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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 48 Institutional holders with a total value of $59,721,326.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 72,130 7,952,000 13.32%
2 BANK OF AMERICA CORP /DE/ 62,846 6,928,000 11.60%
3 WELLS FARGO & COMPANY/MN 62,695 6,911,000 11.57%
4 LPL Financial LLC 48,228 5,317,000 8.90%
5 HighTower Advisors, LLC 47,261 5,210,000 8.72%
6 MORGAN STANLEY 46,086 5,080,000 8.51%
7 Citizens Business Bank 23,222 2,560,000 4.29%
8 UBS AG 18,996 2,094,000 3.51%
9 M Holdings Securities, Inc. 14,817 1,633,000 2.73%
10 Tradewinds Capital Management, LLC 14,427 1,590,000 2.66%
11 WealthTrust-Arizona, LLC 13,982 1,541,000 2.58%
12 B. Riley Wealth Advisors, Inc. 27,140 1,491,974 2.50%
13 Commonwealth Equity Services, Inc 11,050 1,218,000 2.04%
14 RAYMOND JAMES & ASSOCIATES 10,662 1,176,000 1.97%
15 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 7,892 870,000 1.46%
16 ATHERTON LANE ADVISERS, LLC 7,620 840,000 1.41%
17 PINNACLE FINANCIAL PARTNERS INC 7,368 812,000 1.36%
18 AMERIPRISE FINANCIAL INC 7,159 789,000 1.32%
19 Virtu KCG Holdings LLC 5,996 661,000 1.11%
20 COMERICA BANK 5,670 625,000 1.05%
21 Carlson Capital Management 5,633 621,000 1.04%
22 FRONTIER INVESTMENT MGMT CO 4,725 521,000 0.87%
23 Freedom Investment Management, Inc. 4,519 498,000 0.83%
24 Cambridge Investment Research Advisors, Inc. 3,365 371,000 0.62%
25 KMS FINANCIAL SERVICES, INC 3,271 361,000 0.60%
26 DENVER INVESTMENT ADVISORS LLC 3,054 337,000 0.56%
27 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 280,000 0.47%
28 AMERICAN INTERNATIONAL GROUP, INC. 2,427 267,552 0.45%
29 First Allied Advisory Services, Inc. 2,183 240,000 0.40%
30 US BANCORP \DE\ 1,505 166,000 0.28%
31 Creative Planning 1,384 153,000 0.26%
32 First City Capital Management, Inc. 900 99,216 0.17%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 775 85,000 0.14%
34 Ground Swell Capital, LLC 668 74,000 0.12%
35 Capital Directions Investment Advisors, LLC 572 63,000 0.11%
36 WFG Advisors, LP 500 55,000 0.09%
37 MSI Financial Services Inc 440 49,000 0.08%
38 M&T BANK CORP 380 42,000 0.07%
39 Winslow, Evans & Crocker, Inc. 350 38,584 0.06%
40 BANK OF MONTREAL /CAN/ 225 25,000 0.04%
41 B. Riley Wealth Management, Inc. 209 23,000 0.04%
42 Avior Wealth Management, LLC 140 15,000 0.03%
43 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 121 13,000 0.02%
44 ROYAL BANK OF CANADA 100 11,000 0.02%
45 SIGNATUREFD, LLC 90 10,000 0.02%
46 Tower Research Capital LLC (TRC) 20 2,000 0.00%
47 Vantage Investment Advisors, LLC 12 1,000 0.00%
48 ENVESTNET ASSET MANAGEMENT INC 5 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.