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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1601 SOUTHSIDE BANCSHARES INC 782 22,647 0.05%
1602 Sigma-Aldrich 225 22,833 0.05%
1603 ISHARES 400 22,900 0.05%
1604 BROADCOM CORP CL A 618 22,940 0.05%
1605 PROLOGIS INC 560 23,010 0.05%
1606 MEXICO FD INC 814 23,020 0.05%
1607 PUBLIC SVC ENTERPRISE GRP IN 566 23,087 0.05%
1608 ISHARES 600 23,280 0.05%
1609 LUMEN TECHNOLOGIES INC 646 23,385 0.05%
1610 TYCO INTL LTD. 516 23,530 0.05%
1611 CVB FINL CORP COM 1,471 23,580 0.05%
1612 EQUITY RESIDENTIAL 376 23,688 0.05%
1613 MOSAIC CO NEW 480 23,736 0.05%
1614 ALPS ETF TR 554 23,763 0.05%
1615 WESTERN REFNG INC 636 23,882 0.05%
1616 MACYS INC 412 23,904 0.05%
1617 SUNTRUST BKS INC 598 23,956 0.05%
1618 INTEGRATED DEVICE TECHNOLOGY 1,551 23,978 0.05%
1619 RANDGOLD RES LTD 291 24,619 0.05%
1620 LORILLARD 406 24,754 0.05%
1621 DOMINION RES INC VA NEW 427 24,775 0.05%
1622 PRICE T ROWE GROUP INC 294 24,817 0.05%
1623 V F CORP 394 24,822 0.05%
1624 INTL PAPER CO 492 24,831 0.05%
1625 FIDELITY NATIONAL FINANCIAL IN 758 24,832 0.05%
1626 ESTERLINE TECHNOLOGIES CORP 216 24,866 0.05%
1627 PACCAR INC 396 24,881 0.05%
1628 CAPITAL SOUTHWEST CORP COM 691 24,883 0.05%
1629 IRIDIUM COMMUNICATIONS INC 76 25,091 0.05%
1630 ALERE INC 79 25,112 0.05%
1631 CME GROUP INC 354 25,116 0.05%
1632 McGraw Hill Group Inc 304 25,241 0.05%
1633 Chubb Corporation 274 25,255 0.05%
1634 WINMARK CORP 365 25,415 0.05%
1635 ADVISORY BRD CO 492 25,486 0.05%
1636 WATSCO INC CL B CONV 248 25,544 0.05%
1637 INTUIT 318 25,609 0.05%
1638 IDACORP INC 443 25,619 0.05%
1639 AMERIPRISE FINL INC 214 25,680 0.05%
1640 MARATHON PETE CORP 330 25,763 0.05%
1641 PIEDMONT NAT GAS INC 689 25,775 0.05%
1642 MICROSEMI CORP 964 25,797 0.05%
1643 GRUPO TELEVISA SA 755 25,904 0.05%
1644 LITHIA MTRS INC COM 277 26,057 0.05%
1645 GUIDEWIRE SOFTWARE INC 642 26,104 0.05%
1646 WGL HLDGS INC COM 606 26,119 0.05%
1647 DISCOVERY COMMUNICATNS NEW 358 26,141 0.05%
1648 FRANKLIN RESOURCES INC 452 26,144 0.05%
1649 CARDINAL HEALTH INC 384 26,327 0.05%
1650 SANDISK CORP 254 26,525 0.05%
Page 33 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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