82 0.16%
73 UNITED PARCEL SERVICE INC 796 82 0.16%
74 PROSHARES TR 900 81 0.16%
75 CATERPILLAR INC 714 78 0.15%
76 ISHARES 10-20 YEAR TREASURY BOND ETF 602 78 0.15%
77 FORD MTR CO DEL 4,414 76 0.15%
78 Solar Capital Ltd. 3,508 75 0.15%
79 FIRST CTZNS BANCSHARES INC N 300 74 0.14%
80 SPDR S&P 600 SMALL CAP VALUE ETF 668 74 0.14%
81 NETSCOUT SYS INC 1,642 73 0.14%
82 MONSANTO CO NEW 588 73 0.14%
83 MADDEN STEVEN LTD COM 2,134 73 0.14%
84 EOG RES INC 616 72 0.14%
85 GW PHARMACEUTICALS PLC 674 72 0.14%
86 Walgreens 978 72 0.14%
87 Medtronic Inc 1,120 71 0.14%
88 Hewlett Packard Co 2,122 71 0.14%
89 PRICELINE GRP INC 58 70 0.14%
90 DOW CHEM CO 1,362 70 0.14%
91 METLIFE INC 1,258 70 0.14%
92 TIME WARNER INC 1,000 70 0.14%
93 LILLY ELI & CO 1,104 69 0.13%
94 DU PONT E I DE NEMOURS & CO 1,038 68 0.13%
95 POWER SOLUTIONS INTL INC 946 68 0.13%
96 TEXAS INSTRS INC 1,414 68 0.13%
97 HALLIBURTON CO 952 68 0.13%
98 ISRAMCO INC 527 67 0.13%
99 COLGATE PALMOLIVE CO 978 67 0.13%
100 ISHARES INC 2,357 66 0.13%
Page 2 of 40