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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO & CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUPINC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
201 AMERICAN TOWER CORP NEW 442 40 0.08%
202 FIRST TR EXCNGE TRD ALPHADEX 1,249 40 0.08%
203 Welltower Inc. 638 40 0.08%
204 NATIONAL OILWELL VARCO INC 480 40 0.08%
205 CELGENE CORP 454 39 0.08%
206 NORTHWESTERN ENERGY GROUP INC COM NEW 750 39 0.08%
207 ZYNGA INC 12,248 39 0.08%
208 CLOVIS ONCOLOGY INC 950 39 0.08%
209 ISHARES TR 816 39 0.08%
210 ACE LTD 376 39 0.08%
211 VIACOM INC NEW 446 39 0.08%
212 POWERSHARES ETF TRUST 1,685 38 0.07%
213 ILLINOIS TOOL WKS INC 438 38 0.07%
214 CBS CORP NEW 618 38 0.07%
215 ADOBE INC 520 38 0.07%
216 Stanley Black & Decker Inc Corp Unit 281 38 0.07%
217 IDACORP INC 643 37 0.07%
218 GENERAL MLS INC 700 37 0.07%
219 JOHNSON CTLS INTL PLC 744 37 0.07%
220 DEERE & CO 414 37 0.07%
221 DELTA AIRLINES INC DEL 950 37 0.07%
222 YAHOO INC 1,050 37 0.07%
223 WISDOMTREE TR 763 37 0.07%
224 PRIMEENERGY CORP COM 600 37 0.07%
225 PIONEER NAT RES CO 160 37 0.07%
226 BUFFALO WILD WINGS INC 221 37 0.07%
227 ENDURANCE INTL GROUP HLDGS I 2,363 36 0.07%
228 NORFOLK SOUTHERN CORP 346 36 0.07%
229 DEXCOM INC 909 36 0.07%
230 SALESFORCE COM INC 628 36 0.07%
231 SCHWAB CHARLES CORP 1,308 35 0.07%
232 WGL HLDGS INC COM 806 35 0.07%
233 VIRTUSA CORPORATION 970 35 0.07%
234 CHESAPEAKE ENERGY CORP 355 35 0.07%
235 Nielsen Holdings B.V. 722 35 0.07%
236 EXELON CORP 960 35 0.07%
237 CSX CORP 1,128 35 0.07%
238 SUNPOWER CORP 828 34 0.07%
239 EMC INS GROUP INC COM 1,096 34 0.07%
240 ECOLAB INC 304 34 0.07%
241 WEST PHARMACEUTICAL SVSC INC 805 34 0.07%
242 GOODRICH PETE CORP 1,236 34 0.07%
243 RANDGOLD RES LTD 396 34 0.07%
244 Anthem, Inc. 316 34 0.07%
245 CHEMED CORP NEW COM 363 34 0.07%
246 WISDOMTREE GLOBAL EX-US UTILITIES FUND 1,637 33 0.06%
247 Forum Energy Technologies Inc 898 33 0.06%
248 PPG INDS INC 156 33 0.06%
249 SOUTHSIDE BANCSHARES INC 1,140 33 0.06%
250 DISCOVER FINL SVCS 528 33 0.06%
Page 5 of 40